Emmpresa Cubana Del Tabaco v. Culbro Corp.

213 F.R.D. 151, 2003 U.S. Dist. LEXIS 3572, 2003 WL 1191864
CourtDistrict Court, S.D. New York
DecidedMarch 12, 2003
DocketNo. 97 Civ. 8399(RWS)
StatusPublished
Cited by21 cases

This text of 213 F.R.D. 151 (Emmpresa Cubana Del Tabaco v. Culbro Corp.) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Emmpresa Cubana Del Tabaco v. Culbro Corp., 213 F.R.D. 151, 2003 U.S. Dist. LEXIS 3572, 2003 WL 1191864 (S.D.N.Y. 2003).

Opinion

OPINION

SWEET, District Judge.

Plaintiff Empresa Cubana del Tabaco d/b/a Cubatabaco (“Cubatabaco”) has moved (1) to strike the Eighth Affirmative Defense of defendant General Cigar Co. (“General Cigar”) pursuant to Rule 12(f) of the Federal Rules of Civil Procedure; (2) to preclude the trial testimony of Marvin Shanken, the editor and publisher of Cigar Aficionado; and (3) to preclude the trial testimony of James Clark, president of Straus Tobacconist. General Cigar has cross-moved, in the event that Cuba-tabaco’s motion to strike the Eighth Affirmative Defense is granted, to amend its answer to include a new affirmative defense pursuant to Fed.R.Civ.P. 15(a).

For the following reasons, Cubatabaco’s motions are granted, and General Cigar’s motion is granted.

Prior Proceedings

Cubatabaco applied on January 15,1997 to register the COHIBA mark and filed a Petition for Cancellation of General Cigar’s CO-HIBA registration with the U.S. Patent and Trademark Office (the “PTO”). Cubatabaco commenced this litigation in November 1997, seeking, inter alia, cancellation of General Cigar’s registration of COHIBA and an injunction against further use of the mark. In its answer, filed December 5, 1997, General Cigar interposed several affirmative defenses, including the Eighth Affirmative Defense, which reads in its entirety: “Upon information and belief, plaintiff has abandoned its alleged mark by failing to enforce it against infringers and/or counterfeiters.” Answer, at 10.

Proceedings were stayed in December 1997 pending the outcome of settlement negotiations. Litigation resumed in February 2000. The nearly two years of fact discovery in this ease closed in January 2002, more than a year ago. Neither Shanken nor Clark were identified as potential witnesses during that time, despite repeated requests that any unidentified witnesses be identified.

By order dated June 26, 2002, the Court granted in part and denied in part the parties’ cross-motions for summary judgment, dismissing General Cigar’s equitable defenses of laches, acquiescence and estoppel.

Trial is now scheduled to begin on May 19, 2003.1

Cubatabaco filed the motion to strike the Eighth Affirmative Defense and to preclude Shanken’s testimony on December 4, 2002. General Cigar filed in opposition on December 20, 2002, and Cubatabaco replied on January 6, 2003. Oral argument was heard on the two motions on January 15, 2003, at which time they were considered fully submitted.

Cubatabaco filed its motion to preclude Clark’s testimony on January 30, 2003. That motion was considered fully submitted on February 5, 2003. Because of the similarity of this motion and that seeking to preclude Shanken’s testimony, it will be considered with the two prior motions although they were argued earlier.

Shanken’s Potential Testimony

Shanken is the editor and publisher of Cigar Aficionado, the leading consumer cigar [154]*154magazine since 1992, and the trade publication Cigar Insider. Both journals are publications of M. Shanken Communications, Inc. (“Communications”). Shanken has his offices at 387 Park Avenue South, where he is a tenant of General Cigar, which owns the building. General Cigar’s corporate headquarters and Communications are located on the same and adjacent floors.

Cigar Aficionado has featured prominently in this litigation. Both parties have extensively cited to Cigar Aficionado articles and advertisements throughout the discovery period and on summary judgment, and numerous witnesses have been examined on matters concerning the magazine. General Cigar included as part of its summary judgment motion two interviews of a Cubatabaco executive conducted by Shanken.

Communications has already been subject to document subpoenas (by Cubatabaco on June 19, 2000 and General Cigar on July 24, 2000) and Rule 30(b)(6) deposition notices (Cubatabaco on March 8, 2001 and General Cigar on March 22, 2001). Communications produced its Executive Editor, Gordon Mott (“Mott”) as its Rule 30(b)(6) witness. Mott was deposed by both parties on April 24, 2001. In lieu of further deposition of Shánken’s staff, which had been noticed by Cubata-baco, the parties and Communications entered into a Pact Stipulation on December 21, 2001.

Almost a year later, on December 20, 2002, Shanken was included on General Cigar’s witness list. Shanken has not been deposed by the parties. General Cigar intends to call Shanken on the issue of whether Cubataba-co’s COHIBA mark was “well-known” in the United States at the time General Cigar first began to use the mark, including an explanation of Shanken’s decision to publish an article on the Cuban COHIBA in the premiere issue of Cigar Aficionado and why he chose to have two different covers for the United States and Europe editions, as well as on the topics of fame, confusion and related issues.

Clark’s Identification and Potential Testimony

On January 24, 2003, General Cigar served a document styled “Defendants’ Rebuttal Deposition Witness List,” in which General Cigar listed Clark as a potential witness. In response to a query from Cubatabaco, General Cigar wrote on January 29, 2003 that they “intend to call Mr. Clark after Plaintiff has concluded its case-in-chief. Mr. Clark is expected to testify on topics of fame and confusion and related issues.” General Cigar states that Clark was listed in response to Cubatabaco’s live witness list, which included the names of two cigar retailers who will likely testify regarding whether the Cuban COHIBA mark was well-known in the United States in 1992 and/or likelihood of confusion. General Cigar expects Clark to address these same topics and related issues.

Prior to this time, Cubatabaco had never heard of Clark. They discovered after his identification that the company of which he is president, Straus Tobacconist, is the fifth oldest tobacco shop in the country, having been founded in 1880, and that Clark is on the board of directors of the Retailer Tobacco Dealers of America (“RTDA”).

Discussion

I. The Eighth Affirmative Defense

Cubatabaco has moved to strike General Cigar’s Eighth Affirmative Defense, grounded in the doctrine of abandonment. In response, General Cigar argues that the Eighth Affirmative Defense involves a different section of the Lanham Act than that discussed by Cubatabaco or that, in the alternative, the answer should be amended to clarify that fact.

A. The Defense as Pled Should Be Stricken

Rule 12(f) permits a court to “order stricken from any pleading any insufficient defense or any redundant, immaterial, impertinent, or scandalous matter.”2 Motions to [155]*155strike affirmative defenses are “generally disfavored,” Simon v. Manufacturers Hanover Trust Co., 849 F.Supp. 880, 882 (S.D.N.Y. 1994), and should be denied unless “there is a clear showing that the challenged defense has no bearing on the subject matter and that permitting the defense to stand would prejudice the plaintiff.” Oliner v. McBride’s Indus., Inc., 106 F.R.D.

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Bluebook (online)
213 F.R.D. 151, 2003 U.S. Dist. LEXIS 3572, 2003 WL 1191864, Counsel Stack Legal Research, https://law.counselstack.com/opinion/emmpresa-cubana-del-tabaco-v-culbro-corp-nysd-2003.