Opinion
ZARELLA, J.
The sole issue in this appeal is whether General Statutes § 14-164c (e),1 by force of necessary implication, waives the state’s sovereign immunity from [384]*384suit. The defendant, the commissioner of motor vehicles (commissioner), appeals2 from the trial court’s denial of his motion to dismiss the action of the plaintiff, Envirotest Systems Corporation, claiming that the action is barred by the doctrine of sovereign immunity. We conclude that the language of the statute does not necessarily imply a waiver of sovereign immunity. Accordingly, we reverse the decision of the trial court.
[385]*385In reviewing a denial of a motion to dismiss, “we take the facts as expressly set forth, and necessarily implied, in the plaintiffs complaint, construing them in the light most favorable to the pleader.” C. R. Klewin Northeast, LLC v. Fleming, 284 Conn. 250, 253, 932 A.2d 1053 (2007). Because the plaintiff instituted this action by filing an application for an order to proceed with arbitration pursuant to General Statutes § 52-410,3 we rely on the facts from the plaintiffs application.
In 1994, the plaintiff and the department of motor vehicles (department) entered into a contract for the establishment and operation of motor vehicle inspection facilities for the state. The contract requires the plaintiff to establish and operate a network of vehicle inspection facilities for conducting enhanced vehicle emission inspections of certain motor vehicles. Section 12 of the contract deals with dispute resolution and requires the parties to consult and work together to resolve any disputes arising under the contract. If the parties are unable to resolve a dispute through consultation, § 12 provides that the commissioner shall submit a written decision on the issue, which is final unless the plaintiff seeks review of the decision by the American Arbitration Association. Section 12 also provides that “[a]ll disputes and differences between the [plaintiff] and the [s]tate arising out of or under the [c]ontract and not so resolved through consultation, shall, at the option of either party, be settled and finally determined by arbitration in accordance with the applicable rules [386]*386of the American Arbitration Association.” The last sentence of § 12 provides: “Except as provided in . . . [§] 14-164c et seq. pursuant to which this [c]ontract is executed, the [s]tate has not waived its right of sovereign immunity.”
The present action arises from the plaintiffs claim that the commissioner breached the contract with the plaintiff by virtue of the department’s failure to use its best efforts to enforce emissions testing compliance by creating and maintaining a registration suspension program, and that, as a consequence of that alleged failure, the plaintiff has suffered approximately $9 million in damages. After attempting to resolve the dispute through consultation with the commissioner, the plaintiff demanded that the commissioner issue a decision pursuant to § 12 of the contract. The commissioner responded by letter, indicating that it was the state’s position that § 12 did not apply to the plaintiffs claims for monetary damages.
Pursuant to § 52-410, the plaintiff filed an application for an order to proceed with arbitration. The commissioner filed a motion to dismiss, asserting that the plaintiffs action was barred by the doctrine of sovereign immunity. The trial court denied the motion to dismiss, concluding that, by necessary implication, § 14-164c (e) vested the commissioner with authority to waive sovereign immunity. In so concluding, the court relied on the fact that § 14-164c (e) authorizes the commissioner to enter into “negotiated” agreements in a project of considerable magnitude. This appeal followed.
The issue of whether § 14-164c (e) waives the state’s sovereign immunity presents a question of statutory construction over which we exercise plenary review. See, e.g., Dept. of Transportation v. White Oak Corp., 287 Conn. 1, 7, 946 A.2d 1219 (2008). General Statutes § 1-2z “instructs us that [o]ur fundamental objective is [387]*387to ascertain and give effect to the apparent intent of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. ... In seeking to determine that meaning . . . § 1 l-2z directs us first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extra-textual evidence of the meaning of the statute shall not be considered. . . . When a statute is not plain and unambiguous, we also look for interpretive guidance to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter . . . .” (Internal quotation marks omitted.) State v. Orr, 291 Conn. 642, 651, 969 A.2d 750 (2009).
