Estate of Clark Ex Rel. Mitchell v. Daviess County

105 S.W.3d 841, 2003 Ky. App. LEXIS 59, 2003 WL 1112138
CourtCourt of Appeals of Kentucky
DecidedMarch 14, 2003
Docket2000-CA-002910-MR
StatusPublished
Cited by22 cases

This text of 105 S.W.3d 841 (Estate of Clark Ex Rel. Mitchell v. Daviess County) is published on Counsel Stack Legal Research, covering Court of Appeals of Kentucky primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of Clark Ex Rel. Mitchell v. Daviess County, 105 S.W.3d 841, 2003 Ky. App. LEXIS 59, 2003 WL 1112138 (Ky. Ct. App. 2003).

Opinion

OPINION

COMBS, Judge.

The Estate of Candice Clark and Linda Mitchell, Clark’s mother, appeal from an order of the Daviess Circuit Court granting summary judgment to the defendants in a wrongful death action arising out of an automobile accident that occurred in Da-viess County, Kentucky. We initially affirmed, but the Kentucky Supreme Court remanded for us to reconsider our opinion in light of Yanero v. Davis, Ky., 65 S.W.3d 510 (2001). After undertaking a Yanero analysis, we still conclude that the county and the individual defendants acting in their official or representative capacities are immune from suit and affirm that part of the judgment. However, Yanero has ruled that individual defendants sued in their individual capacities are not entirely immune from suit. Consequently, we affirm in part, reverse in part, and remand.

This action arises out of a single-car accident at a curved section of East Marksberry Road in Daviess County. The appellants allege that the absence of a proper warning sign and guardrail caused Candice Clark to lose control of her automobile at this location and to leave the roadway. She was found dead at the scene.

Following the accident, Linda Mitchell, the decedent’s mother and the personal representative of her estate, filed this action against: Daviess County; the present and former members of the Daviess County Fiscal Court (each in his official capacity and individually); the Daviess County road foreman (in his official capacity and individually); Daviess County Road Department sign director (in his official capacity and individually); the present and former Daviess County engineer (each in his official capacity and individually); and the assistant engineer of Daviess County (in his official capacity and individually). The complaint alleged that the defendants had failed to exercise ordinary care to provide and to maintain any notice or warning of the curved roadway and/or to provide an appropriate guardrail at the portion of the roadway involved in the accident.

Asserting the defenses of sovereign immunity and official immunity, the defendants (now appellees) moved for summary judgment. The trial court granted the motion with respect to the action against Daviess County; Daviess County Fiscal Court members in their official capacities; and the Daviess County engineers, road foreman, and Road Department sign director in their official capacities. The motion was denied with respect to the acts (or omissions) of the individual employees in their individual capacities. Following a period of discovery, the remaining defendants renewed their motion for summary judgment. After considering the defendants’ argument that their individual activ *844 ities were inherently within the traditional role of government, the trial court granted the motion. This appeal followed.

In an appeal of a summary judgment, our role as a reviewing court is to determine “whether the trial court correctly found that there were no genuine issues as to any material fact and that the moving party was entitled to judgment as a matter of law.” Scifres v. Kraft, Ky.App., 916 S.W.2d 779, 781 (1996) (citations omitted). Our review is de novo: “There is no requirement that the appellate court defer to the trial court since factual findings are not at issue.” Id. Whether an immunity defense applies is purely a question of law.

The trial court did not err by granting summary judgment in favor of Daviess County. The Kentucky Supreme Court has emphasized that county governments cannot be held liable for the negligent actions of employees acting in an official capacity. Franklin County v. Malone, Ky., 957 S.W.2d 195 (1997), overruled in fart by Yanero, supra, and overruled in part on other grounds by Commonwealth Bd. Of Claims v. Harris, Ky., 59 S.W.3d 896 (2001). It is well settled that these entities are protected by the doctrine of governmental immunity. Yanero, supra; Harris, supra.

Next, we consider whether the court erred in granting summary judgment in favor of the Daviess County Fiscal Court members in their official capacities and the Daviess County engineers, road foreman, and Road Department sign director in their official capacities. Because these individuals were sued in their representative capacities, they were cloaked in absolute immunity. Therefore, summary judgment in their favor was also proper. Any action against fiscal court members in their official capacities is essentially an action against the county which is barred by sovereign immunity. Malone at 201, citing Ky. Const. 231 and Littlejohn v. Rose, 768 F.2d 765 (6th Cir.1985). The absolute immunity from suit afforded to the state also extends to public officials sued in their representative (official) capacities, when the state is the real party against which relief in such cases is sought. Yanero supra at 518 (citing Alden v. Maine, 527 U.S. 706, 756, 119 S.Ct. 2240, 2267, 144 L.Ed.2d 636 (1999)).

Finally, we consider whether the trial court erred by granting summary judgment to the individual defendants sued in their individual capacities. Traditionally, the immunity of public employees has depended upon the nature of the action or function on which liability was based. Employees were accountable for their ministerial acts performed within the scope of their employment. However, they were immune from liability for their discretionary acts performed in good faith. Calvert Investments, Inc. v. Louisville & Jefferson County Metro Sewer District, Ky., 805 S.W.2d 133 (1991); Gould v. O’Bannon, Ky., 770 S.W.2d 220 (1989); Happy v. Erwin, Ky., 330 S.W.2d 412 (1959).

The Supreme Court of Kentucky departed from that traditional analysis in Malone, supra, in 1997, expanding the shield of sovereign immunity more broadly to protect from liability governmental employees and public officials acting within the scope of governmental activities regardless of whether the act performed was discretionary or ministerial.

The trial court in this case did not consider whether the acts of the individual defendants were ministerial or discretionary. Instead, it properly relied on language in Malone, supra, when it dismissed this case. However, the Supreme Court has since revisited Malone and refined its departure from established legal principles. In Yanero, decided in 2001, the Su *845

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Bluebook (online)
105 S.W.3d 841, 2003 Ky. App. LEXIS 59, 2003 WL 1112138, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-clark-ex-rel-mitchell-v-daviess-county-kyctapp-2003.