Ennis v. Illinois State Bank of Quincy

248 N.E.2d 534, 111 Ill. App. 2d 71, 1969 Ill. App. LEXIS 1253
CourtAppellate Court of Illinois
DecidedJune 12, 1969
DocketGen. 10,983
StatusPublished
Cited by23 cases

This text of 248 N.E.2d 534 (Ennis v. Illinois State Bank of Quincy) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ennis v. Illinois State Bank of Quincy, 248 N.E.2d 534, 111 Ill. App. 2d 71, 1969 Ill. App. LEXIS 1253 (Ill. Ct. App. 1969).

Opinion

MATHERS, J.

A complaint in equity was filed on August 28, 1965, by Robert Lease and Robert Nelson Lewton, to set aside the Last Will and Testament and a Codicil thereto of Alice C. Lease, Deceased, naming the Illinois State Bank of Quincy as principal defendant, alleging undue influence by the bank and its agents and a lack of testamentary capacity by deceased. Also named as nominal defendants were a number of heirs and Alva A. Lewton, a tenant farmer of the deceased.

For an understanding of the issues involved we summarize the salient portions of the record. Alice C. Lease died on January 10, 1965, leaving her surviving Robert E. Lease, her brother, Robert Nelson Lewton, a nephew, and her sisters, Daisy Lease, Lois Lewton and Feme Hull.

The will was drawn on August 18, 1952, and the codicil was executed on December 6,1963.

Small bequests of personal belongings were made to each of the heirs and the balance of the estate, consisting of a 210-acre farm was devised one-quarter to Alva Lewton, a tenant on the farm since 1945, and three-quarters to Daisy Lease, for their respective lives. Upon the death of either life tenant that portion was to go to the survivor. Upon the death of both life tenants, the will gave the remainder to St. Joseph’s Hospital for the Chronically 111, but the codicil changed this beneficiary to the Holy Redeemer Church of Barry, Illinois.

Before the complaint was filed Daisy Lease died, leaving Alva Lewton as the sole life tenant.

On the date of trial, November 15, 1967, plaintiffs sought to file an amendment to the complaint by making Alva Lewton the principal defendant, alleging an agency, a fiduciary relationship and undue influence by Mr. Lewton. The trial court denied this motion. During the trial the court restricted the testimony of certain witnesses and at the conclusion of plaintiffs’ evidence again refused to permit the amendment to the complaint and granted a motion for directed verdict for the defendants.

This appeal follows, seeking a reversal of the trial court’s decisions and requesting that the case be remanded for a new trial.

Amendment of pleadings is governed by section 46 of the Civil Practice Act (Ill Rev Stats 1967, c 110) which reads in part:

“(1) At any time before final judgment amendments may be allowed on just and reasonable terms, introducing any party who ought to have been joined as plaintiff or defendant, discontinuing as to any plaintiff or defendant, changing the cause of action or defense or adding new causes of action or fenses, ....
“(3) A pleading may be amended at any time, before or after judgment, to conform the pleadings to the proofs, upon terms as to costs and continuance that may be just.”

Illinois has long permitted a policy of permitting liberal amendment of pleadings. Over a century ago the Illinois Supreme Court stated that amendments should be freely allowed to preserve rights and advance justice, as long as such amendments do not work to the surprise or prejudice of the opposite party. Miller v. Metzger, 16 Ill 390, 6 Peck 390 (1855). More recently the Court stated that section 46 is to be construed liberally “to the end that controversies may be speedily and finally determined” . . . and real justice attained. Thompson v. People, 410 Ill 256,102 NE2d 315.

Despite this liberal policy, parties do not have an absolute right to amend their pleadings. Amendments are only permitted at the trial court’s discretion. This point has particular significance in deciding the appeal of the case under consideration because our courts have had two divergent policies — a policy favoring liberal amendments of pleadings and a policy against unduly restricting a trial judge in matters falling generally within his discretion. The determining factor for overruling a judge’s disallowance of a motion to amend must be found in a “clear abuse of his discretion,” considering the peculiar facts and circumstances of the case and the impact upon all the parties in permitting or not permitting the motion.

The plaintiff’s motion to amend in the instant case does not fall clearly in the express categories enumerated in section 46. He did not change his basic theory in the contest of the will, but on the date of trial made new allegations of fiduciary relationship, agency and undue influence against a party defendant who originally was a nominal party to the proceeding. The test to be applied in determining whether discretion was properly exercised in denying an amendment to the pleadings is whether it “furthers the ends of justice.” Lahman v. Gould, 82 Ill App2d 220, 226 NE2d 443 (1967). In this regard the court may determine the ultimate efficacy of a claim in passing on a motion to amend and whether plaintiff had previous opportunities to assert his claim. Bowman v. County of Lake, 29 Ill2d 268, 193 NE2d 833. See also Fleming James Jr.’s Civil Procedure, pars 5.2-5.10 (1965).

Trial courts have broad discretion in allowing or refusing amendments. Lowrey v. Malkowski, 20 Ill2d 280, 170 NE2d 147.

The facts in our case are quite similar to those in Brockob Const. Co. v. Trust Co. of Chicago, 6 Ill App2d 565, 128 NE2d 620, where appellants contended that the trial court erred in denying their motion for a continuance filed on the date of trial, in order that they might file a third-party proceeding. This motion was made orally, without prior notice to either the court or opposing parties. The purpose of the amendment was to bring in the managing trustees who had succeeded appellants. The court held that:

“In any event, a motion for leave to amend pleadings is addressed to the sound discretion of the court and a judgment will not be reversed for a refusal to allow an amendment unless there has been an abuse of discretion. This is particularly true where the proposed amendment undertakes the institution of a third party proceeding and is made on the day the case is ready for trial, so that not only the granting of the amendment is involved but the settling of pleadings in a new proceeding, with the delays and continuances that would accompany it. The court properly denied the motion.” (P 570.)

Applying the principles and criteria outlined above, let us examine the chronological events that transpired beginning with the filing of the original complaint on the 28th day of August, 1965, brought by Robert E. Lease and Robert Nelson Lewton. This complaint makes all the legatees and devisees party defendants in addition to Alva Lewton. It alleges that undue influence was exercised by the Elinois State Bank and that the deceased, Alice Lease, did not have sufficient physical and mental capacity to execute a will and codicil. There are no allegations of wrongdoing on the part of Alva Lew-ton. Some of the legatees filed answers, and some filed waivers and entries of appearance. The defendant Alva Lewton filed an answer, on October 1,1965.

On August 31, 1967 a pretrial conference was held and the case was set for trial on September 11.

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Bluebook (online)
248 N.E.2d 534, 111 Ill. App. 2d 71, 1969 Ill. App. LEXIS 1253, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ennis-v-illinois-state-bank-of-quincy-illappct-1969.