Keeping these principles of statutory construction in mind, we turn to the issue of whether the legislature, through § 14-164c (e), waived the state’s sovereign immunity. “[T]he doctrine of sovereign immunity implicates subject matter jurisdiction and is therefore a basis for granting a motion to dismiss. ... A determination regarding a trial court’s subject matter jurisdiction is a question of law. When . . . the trial court draws conclusions of law, our review is plenary and we must decide whether its conclusions are legally and logically correct and find support in the facts that appear in the record.” (Citation omitted; internal quotation marks omitted.) Martinez v. Dept. of Public Safety, 263 Conn. 74, 80-81, 818 A.2d 758 (2003).
The doctrine of sovereign immunity is a rule of common law that operates as a strong presumption in favor [388]*388of the state’s immunity from liability or suit. See C. R. Klewin Northeast v. Fleming, supra, 284 Conn. 258 (“The principle that the state cannot be sued without its consent ... is well established under our case law. ... It has deep roots in this state and our legal system in general, finding its origin in ancient common law.” [Citation omitted; internal quotation marks omitted.]). “[T]his court has recognized the well established principle that statutes in derogation of sovereign immunity should be strictly construed. . . . [When] there is any doubt about their meaning or intent they are given the effect which makes the least rather than the most change in sovereign immunity.” (Emphasis added; internal quotation marks omitted.) Id., 259. In an action against the state in which damages are sought, “a plaintiff seeking to circumvent the doctrine of sovereign immunity must show that . . . the legislature, either expressly or by force of a necessary implication, statutorily waived the state’s sovereign immunity . . . .” (Citation omitted.) Miller v. Egan,
Free access — add to your briefcase to read the full text and ask questions with AI
Opinion
ZARELLA, J.
The sole issue in this appeal is whether General Statutes § 14-164c (e),1 by force of necessary implication, waives the state’s sovereign immunity from [384]*384suit. The defendant, the commissioner of motor vehicles (commissioner), appeals2 from the trial court’s denial of his motion to dismiss the action of the plaintiff, Envirotest Systems Corporation, claiming that the action is barred by the doctrine of sovereign immunity. We conclude that the language of the statute does not necessarily imply a waiver of sovereign immunity. Accordingly, we reverse the decision of the trial court.
[385]*385In reviewing a denial of a motion to dismiss, “we take the facts as expressly set forth, and necessarily implied, in the plaintiffs complaint, construing them in the light most favorable to the pleader.” C. R. Klewin Northeast, LLC v. Fleming, 284 Conn. 250, 253, 932 A.2d 1053 (2007). Because the plaintiff instituted this action by filing an application for an order to proceed with arbitration pursuant to General Statutes § 52-410,3 we rely on the facts from the plaintiffs application.
In 1994, the plaintiff and the department of motor vehicles (department) entered into a contract for the establishment and operation of motor vehicle inspection facilities for the state. The contract requires the plaintiff to establish and operate a network of vehicle inspection facilities for conducting enhanced vehicle emission inspections of certain motor vehicles. Section 12 of the contract deals with dispute resolution and requires the parties to consult and work together to resolve any disputes arising under the contract. If the parties are unable to resolve a dispute through consultation, § 12 provides that the commissioner shall submit a written decision on the issue, which is final unless the plaintiff seeks review of the decision by the American Arbitration Association. Section 12 also provides that “[a]ll disputes and differences between the [plaintiff] and the [s]tate arising out of or under the [c]ontract and not so resolved through consultation, shall, at the option of either party, be settled and finally determined by arbitration in accordance with the applicable rules [386]*386of the American Arbitration Association.” The last sentence of § 12 provides: “Except as provided in . . . [§] 14-164c et seq. pursuant to which this [c]ontract is executed, the [s]tate has not waived its right of sovereign immunity.”
