Estate of C.A. v. Grier

752 F. Supp. 2d 763, 2010 U.S. Dist. LEXIS 143125, 2010 WL 4236865
CourtDistrict Court, S.D. Texas
DecidedOctober 15, 2010
DocketCivil Action H-10-0531
StatusPublished
Cited by9 cases

This text of 752 F. Supp. 2d 763 (Estate of C.A. v. Grier) is published on Counsel Stack Legal Research, covering District Court, S.D. Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Estate of C.A. v. Grier, 752 F. Supp. 2d 763, 2010 U.S. Dist. LEXIS 143125, 2010 WL 4236865 (S.D. Tex. 2010).

Opinion

MEMORANDUM AND ORDER

LEE H. ROSENTHAL, District Judge.

I. Background

This case arises from the tragic death of a young man in a swimming pool at his Houston Independent School District high school. C.A. was a senior at Westside High School. His physics class included a project to build boats out of cardboard and duct tape and test them in the school’s swimming pool. C.A. did not know how to swim. He drowned during the class. C.A.’s parents sued in their individual capacities and on behalf of their son’s estate. *765 The complaint named RWS Architects, Inc. as a defendant, alleging negligence in the design and specifications for the pool.

RWS has moved for dismissal under Rule 12(b)(6) of the Federal Rules of Civil Procedure. RWS argues that the plaintiffs cannot plead the elements of their state-law negligent design claim because they failed to submit an affidavit of merit from an architect within the time required by § 150.002 of the Texas Civil Practice & Remedies Code. (Docket Entry No. 27). The plaintiffs have responded, and RWS has replied. (Docket Entries No. 51, 53). Based on the pleadings, the parties’ arguments, and the applicable law, this court denies the motion to dismiss. The reasons are set out below.

II. Analysis

Section 150.002 of the Texas Civil Practice & Remedies Code requires a plaintiff seeking damages for professional negligence by a licensed or registered professional, such as an architect or engineer, to file an affidavit attesting to the claim’s merit with the complaint. Tex. Crv. Prac. & Rem.Code. § 150.002(a). 1 The affidavit must “set forth specifically for each theory of recovery for which damages are *766 sought, the negligence, if any, or other action, error, or omission of the licensed or registered professional in providing the professional service, including any error or omission in providing advice, judgment, opinion, or a similar professional skill claimed to exist and the factual basis for each such claim.” Id. § 150.002(b). The affiant must be competent to testify, hold the same Texas professional architecture or engineering license as the defendant, and be “knowledgeable in the area of practice of the defendant.” Id. § 150.002(a), (b). The affiant’s knowledge, skill, experience, education, training, and practice must be the basis for the affidavit’s contents. Id. § 150.002(a)(3). There is one exception to the contemporaneous-filing requirement of § 150.002(b): if the statute of limitations expires within ten days after the complaint is filed and the plaintiff alleges that the time constraints precluded the preparation of an affidavit by a third-party architect or professional engineer, the plaintiff may file the affidavit within thirty days after filing the complaint. Id. § 150.002(c). The court may “extend such time” but only “after hearing and for good cause” as the court “shall determine justice requires.” Id. Failure to comply with the statute “shall” result in dismissal, which may be with prejudice. Id. § 150.002(e).

The plaintiffs concede that they did not file an affidavit from a licensed Texas architect with their complaint, as § 150.002(a) requires. They filed their complaint within 10 days of the limitations period’s expiration and in the complaint invoked the 30-day grace period under § 150.002(c). They did not, however, file the affidavit within 30 days after filing the complaint as § 150.002(c) requires, or file a motion or seek a hearing to extend that period as § 150.002(c) permits. If the § 150.002 eertificate-of-merit provisions apply, this court “shall” dismiss the complaint against RWS.

The plaintiffs argue that § 150.002 does not apply to a negligent design claim against an architect if the claim is filed in federal court under diversity jurisdiction. RWS. argues that § 150.002 is a substantive and necessary element of the professional negligence cause of action under state law. Federal courts apply state substantive law “when adjudicating diversity-jurisdiction claims, but in doing so apply federal procedural law to the proceedings.” Cates v. Sears, Roebuck & Co., 928 F.2d 679, 687 (5th Cir.1991); see also Hanna v. Plumer, 380 U.S. 460, 465-67, 85 S.Ct. 1136, 14 L.Ed.2d 8 (1965); Erie R.R. v. Tompkins, 304 U.S. 64, 79-80, 58 S.Ct. 817, 82 L.Ed. 1188 (1938). The distinction between procedural and substantive law for Erie purposes, however, is “sometimes a challenging endeavor.” See Gasperini v. Ctr. for Humanities, Inc., 518 U.S. 415, 427, 116 S.Ct. 2211, 135 L.Ed.2d 659 (1996).

The Fifth Circuit has not determined whether the certifieate-of-merit filing requirement of § 150.002 is a substantive element of a state-law professional negligence claim or whether it is procedural. See Menendez v. Wal-Mart Stores, Inc., 364 Fed.Appx. 62, 68 n. 7 (5th Cir.2010) (expressing “no views” in a removed case against an in-state architectural firm as to whether § 150.002 precluded recovery against that defendant and made removal improper). Although several district courts in this circuit have applied § 150.002 in diversity cases asserting Texas negligence claims, most of those cases assumed, without examination or explanation, that § 150.002 applies. See Menendez v. Wal-Mart Stores, Inc., No. Civ. A. No. M-08-348, 2009 WL 2407949, at *5-6 (S.D.Tex. July 31, 2009); Garland Dollar Gen., LLC v. Reeves Dev., LLC, Civ. A. No. 3:09-CV-0707-D, 2010 WL 1962560 (S.D.Tex. May 17, 2010); Harris Constr. Co. v. GGP-Bridgeland, L.P., No. H-07- *767 3468, 2010 WL 1945734 (S.D.Tex. May 12, 2010). 2

The most recent Supreme Court analysis of the substance/proeedure distinction in the Eñe context is in Shady Grove Orthopedic Associates v. Allstate Insurance Co., — U.S. —, 130 S.Ct. 1431, 176 L.Ed.2d 311 (2010). In Shady Grove, the Court held five-to-four that the Rule 23 class-certification criteria, not the New York state law prohibition on certifying class actions when the damages consisted of a penalty, controlled. Id. at 1448. The opinion for ■ the court did not attract a majority. The “narrowest ground” that explains the result controls. Marks v. United States, 430 U.S. 188, 193, 97 S.Ct. 990, 51 L.Ed.2d 260 (1977).

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Bluebook (online)
752 F. Supp. 2d 763, 2010 U.S. Dist. LEXIS 143125, 2010 WL 4236865, Counsel Stack Legal Research, https://law.counselstack.com/opinion/estate-of-ca-v-grier-txsd-2010.