Erickson v. Commissioner of the Department of Human Services for the State

494 N.W.2d 58, 1992 Minn. App. LEXIS 1231, 1992 WL 374034
CourtCourt of Appeals of Minnesota
DecidedDecember 22, 1992
DocketC7-92-1216
StatusPublished
Cited by13 cases

This text of 494 N.W.2d 58 (Erickson v. Commissioner of the Department of Human Services for the State) is published on Counsel Stack Legal Research, covering Court of Appeals of Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Erickson v. Commissioner of the Department of Human Services for the State, 494 N.W.2d 58, 1992 Minn. App. LEXIS 1231, 1992 WL 374034 (Mich. Ct. App. 1992).

Opinions

OPINION

DAVIES, Judge.

In February 1986 respondent Beltrami County Social Services Agency denied appellant Aid to Families with Dependent Children (“AFDC”) benefits for her personal needs on the ground that she was not cooperating in establishing the paternity of her child. This decision was affirmed by respondent Commissioner of the Minnesota Department of Human Services (“DHS”) in 1986, by the district court in 1987, again by the Commissioner in 1991, and by the district court in 1992. Appellant now challenges the district court’s 1992 order affirming the Commissioner’s 1991 decision. We reverse and remand.

FACTS

The parties do not dispute the material facts. On January 6, 1982, appellant Bonnie Erickson gave birth to a son. She applied for and began receiving AFDC benefits from the Beltrami County Social Services Agency (“BCSSA”). In order to receive benefits, appellant was required to cooperate in establishing the paternity of her child.

She stated that the only possible fathers of her son were R.O., who gave a blood sample in Minnesota, and J.S., who gave a blood sample in Texas. The blood tests excluded both men as possible fathers. Because the blood tests excluded the only men named by appellant as possible fathers, the BCSSA determined appellant was not cooperating in establishing the paternity of her child. Consequently, it sanctioned her in February 1986 by eliminating AFDC benefits allotted for her personal needs.

Appellant appealed the BCSSA’s decision to the DHS. At a hearing before an ap[61]*61peals referee, appellant testified that she could supply no other names and questioned whether the man who gave a blood sample in Texas was in fact J.S. She introduced photographic exhibits on the point.

The referee made express findings of fact: (1) appellant attended interviews as required by the BCSSA to provide information about the paternity of her son, (2) she named two men who could be the possible father, (3) she stated there were no others who could be the father, and (4) blood tests excluded both men as the possible father. The referee stated the “courts have held that * * * blood tests are worthy of ‘decisive and controlling evidentiary weight’ when determining the paternity of a child.” Since both men named by appellant were excluded as possible fathers, the referee, on behalf of the Commissioner, affirmed the BCSSA’s decision.

Appellant appealed this decision and, in 1987, the district court affirmed the ruling in a decision that was not appealed.

Three years later, in 1990, appellant reapplied for full AFDC benefits. The BCSSA denied the application for benefits for her personal needs by reaffirming its earlier decision. Appellant appealed the BCSSA’s decision to the DHS.

At a hearing held before an appeals referee, appellant called a new witness, J.S.’s former wife, who supported appellant’s contention that J.S. was not the man who gave the blood sample in Texas. Appellant’s testimony at the hearing did not change from her original testimony. The BCSSA offered no new evidence.

The referee recommended that the BCSSA’s decision be affirmed because appellant’s new evidence was not sufficient to overturn the district court’s 1987 decision and because the original decisions by the Commissioner and the district court were res judicata. The Commissioner adopted the referee’s recommendation and dismissed the appeal. Appellant appealed the decision to the district court, which, in 1992, affirmed the Commissioner’s decision. Appellant now appeals from the district court order.

ISSUES

I. Is appellant’s second administrative proceeding controlled by res judicata, collateral estoppel, or law of the case?

II. Did the Commissioner’s decision that appellant did not cooperate in establishing the paternity of her child prejudice her substantial rights?

ANALYSIS

I.

Respondent BCSSA argues that this court should not reach the merits of appellant’s claim because the claim is barred by the doctrine of res judicata. We review de novo whether the doctrine of res judicata can apply to a given set of facts. Hennepin County v. Hanneman, 472 N.W.2d 149, 152 (Minn.App.1991), pet. for rev. denied (Minn. Aug. 29, 1991). If the doctrine applies, the decision whether to actually apply it is left to the discretion of the trial court. Regents of Univ. of Minn. v. Medical Inc., 382 N.W.2d 201, 207 (Minn.App.1986), pet. for rev. denied (Minn. Apr. 18, 1986), cert. denied, 479 U.S. 910, 107 S.Ct. 307, 93 L.Ed.2d 282 (1986).

The doctrines of res judicata, collateral estoppel, and law of the case may apply to successive “administrative decisions when an agency acts in a judicial or quasi-judicial capacity.” Graham v. Special Sch. Dist. No. 1, 472 N.W.2d 114, 115-16 (Minn.1991); Hough Transit, Ltd. v. Harig, 373 N.W.2d 327, 332 (Minn.App.1985). Collateral estoppel and res judicata are not rigidly applied, however, and they “ ‘are qualified or rejected when their application would contravene an overriding public policy.’ ” AFSCME v. Arrowhead Regional Corrections Bd., 356 N.W.2d 295, 299 (Minn.1984) (quoting Tipler v. E.I. duPont deNemours & Co., 443 F.2d 125, 128 (6th Cir.1971)).

More recently, we have stated “res judi-cata may not be as applicable to administrative agencies as it is to courts.” Wangen v. Commissioner of Pub. Safety, 437 N.W.2d 120, 123 (Minn.App.1989), pet. for rev. denied (Minn. May 12, 1989).

[62]*62“Court decisions are reflected in a judgment which is docketed and final; the trial court’s work is at an end with regard to the matter. In the administrative process, however, agencies typically exert continuing supervisory and regulatory jurisdiction over the affected person. In addition, administrative policies are in a constant state of change, and administrative decision-makers are not only adjudicating but often policy-making. Finally, administrative agencies are charged by a legislative body with protecting public health, safety, and welfare, not merely resolving past adjudicative facts in light of existing law.”

Id. (quoting William J. Keppel and Dayton Gilbert, Minnesota Administrative Practice and Procedure § 624 at 119-20 (1982)).

The rationale stated in AFSCME and Wangen for not giving preclusive effect to earlier decisions applies here. First, public policy is involved because the AFDC program provides financial assistance on the basis of need to children and the parents or relatives who care for them. See Heckler v. Turner, 470 U.S. 184, 189, 105 S.Ct.

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Erickson v. Commissioner of the Department of Human Services for the State
494 N.W.2d 58 (Court of Appeals of Minnesota, 1992)

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Bluebook (online)
494 N.W.2d 58, 1992 Minn. App. LEXIS 1231, 1992 WL 374034, Counsel Stack Legal Research, https://law.counselstack.com/opinion/erickson-v-commissioner-of-the-department-of-human-services-for-the-state-minnctapp-1992.