The present action arises from the plaintiffs claim that the commissioner breached the contract with the plaintiff by virtue of the department’s failure to use its best efforts to enforce emissions testing compliance by creating and maintaining a registration suspension program, and that, as a consequence of that alleged failure, the plaintiff has suffered approximately $9 million in damages. After attempting to resolve the dispute through consultation with the commissioner, the plaintiff demanded that the commissioner issue a decision pursuant to § 12 of the contract. The commissioner responded by letter, indicating that it was the state’s position that § 12 did not apply to the plaintiffs claims for monetary damages.
Pursuant to § 52-410, the plaintiff filed an application for an order to proceed with arbitration. The commissioner filed a motion to dismiss, asserting that the plaintiffs action was barred by the doctrine of sovereign immunity. The trial court denied the motion to dismiss, concluding that, by necessary implication, § 14-164c (e) vested the commissioner with authority to waive sovereign immunity. In so concluding, the court relied on the fact that § 14-164c (e) authorizes the commissioner to enter into “negotiated” agreements in a project of considerable magnitude. This appeal followed.
The issue of whether § 14-164c (e) waives the state’s sovereign immunity presents a question of statutory construction over which we exercise plenary review. See, e.g., Dept. of Transportation v. White Oak Corp., 287 Conn. 1, 7, 946 A.2d 1219 (2008). General Statutes § 1-2z “instructs us that [o]ur fundamental objective is [387]*387to ascertain and give effect to the apparent intent of the legislature. ... In other words, we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether the language actually does apply. ... In seeking to determine that meaning . . . § 1 l-2z directs us first to consider the text of the statute itself and its relationship to other statutes. If, after examining such text and considering such relationship, the meaning of such text is plain and unambiguous and does not yield absurd or unworkable results, extra-textual evidence of the meaning of the statute shall not be considered. . . . When a statute is not plain and unambiguous, we also look for interpretive guidance to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter . . . .” (Internal quotation marks omitted.) State v. Orr, 291 Conn. 642, 651, 969 A.2d 750 (2009).
Keeping these principles of statutory construction in mind, we turn to the issue of whether the legislature, through § 14-164c (e), waived the state’s sovereign immunity. “[T]he doctrine of sovereign immunity implicates subject matter jurisdiction and is therefore a basis for granting a motion to dismiss. ... A determination regarding a trial court’s subject matter jurisdiction is a question of law. When . . . the trial court draws conclusions of law, our review is plenary and we must decide whether its conclusions are legally and logically correct and find support in the facts that appear in the record.” (Citation omitted; internal quotation marks omitted.) Martinez v. Dept. of Public Safety, 263 Conn. 74, 80-81, 818 A.2d 758 (2003).
The doctrine of sovereign immunity is a rule of common law that operates as a strong presumption in favor [388]*388of the state’s immunity from liability or suit. See C. R. Klewin Northeast v. Fleming, supra, 284 Conn. 258 (“The principle that the state cannot be sued without its consent ... is well established under our case law. ... It has deep roots in this state and our legal system in general, finding its origin in ancient common law.” [Citation omitted; internal quotation marks omitted.]). “[T]his court has recognized the well established principle that statutes in derogation of sovereign immunity should be strictly construed. . . . [When] there is any doubt about their meaning or intent they are given the effect which makes the least rather than the most change in sovereign immunity.” (Emphasis added; internal quotation marks omitted.) Id., 259. In an action against the state in which damages are sought, “a plaintiff seeking to circumvent the doctrine of sovereign immunity must show that . . . the legislature, either expressly or by force of a necessary implication, statutorily waived the state’s sovereign immunity . . . .” (Citation omitted.) Miller v. Egan, 265 Conn. 301, 314, 828 A.2d 549 (2003). The parties concede, and we agree, that § 14-164c (e) does not expressly waive sovereign immunity. Therefore, the only issue is whether it does so by necessary implication.
