Edward Vega v. Floyd H. Miller, James C. Desimone, Howard L. English, Carolyn D. Jones, and G. Peter Cooney

273 F.3d 460, 18 I.E.R. Cas. (BNA) 163, 2001 U.S. App. LEXIS 25364, 82 Empl. Prac. Dec. (CCH) 40,998, 2001 WL 1518273
CourtCourt of Appeals for the Second Circuit
DecidedNovember 29, 2001
DocketDocket 00-9214
StatusPublished
Cited by41 cases

This text of 273 F.3d 460 (Edward Vega v. Floyd H. Miller, James C. Desimone, Howard L. English, Carolyn D. Jones, and G. Peter Cooney) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Edward Vega v. Floyd H. Miller, James C. Desimone, Howard L. English, Carolyn D. Jones, and G. Peter Cooney, 273 F.3d 460, 18 I.E.R. Cas. (BNA) 163, 2001 U.S. App. LEXIS 25364, 82 Empl. Prac. Dec. (CCH) 40,998, 2001 WL 1518273 (2d Cir. 2001).

Opinions

Judge JOSÉ A. CABRANES dissents in a separate opinion.

JON 0. NEWMAN, Circuit Judge.

This appeal concerns the availability of a qualified immunity defense for five administrators at the New York Maritime College (“College”) who discharged a nontenured teacher for leading a classroom “word association” exercise. The administrators concluded that the teacher had acted unprofessionally when he failed to ter-mínate the exercise in which students, some standing on chairs, shouted out vulgar, sexually explicit terms, many of which the teacher wrote down, in words or initials, on a blackboard. The administrators appeal from the September 11, 2000, order of the District Court for the Southern District of New York (Denise L. Cote, District Judge) denying their motion for summary judgment on the ground of qualified immunity. Without deciding whether the discharge of the Plaintiff, Professor Edward Vega, might have entitled him to any relief from the College that would not encounter Eleventh Amendment obstacles,1 we conclude that qualified immunity shields the administrators from any obligation to pay Vega any money damages. We therefore reverse and remand with directions to dismiss.

Background

The College is a state-run co-educational institution that aims to prepare its students — or as the College calls them, “cadets” — for service as engineers or officers in various branches of the armed services. It requires its students to demonstrate “[rjespect for others” and “regimental discipline at all times.” Plaintiff-Appellee Edward Vega began teaching at the College in August 1993. He was a non-tenure-track professor, and could be terminated at will.

In the summer of 1994, Vega taught a six-week composition course at the College’s Summer Institute, a program designed for pre-freshmen who need remedial courses prior to matriculation. The students were male and female, aged 17 and 18. On July 21, Vega conducted a free-association exercise called “cluster[463]*463ing,” in which students were invited to select a topic, then call out words related to the topic, and finally group related words together into “clusters.” According to Vega, the exercise is intended to help students reduce the use of repetitive words in college-level essays.

The students selected “sex” as the topic for the “clustering” exercise. Vega understood the topic to be “sex and relationships.” Vega then invited the students to call out words or phrases related to the topic, and he wrote at least many of their responses on the blackboard. The first words called out were, as Vega described them, “very safe words,” such as “marriage,” “children,” and “wedding ring.” As the exercise continued, the words called out included “penis,” “vagina,” “fellatio,” and “cunnilingus.” Toward the end of the exercise, with all but one of the students yelling and two standing on chairs, the following words and phrases were called out: “cluster fuck,” “slamhole,” “bearded clam,” “fist fucking,” “studded rubbers,” “your [sic] so hard,” and “eating girls out.”2

Vega wrote many of the words on the blackboard, but said that he used initials for “some of the words that [Admiral] Floyd Miller [President of Maritime College] found to be disgusting examples of sexual harassment,” and “some I didn’t even abbreviate.” At no point in the session did Vega seek to curtail the vulgarity of what the students were yelling, or terminate the exercise. He contends that after the exercise he “cautioned [the] students that such terms would alienate their readers and should not be used at all or used rarely and then only where it was essential to enlighten and persuade the reader.” Complaint ¶ 17.

None of the students or their parents ever complained about the exercise. It came to the attention of the College administrators in the course of investigating a complaint by a student on another matter.

When the College administrators became aware of the clustering exercise, Admiral Miller asked Dr. Howard L. English, Vice-President of Academic Affairs, to meet with Vega. English and Dean of Admissions G. Peter Cooney confronted Vega on August 17. Vega handed English copies of his lesson plans, which included many provocative topics.3 English explained that he and Miller found the clustering exercise inappropriate, and that it opened the door to bad publicity and possible sexual harassment complaints. English told Vega that they would not offer him reappointment for the upcoming school year.

English officially terminated Vega’s contract by correspondence dated August 18, 1994. English drafted a memorandum to the file that explained Vega’s firing, attributing it to Vega’s “reliance on sex as a theme” and “use of sexually explicit vocabulary” in the clustering exercise. English claims that he also wrote a very brief memo (without an explanation for the firing) for Vega’s personnel file.4

[464]*464Miller met with Vega on August 24 to review the decision. Miller called Vega’s conduct “vile,” “vulgar,” “pornographic,” and “irresponsible,” and told Vega that it could be considered sexual harassment, and could create liability for the college. Miller ratified English’s termination of Vega. Both English and Miller acknowledge that the sole reason they decided to fire Vega was because of his conduct in the July 21,1994, clustering exercise.

On August 3, 1997, Vega filed a suit in the District Court, alleging numerous causes of action against several administrators and various school entities. Over the next several months, Judge Cote dismissed the complaint in its entirety against many of the Defendants, and dismissed some of the claims against the remaining Defendants. However, she denied motions to dismiss three of the claims against five of the Defendants, Appellants on this appeal. They are Admiral Miller, Vice-President English, Dean Cooney, James C. DeSimone, Commandant of Cadets, and Carolyn D. Jones, Director of the Summer Institute.

The remaining claims are all brought under 42 U.S.C. § 1983. They allege that the decision not to reappoint Vega (1) violated his First Amendment right to academic freedom (the “academic freedom claim”), (2) was made pursuant to an unconstitutionally vague or overbroad sexual harassment policy (the “sexual harassment policy claim”), and (3) infringed his Fourteenth Amendment due process right to a hearing prior to governmental adverse employment action that sullies his good name and reputation (the “stigma-plus claim”).

The Defendants first filed a motion to dismiss on November 10, 1997, arguing, among other things, that they were entitled to qualified immunity on the ground that the law concerning Vega’s claims was not clearly established in 1994. Judge Cote denied this motion, ruling that the law as to both the academic freedom claim and the stigma-plus claim was clearly established in 1994, and that the question of whether the Defendants’ sexual harassment policy was unconstitutionally vague or overbroad was a “fact intensive one that cannot be resolved on a motion to dismiss.” Vega v. State University of New York Board of Trustees, 67 F.Supp.2d 324, 342 (S.D.N.Y.1999). The Defendants did not appeal this decision.

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Bluebook (online)
273 F.3d 460, 18 I.E.R. Cas. (BNA) 163, 2001 U.S. App. LEXIS 25364, 82 Empl. Prac. Dec. (CCH) 40,998, 2001 WL 1518273, Counsel Stack Legal Research, https://law.counselstack.com/opinion/edward-vega-v-floyd-h-miller-james-c-desimone-howard-l-english-ca2-2001.