Empy v. State

571 S.W.2d 526, 1978 Tex. Crim. App. LEXIS 1276
CourtCourt of Criminal Appeals of Texas
DecidedSeptember 20, 1978
Docket55957
StatusPublished
Cited by48 cases

This text of 571 S.W.2d 526 (Empy v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Empy v. State, 571 S.W.2d 526, 1978 Tex. Crim. App. LEXIS 1276 (Tex. 1978).

Opinions

OPINION

DALLY, Judge.

This is an appeal from a conviction for theft of more than $20.00 but less than $200.00; the punishment is a $300.00 fine. Appellant contends that the judgment is void since, when he entered his plea of guilty without representation by counsel, there existed a possibility his punishment would include imprisonment.

Appellant’s contention finds apparent support in Ex parte Herrin, 537 S.W.2d 33 (Tex.Cr.App.1976), in which it was said:

“It is well settled that criminal defendants in misdemeanor cases are entitled to counsel if there exists a possibility that imprisonment may be imposed. Argersinger v. Hamlin, 407 U.S. 25, 92 S.Ct. 2006, 32 L.Ed.2d 530 (1972); Walker v. State, 486 S.W.2d 330 (Tex.Cr.App.1972); Ramirez v. State, 486 S.W.2d 373 (Tex.Cr.App.1972).”

This sentence is susceptible of misinterpretation. Let us examine the cases relied on for the statement quoted from Ex parte Herrin, supra, and let us compare the facts of Ex parte Herrin, supra, with the facts of this case.

There is no language in Argersinger v. Hamlin, supra, which requires that defendants in misdemeanor cases be represented by counsel merely because there exists a possibility that imprisonment may be imposed. The punishment assessed in that case included imprisonment for 90 days. Mr. Justice Douglas, who authored the opinion for the United States Supreme Court, said:

“We need not consider the requirements of the Sixth Amendment as regards the right to counsel where loss of liberty is not involved, however, for here petitioner was in fact sentenced to jail.”

Argersinger v. Hamlin, supra, holds that absent a knowing and intelligent waiver no person may be imprisoned for any offense unless at his trial he was represented by counsel, but it was also said in that case that:

“Under the rule we announce today, every judge will know when the trial of a misdemeanor starts that no imprisonment may be imposed, even though local law permits it, unless the accused is represented by counsel. He will have a measure of the seriousness and gravity of the offense and therefore know when to name a lawyer to represent the accused before the trial starts.
“The run of misdemeanors will not be affected by today’s ruling. But in those that end up in the actual deprivation of a person’s liberty, the accused will receive the benefits of ‘the guiding hand of counsel’ so necessary when one’s liberty is in jeopardy.”

In Walker v. State, supra, a prior conviction was held void because the defendant had not been represented by counsel when tried for the misdemeanor offense of driving a motor vehicle upon a public road while intoxicated; however, on conviction for that offense imprisonment was a mandatory punishment. Art. 802, V.A.P.C. (1925). In Ramirez v. State, supra, a prior conviction was held void because the defendant had not been represented by counsel when he was tried for the misdemeanor offense of child desertion; however, on conviction for that offense imprisonment was a mandatory punishment. Art. 602, V.A.P.C. (1925, as amended, Acts 1959). Although not cited in Ex parte Herrin, supra, the same result was reached in Ex parte Webster, 497 S.W.2d 305 (Tex.Cr.App.1973), as in Walker v. State, supra.

In Ex parte Herrin, supra, the defendants had been tried on pleas of not guilty before a jury and the punishment actually assessed was 90 days’ imprisonment and a fine of $500.00.

In the instant case the appellant was tried before the court and the punishment [528]*528assessed was a fine of $300.00. The trial judge knew of the holding of Argersinger v. Hamlin, and knew that when he accepted the appellant’s plea of guilty he could not assess punishment of imprisonment, but could only assess a fine if the appellant was unrepresented by counsel. In these circumstances, the court was not required to appoint an attorney to represent the appellant. Argersinger v. Hamlin, supra; and see Aldrighetti v. State, 507 S.W.2d 770 (Tex.Cr.App.1974); Lopez v. State, 507 S.W.2d 776 (Tex.Cr.App.1974); Ex parte Casarez, 508 S.W.2d 620 (Tex.Cr.App.1974). We hold as we did in Aldrighetti v. State, supra; Lopez v. State, supra, and Ex parte Casarez, supra, that when only a fine is actually assessed in a misdemeanor case, the judgment is not void even though the defendant was indigent, was not represented by counsel, and was convicted under a statute which included imprisonment as a possible punishment.

The dissenting opinion appears to engage in a bit of studied sophistry by stating, “The facts in Hooper v. State, Tex.Cr.App., 557 S.W.2d 122 are similar to those in the instant case except that the defendant therein was assessed a jail term.” Since Hooper’s punishment was imprisonment for ninety days and the punishment in the instant case was only a fine the facts are quite dissimilar and the opinion in Hooper v. State, supra, and in this case are entirely consistent. The long quotation from Hooper v. State, supra, in no way supports the dissent since Hooper’s punishment was imprisonment for ninety days and the appellant’s here was by only a fine.

The dissenting opinions imply that the majority interpretation of Argersinger v. Hamlin, supra, is unique. However, it is the interpretation of Argersinger v. Hamlin, supra, by the United States Court of Appeals for the Fifth Circuit and the dissenters here that is out of line with the interpretation of courts in other jurisdictions. The majority opinion here is in agreement with the interpretation of Ar-gersinger v. Hamlin, supra, by the Supreme Courts of Illinois, Virginia, Florida, Idaho, and Mississippi as well as the United States Courts of Appeal for the Fourth and Tenth Circuits.

As succinctly put in Sweeten v. Sneddon, 463 F.2d 713 (10th Cir. 1972): “Argersinger forbids imprisonment without representation. It does not forbid trial without representation.”

The Supreme Court of Illinois in People v. Scott, 68 Ill.2d 269, 12 Ill.Dec. 174, 369 N.E.2d 881 (1977) said:

“We are unpersuaded by defendant’s argument that the mere possibility of incarceration upon conviction should trigger a defendant’s constitutional right to counsel for there exists no possibility of incarceration if counsel was not properly waived. We are not inclined to extend Argersinger and Morrisey merely because a defendant is charged with a statutory offense which provides for various sentencing alternatives upon conviction.”

See also Whorley v. Commonwealth, 215 Va. 740, 214 S.E.2d 447 (1975); Mahler v. Birnbaum, 95 Idaho 14, 501 P.2d 282 (1972); Nelson v. Tullos, 323 So.2d 539 (Miss.1975); Rollins v. State, 299 So.2d 586 (Fla.1974); Marston v. Oliver, 485 F.2d 705 (4th Cir.1973); Morgan v. Juvenile and Domestic Relations Court of Halifax County, Virginia,

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Bluebook (online)
571 S.W.2d 526, 1978 Tex. Crim. App. LEXIS 1276, Counsel Stack Legal Research, https://law.counselstack.com/opinion/empy-v-state-texcrimapp-1978.