In Mahoney v. Lensink, 213 Conn. 548, 569 A.2d 518 (1990),4 we explained that, in order for statutory lan[389]*389guage to give rise to a necessary implication that the state has waived its sovereign immunity, “[t]he probability . . . must be apparent, and not a mere matter of conjecture; but . . . necessarily such that from the words employed an intention to the contrary cannot be supposed,”5 (Emphasis added; internal quotation marks omitted.) Id., 558 n.14. In other words, in order for a court to conclude that a statute waives sovereign immunity by force of necessary implication, it is not sufficient that the claimed waiver reasonably may be [390]*390implied from the statutory language. It must, by logical necessity, be the only possible interpretation of the language. Therefore, although a conclusion that statutory language is ambiguous ordinarily allows a court, pursuant to § 1-2z, to consult extratextual sources in interpreting a statute, that avenue is unavailable when a court, in examining statutory language to determine whether a statute waives sovereign immunity by necessary implication, concludes that the language is ambiguous as to waiver. Ambiguous language, by definition, “is susceptible to more than one reasonable interpretation.” Carmel Hollow Associates Ltd. Partnership v. Bethlehem, 269 Conn. 120, 134 n. 19, 848 A.2d 451 (2004). In other words, in this context, the existence of uncertainty in a statute with regard to waiver is not an ambiguity but, rather, an answer. Thus, pursuant to § 1-2z, we cannot consult extratextual sources because we must interpret any uncertainty as to the existence of a waiver as preserving sovereign immunity.6 As we have [391]*391explained, statutory language that waives the state’s sovereign immunity by necessary implication must be susceptible to only one reasonable interpretation, namely, that the state waived its sovereign immunity. Thus, a conclusion that statutory language is ambiguous is inconsistent with the claim that the statute waives sovereign immunity by force of a necessary implication. Accordingly, unlike other contexts, in which the objective of our statutory construction is to determine whether the statutory language signifies by force of a necessary implication that the legislature intended to waive sovereign immunity, a conclusion that the statutory language is ambiguous with respect to the inference ends the inquiry, and consideration of extratextual sources is unwarranted.7 See Miller v. Egan, supra, 265 Conn. 335-38 (Zarella, J., concurring).8
[392]*392The trial court in the present case determined that § 14-164c (e) implicitly waived sovereign immunity by granting to the commissioner the authority to negotiate inspection agreements. In arguing that the trial court properly so concluded, the plaintiff similarly relies on the grant to the commissioner of authority to negotiate the agreements.9 The plaintiff also notes that the statute grants the commissioner authority to negotiate inspection agreements “notwithstanding chapters 50, 58, 59 and 60”; General Statutes § 14-164c (e); and the fact that the statute provides that any agreement shall be subject to “any other provision deemed necessary by the commissioner for the administration of the inspection agreement.” General Statutes § 14-164c (e). The commissioner argues that the statutory language on [393]*393which the trial court and the plaintiff rely neither waives sovereign immunity nor grants to the commissioner the power to waive sovereign immunity. We agree with the commissioner.10
General Statutes § 14-164c (e) provides in relevant part: “In order to provide for emissions inspection facilities, the commissioner may enter into a negotiated inspection agreement or agreements, notwithstanding chapters 50, 58, 59 and 60, with an independent contractor or contractors, to provide for the leasing, construction, equipping, maintenance or operation of a system of official emissions inspection stations in such numbers and locations as may be required to provide vehicle owners reasonably convenient access to inspection facilities. . . . The inspection agreement or agreements authorized by this section shall be subject to other provisions as follows: (A) Minimum requirements for staff, equipment, management and hours and place of operation of official emissions inspection stations [394]*394including such additional testing facilities as may be established and operated in accordance with subsection (g) of this section; (B) reports and documentation concerning the operation of official emissions inspection stations and additional testing facilities as the commissioner may require; (C) surveillance privileges for the commissioner to ensure compliance with standards, procedures, rules, regulations and laws; and (D) any other provision deemed necessary by the commissioner for the administration of the inspection agreement . . . ."
