EEOC v. Peat, Marwick, Mitchell and Co.

589 F. Supp. 534, 38 Fair Empl. Prac. Cas. (BNA) 1843
CourtDistrict Court, E.D. Missouri
DecidedJune 20, 1984
Docket83-2277C(2)
StatusPublished
Cited by8 cases

This text of 589 F. Supp. 534 (EEOC v. Peat, Marwick, Mitchell and Co.) is published on Counsel Stack Legal Research, covering District Court, E.D. Missouri primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
EEOC v. Peat, Marwick, Mitchell and Co., 589 F. Supp. 534, 38 Fair Empl. Prac. Cas. (BNA) 1843 (E.D. Mo. 1984).

Opinion

589 F.Supp. 534 (1984)

EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, Applicant,
v.
PEAT, MARWICK, MITCHELL AND CO., Respondent.

No. 83-2277C(2).

United States District Court, E.D. Missouri.

June 20, 1984.

*535 James R. Neely, Robert B. Curtis, Donna L. Harper, St. Louis, Mo., for applicant.

Kohn, Shands, Elbert, Gianovlakis & Giljum, Alan C. Kohn, Mark J. Bremer, Linda Douglas Wuestner, St. Louis, Mo., for respondent.

MEMORANDUM

FILIPPINE, District Judge.

This matter is before the Court for a determination whether a subpoena duces tecum issued to respondent Peat, Marwick, Mitchell & Co. ("Peat, Marwick") should be enforced.

On application by Equal Employment Opportunity Commission ("EEOC"), this Court ordered respondent to show cause why it should not be compelled to comply with the subpoena issued to it. The Court held a hearing on the matter on April 13, 1984, and the parties have filed memoranda of law and exhibits in support of their positions.

After consideration of the evidentiary materials submitted by the parties, their briefs, and the applicable law, the Court hereby enters the following memorandum which it adopts as its findings of fact and conclusions of law in compliance with Rule 52(a) Fed.R.Civ.P.

This is an action for enforcement of a subpoena duces tecum pursuant to Section 7(a) of the Age Discrimination in Employment Act of 1967, as amended, 29 U.S.C. § 621 ("ADEA"). Jurisdiction over this action is conferred upon the Court by the provisions of Sections 9 and 10 of the Federal Trade Commission Act of September 16, 1914, as amended, 15 U.S.C. §§ 49, 50; which provisions are incorporated in Sections 9 and 11 of the Fair Labor Standards Act, as amended, (29 U.S.C. § 201 et seq.) ("FLSA") and in Section 7(a) of the ADEA, 29 U.S.C. § 621 et seq.

Pursuant to Reorganization Plan No. 1 of 1978, applicant EEOC is a federal agency charged with administration and enforcement of the ADEA including, inter alia, the investigation of charges of unlawful employment practices.

Respondent Peat, Marwick is an accounting firm operating in the state of Missouri with facilities throughout the state and in the City of St. Louis. Respondent is an employer within the meaning of 29 U.S.C. § 630(b).

*536 On or about May 5, 1980, the EEOC initiated a directed investigation of respondent's retirement policies and practices to determine whether those policies and practices unlawfully discriminated against workers in the protected age group because of their age at its facilities in St. Louis, Missouri.

On June 29, 1982, applicant served notice of the age discrimination charge on respondent pursuant to 29 U.S.C. § 626(d).

On April 20, 1983, in furtherance of the investigation of the charge, the District Director of applicant issued and caused to be served upon Thomas L. Holton a subpoena duces tecum requiring respondent to produce certain evidence on May 11, 1983. The subpoena was issued pursuant to Section 7(a) of the ADEA, 29 U.S.C. § 621, which incorporates sections 9 and 11 of the Fair Labor Standards Act, 29 U.S.C. § 201 et seq. and the Notice of Delegation of Subpoena which appeared in the Federal Register on June 29, 1979 (44 F.R. 37974).[1]

To date, respondent has failed to provide applicant with access to the evidence requested by the subpoena.

Respondent sets forth two reasons why the subpoena should not be enforced. First, respondent asserts that the EEOC has no authority to investigate, enforce, file suit, issue subpoenas, or act in any other capacity with regard to the ADEA. Second, assuming the EEOC has power to investigate age discrimination, defendant contends that the subpoena should not be enforced because the information sought thereby is not reasonably related to any purpose of the ADEA.

To properly understand defendant's first argument, it is necessary to examine the underlying legislation.

The original enactment of the ADEA vested the statutory responsibility for administration and enforcement of its provisions in the Secretary of Labor. This responsibility was transferred from the Secretary of Labor to the EEOC by Reorganization Plan No. 1 of 1978, Section 2. Reorganization Plan No. 1 was enacted pursuant to the procedures set forth in the Reorganization Act of 1977, 5 U.S.C. § 901 et seq. ("Reorganization Act"). The Reorganization Act gave the President of the United States authority to restructure and reorganize the executive branch and its agencies. 5 U.S.C. §§ 901, 903. The President was empowered to prepare reorganization plans and submit such plans to both Houses of Congress. 5 U.S.C. § 903. If during a period of sixty days after a plan was transmitted to Congress neither House passed "a resolution stating in substance that the House does not favor the reorganization plan," the reorganization plan then became effective. 5 U.S.C. § 906(a).

Pursuant to these procedures, President Carter prepared Reorganization Plan No. 1 and submitted the plan to Congress. Neither House of Congress passed a resolution objecting to the plan within the requisite sixty-day period. Consequently, Reorganization Plan No. 1 became "effective" on January 1, 1979, and was published in the statutes at large and the Federal Register pursuant to 5 U.S.C. § 906(d).

Defendant contends that the process under which Reorganization Plan No. 1 became effective is unconstitutional under the recent Supreme Court decision in Immigration *537 and Naturalization Service v. Chadha, 462 U.S. 919, 103 S.Ct. 2764, 77 L.Ed.2d 317 (1983).

In Chadha, the Supreme Court held unconstitutional a provision in the Immigration and Nationality Act which authorized one House of Congress, by resolution, to invalidate a decision of the Executive Branch, pursuant to authority delegated by Congress to the Attorney General of the United States, to allow a particular deportable alien to remain in the United States. 103 S.Ct. at 2788.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Simpson v. Ernst & Young
850 F. Supp. 648 (S.D. Ohio, 1994)
Marilyn Wheeler v. Main Hurdman
825 F.2d 257 (Tenth Circuit, 1987)
Caruso v. Peat, Marwick, Mitchell & Co.
664 F. Supp. 144 (S.D. New York, 1987)
Hyland v. New Haven Radiology Associates
794 F.2d 793 (Second Circuit, 1986)

Cite This Page — Counsel Stack

Bluebook (online)
589 F. Supp. 534, 38 Fair Empl. Prac. Cas. (BNA) 1843, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eeoc-v-peat-marwick-mitchell-and-co-moed-1984.