Ehrsam v. Rubenstein

917 F.2d 764, 1990 WL 159616
CourtCourt of Appeals for the Third Circuit
DecidedOctober 23, 1990
DocketNo. 90-5111
StatusPublished
Cited by11 cases

This text of 917 F.2d 764 (Ehrsam v. Rubenstein) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ehrsam v. Rubenstein, 917 F.2d 764, 1990 WL 159616 (3d Cir. 1990).

Opinion

OPINION OF THE COURT

STAPLETON, Circuit Judge:

Appellant Kathleen Ehrsam asserts that the Pennsylvania Mandatory Minimum Sentencing Act (“the Act”), under which she was 'sentenced, violates the Due Process Clause of the Fourteenth Amendment to the United States Constitution. The district court dismissed Ehrsam’s petition for a writ of habeas corpus, and she appeals. We have jurisdiction pursuant to 28 U.S.C. §§ 1291, 2253, and our review of the district court’s legal conclusions is plenary. Bond v. Fulcomer, 864 F.2d 306 (3d Cir.1989). We will affirm the judgment of the district court.

I.

In 1983, Ehrsam was convicted in the Pennsylvania Court of Common Pleas of aggravated assault, simple assault, recklessly endangering another person, and possession of an instrument of crime. Pursuant to the Act, she was sentenced to the mandatory minimum of five years incarceration.

The Act lists a number of offenses, including aggravated assault, for which the mandatory minimum sentence of five years is applicable.1 If a defendant is convicted of one of these offenses, two further requirements must be met before the minimum sentence will be binding on the sentencing judge. First, the Commonwealth must give notice before sentencing of its intention to proceed under this section. Second, the sentencing judge must determine by a preponderance of the evidence that the defendant “visibly possessed a [766]*766firearm during the commission of the offense.”

In McMillan v. Pennsylvania, 477 U.S. 79, 106 S.Ct. 2411, 91 L.Ed.2d 67 (1986), the Supreme Court of the United States rejected a due process challenge to that portion of the Act which provides that the state need only prove “visible possession” by a preponderance of the evidence. The Court held that visible possession of a firearm is not an element of the crime charged and, accordingly, need not be proved beyond a reasonable doubt. The Court had no occasion to address the arguments here advanced by Ehrsam.

II.

Ehrsam argues that the Act violates the Due Process Clause, first, because the Act prohibits the judge from considering the individual circumstances of the defendant, and, second, because the Act gives the prosecutor discretion to determine after the finding of guilt whether to seek mandatory minimum sentencing under the Act.

A.

The Supreme Court has never recognized a constitutional right to individualized sentencing, and appellant has cited no court of appeals decision that recognizes such a right. Moreover, the Supreme Court in dicta, this court, and other courts of appeals have expressly declined to recognize such a right.

In Lockett v. Ohio, 438 U.S. 586, 602, 98 S.Ct. 2954, 2963, 57 L.Ed.2d 973 (1978), the Supreme Court observed that “the concept of individualized sentencing in criminal cases generally, although not constitutionally required, has long been accepted in this country.” (emphasis added). The Court also noted that “legislatures remain free to decide how much discretion in sentencing should be reposed in the judge or jury in noncapital cases.” Id. at 603, 98 S.Ct. at 2964. Recently, in upholding the constitutionality of the federal sentencing guidelines against an attack based on separation of powers principles, the Court stated that “the scope of judicial discretion with respect to a sentence is subject to congressional control.” Mistretta v. United States, 488 U.S. 361, 364, 109 S.Ct. 647, 650, 102 L.Ed.2d 714 (1989).

In addition, this court has held that there is no due process right to individualized sentencing. In United States v. Frank, 864 F.2d 992, 1010 (3d Cir.1988), cert. denied, — U.S. -, 109 S.Ct. 2442, 104 L.Ed.2d 998 (1989), we recalled that the “early practice was for Congress to prescribe specific punishment for specific crimes, and it was only much later that Congress delegated to the federal courts the broad discretion in sentencing which they have exercised in recent years.” We also pointed out that “recognition of a substantive liberty interest in individualized treatment in sentencing would ... be inconsistent with the generally accepted notion that both retribution ... and general deterrence ... are appropriate societal reasons for imposing sanctions.” Id. at 1009-10.

Other courts of appeals have also held that there is no constitutional right to individualized sentencing. In United States v. Vizcaino, 870 F.2d 52, 56 (2d Cir.1989), the court held that “there is no constitutional right to judicial discretion in individualized sentencing.” See also United States v. Wilkins, 911 F.2d 337, 339 (9th Cir.1990) (“Criminal defendants do not have a constitutional right to individualized sentences.”); United States v. White, 869 F.2d 822, 825 (5th Cir.), cert. denied, — U.S. -, 109 S.Ct. 3172, 104 L.Ed.2d 1033 (1989) (“The Constitution does not require individualized sentences.”); United States v. Oxford, 735 F.2d 276, 279 (7th Cir.1984) (“there is no constitutional requirement that a sentencing court individualize the sentence of each defendant.”).

We reaffirm our previously expressed view that the Due Process Clause permits mandatory sentences.

B.

Ehrsam also argues that the Act violates due process because it gives post-conviction discretion to prosecutors to decide whether to proceed under the Act. According to [767]*767Ehrsam, this has the effect of transferring from the court to the prosecutor the right to decide whether the defendant will receive the mandatory minimum sentence, thereby violating the defendant’s right to have his or her sentence determined by an impartial decisionmaker.

The fallacy in Ehrsam’s argument is that a defendant has no due process right to have a judge determine his or her sentence and, accordingly, a legislature may constrain or eliminate altogether the role of judicial discretion in the sentencing process. As the Court of Appeals for the Second Circuit has recently observed, “Congress may constitutionally prescribe mandatory sentences or otherwise constrain the exercise of judicial discretion ... so long as such constraints have a rational basis.” United States v. Huerta, 878 F.2d 89, 94 (2d Cir.1989) (citations omitted), cert. denied, — U.S. -, 110 S.Ct. 845, 107 L.Ed.2d 839 (1990).

It is also well settled that a legislature can exercise its right to limit judicial discretion in sentencing by bestowing on prosecutors the right to make decisions that may curtail judicial discretion. In

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Bluebook (online)
917 F.2d 764, 1990 WL 159616, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ehrsam-v-rubenstein-ca3-1990.