The plain language of the statute illustrates that the legislature’s objectives in providing the commissioner with authority to negotiate and enter into inspection agreements pursuant to § 14-164c (e) were to identify the areas of negotiation, to establish the general scope and limitations of any agreement, to delineate the types of administrative provisions to which any agreement would be subject, and to vest the commissioner with discretion to fill in the details as necessary. None of the language in the statute alludes to liability, lawsuits or dispute resolution. A close examination of the statutory language reveals that the trial court’s conclusion that § 14-164c (e) waives the state’s sovereign immunity from suit by force of necessary implication is not supported. As we already have noted, the trial court relied primarily on the fact that § 14-164c (e) authorizes the commissioner to “enter into a negotiated inspection agreement or agreements . . . with an independent contractor or contractors . . . .” (Emphasis added; internal quotation marks omitted.) The plaintiff contends that the fact that this grant of negotiation authority confers exceptionally broad authority on the commissioner suggests that it includes by necessary implication the authority to incorporate into the agreement a dispute resolution procedure that effectively waives the state’s sovereign immunity. The term “negotiate,” how[395]*395ever, must be read in the context of the entire sentence, which authorizes the commissioner to negotiate the inspection agreement “to provide for the leasing, construction, equipping, maintenance or operation of a system of official emissions inspection stations in such numbers and locations as may be required to provide vehicle owners reasonably convenient access to inspection facilities.” General Statutes § 14-164c (e). In other words, the statute authorizes the commissioner to negotiate the details regarding the establishment, operation and maintenance of inspection stations. It simply does not follow, from a grant of authority to the commissioner to negotiate the terms of an agreement, however large the project covered by the agreement may be, that the grant includes by necessary implication the power to waive the state’s sovereign immunity. Otherwise, every provision of the General Statutes that grants to an administrative agency the power to negotiate a contract would have to be construed as a delegation of the legislature’s power to waive sovereign immunity despite the absence of an express delegation in the statute, or language from which an intent to delegate necessarily could be implied. See, e.g., General Statutes § 3-127 (authorizing attorney general “to negotiate and contract” with other states regarding “use, allocation or diversion” of interstate watercourses); General Statutes § 4b-55a (authorizing commissioner of public works to “negotiate . . . contracts]” for environmental evaluations for priority higher education facility projects); General Statutes § 17a-27d (authorizing commissioner of public works to “negotiate . . . contract” for architectural services and design for state juvenile training school project). Put simply, the plaintiff attempts to draw an inference, on the basis of the “broad[ness]” of the negotiating powers granted to the commissioner, that those powers necessarily must include the power to waive sovereign immunity. That type of inference [396]*396simply is inconsistent with our definition of “necessary implication,” which occurs when a particular meaning of the statutory language is the only reasonable interpretation of that language and is one that flows by logical necessity from the words of the statute. Cf. Mahoney v. Lensink, supra, 213 Conn. 558 n.14.
The plaintiff also relies on the fact that the statute vests the commissioner with authority to negotiate such agreements “notwithstanding chapters 50, 58, 59 and 60 . . . .” General Statutes § 14-164c (e). These chapters of the General Statutes deal with state planning, appropriations, budget issues, purchasing, real property management, capital improvements, and the construction and maintenance of state buildings. Consequently, these chapters set forth procedures for the awarding of contracts with the state. See generally General Statutes §§ 4-65a et seq., 4a-50 et seq., 4b-1 et seq. and 4b-51 et seq. According to the plaintiff, the fact that the commissioner’s authority under § 14-164c (e) exists, “notwithstanding” these chapters, evidences an unusually broad legislative grant of authority to the commissioner. The plaintiff does not explain why the grant of authority to the commissioner in § 14-164c (e) “notwithstanding” these chapters necessitates the specific conclusion that the commissioner was granted authority to waive sovereign immunity. Certainly, a more reasonable interpretation of § 14-164c (e) would be that it granted the commissioner the authority to negotiate inspection agreements without the requirement of complying with the competitive bidding process. See, e.g., General Statutes § 4a-57 (competitive bidding and negotiation for purchases and contracts); General Statutes § 4a-59 (bidding procedures in awarding of contracts); General Statutes § 4a-82 (bidding procedures in awarding of janitorial contracts). The conclusion that the plaintiff proposes is hardly a necessary one, particularly because one chapter of the General Statutes that is not enumer[397]*397ated is chapter 53, which deals with claims against the state and creates the office of the claims commissioner. See General Statutes § 4-141 et seq. Once again, the plaintiff asks us to draw a very broad inference, namely, that, because the grant of authority to the commissioner in § 14-164c (e) includes broad powers to negotiate a contract, those powers necessarily include the discretion to waive the state’s sovereign immunity. That conclusion, however, is not necessarily implied from the language of the statute.
Lastly, the plaintiff refers to the language in § 14-164c (e) that alludes to the various provisions to which the inspection agreement or agreements shall be subject, including provisions regarding staffing, equipment, hours and place of operation, reporting and documentation requirements, surveillance privileges for the commissioner to ensure compliance with standards and regulations, and “any other provision deemed necessary by the commissioner for the administration of the inspection agreement.” General Statutes § 14-164c (e). This catchall provision, the plaintiff claims, vests the commissioner with authority to waive sovereign immunity when such a waiver is “necessary . . . for the administration of the inspection agreement.” General Statutes § 14-164c (e). This language, however, must be understood in the context of the preceding text, which enumerates provisions that have to do with the operation of inspection stations, management of staff and regulation of quality control. Thus, “administration of the inspection agreement” reasonably may be interpreted to mean the application of the agreement to the day-to-day issues that are likely to arise in the operation of inspection stations. Likewise, the “other provisionfs]” that the commissioner deems necessary to the administration of the inspection agreement would be similar in scope. There is no suggestion that such “other provision[s]” reasonably would include provisions con[398]*398cerning liability or dispute resolution. Accordingly, the catchall provision does not necessarily imply that the legislature waived sovereign immunity from suit, and the plain language of the statute does not support the plaintiffs claim.11
Moreover, in considering whether the legislature intended to waive the state’s sovereign immunity, we note that the legislature, in enacting § 14-164c (e), “is presumed to have acted with knowledge of existing statutes and with an intent to create one consistent body of law. . . . The General Assembly is always presumed to know all the existing statutes and the effect that its action or [lack thereof] will have [on] any one of them. And it is always presumed to have intended that effect which its action or [lack thereof] produces.” (Citations omitted; internal quotation marks omitted.) Martinez v. Dept. of Public Safety, supra, 263 Conn. 84.
“The legislature thus presumably enacted [§ 14-164c (e)] with knowledge of our statutes requiring any person with a claim against the state to file such claim with the state claims commissioner, seeking either payment or permission to sue the state. See [generally] General Statutes § 4-141 et seq. The claims commissioner has discretionary authority to pay or reject claims, to make recommendations to the legislature with regard to claims, and to authorize suit against the state. Specifically, the claims commissioner can approve the pay[399]*399ment of any claim for less than $7500 in damages. General Statutes § 4-158 (a). If the claim exceeds $7500, the claims commissioner must make a recommendation to the General Assembly suggesting payment or rejection, and the General Assembly may accept, reject or alter the claims commissioner’s recommendation. General Statutes § 4-159. The claims commissioner also may authorize suit against the state in Superior Court. General Statutes § 4-160 (a). We must infer that the legislature enacted [§ 14-164c (e)] knowing of these detailed statutory provisions that require claimants with indemnity claims against the state to enforce those claims through the claims commissioner.” Martinez v. Dept. of Public Safety, supra, 263 Conn. 84-85.
The decision to deny the motion to dismiss is reversed and the case is remanded with direction to grant the motion to dismiss and to render judgment thereon for the commissioner.
In this opinion NORCOTT and McLACHLAN, Js., concurred.