Edward T. Splane and Paralyzed Veterans of America v. Togo D. West, Jr., Secretary of Veterans Affairs

216 F.3d 1058, 2000 U.S. App. LEXIS 14462, 2000 WL 800735
CourtCourt of Appeals for the Federal Circuit
DecidedJune 23, 2000
Docket99-7078
StatusPublished
Cited by69 cases

This text of 216 F.3d 1058 (Edward T. Splane and Paralyzed Veterans of America v. Togo D. West, Jr., Secretary of Veterans Affairs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Federal Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Edward T. Splane and Paralyzed Veterans of America v. Togo D. West, Jr., Secretary of Veterans Affairs, 216 F.3d 1058, 2000 U.S. App. LEXIS 14462, 2000 WL 800735 (Fed. Cir. 2000).

Opinion

CLEVENGER, Circuit Judge.

Petitioners, Edward T. Splane and the Paralyzed Veterans of America, seek review of a precedential opinion issued by the Department of Veterans Affairs (“DVA”) general counsel on October 2, 1998 (“VAOPGCPREC 14-98”). In that opinion, the general counsel responded to a request from the Chairman of the Board of Veterans’ Appeals (“Board”) for guidance concerning three questions of law presented in an appeal filed by Mr. Splane. Petitioners seek to have VAOPGCPRE C 14-98 declared invalid on the grounds that the opinion suffers from a number of procedural and substantive defects. We disagree with Petitioners that VAOP-GCPREC 14-98 is procedurally defective under either the Administrative Procedure Act (“APA”) or the Freedom of Information Act (“FOIA”). However, because we agree that VAOPGCPREC 14-98 contains a statutory interpretation that is not in accordance with law, we vacate that portion of the opinion.

I

Splane, a veteran, appealed his claim for service connection for multiple sclerosis (“MS”) to the Board. As part of his substantive case, Splane relied on 38 U.S.C. § 1112(a) (1994), which states that:

in the case of any veteran who served for ninety days or more during a period of war ... multiple sclerosis developing a 10 percent degree of disability or more within seven years from the date of separation from such service ... shall be considered to have been incurred in or aggravated by such service, notwithstanding there is no record of evidence of such disease during the period of service.

Accordingly, Splane sought to show that he had developed an MS-related disability of at least 10 percent within 7 years of being discharged from the service.

On April 7, 1995, the Board denied Splane’s claim, finding that Splane had exhibited symptoms of MS in high school, before entry into service. The Board concluded that, although MS was present to a compensable degree within the 7-year presumptive period following discharge, Splane was not entitled to the statutory *1062 presumption of incurrence or aggravation because his condition predated his entry into the service and was not aggravated thereby. Splane appealed the Board's decision to the Court of Appeals for Veterans Claims ("CAVC").

On May 7, 1997, Splane and counsel for the DVA filed a joint motion for remand for further evidentiary development and a supplemental opinion. The joint motion for remand requested that the Board order a new independent medical expert ("IME") opinion with regard to the severity of Splane's MS during the 7-year presumptive period. The remand motion also requested that the Board remove, temporarily, a previous Board medical advisor's opinion ("BMAO") from Splane's record during the IME's evaluation, or provide an explanation as to why Splane would not be prejudiced by the IME's knowledge of the earlier BMAO. Finally, the Board was requested to consider whether the presumption of aggravation, provided under 38 U.S.C. § 1112(a)(4), is applicable where the facts show that a veteran exhibited symptoms of MS before entering the service. The joint remand motion was granted on May 8, 1997.

On remand, and before any arguments were heard, the Chairman of the Board requested an opinion from DVA's general counsel on legal issues involved in Splane's case. In response to the Board's request, the DVA general counsel issued prece-dential opinion VAOPGCPREC 14-98, dated October 2, 1998, a synopsis of which was published in the Federal Register on October 22, 1998. See 63 Fed.Reg. 56,705 (Oct. 22, 1998). The opinion concluded that 38 U.S.C. § 1112(a) does not establish a presumption of aggravation for a chronic disease that existed before entry into the service. It further concluded that a document in a veteran's file could be temporarily removed for the purpose of obtaining an "untainted" IME opinion. Finally, it concluded that the requirement of 38 U.S.C. § 7109(c), that the Board "furnish the claimant with a copy of [an IME] opinion when it is received by the Board," is satisfied if a copy of the opinion is delivered to the claimant's authorized representative.

On March 5, 1999, Splane's counsel requested in writing that the DVA general counsel withdraw VAOPGCPREC 14-98, arguing that it was not contemplated by the joint remand agreement. The general counsel denied this request. Thereafter, Splane filed the present petition for review, joined by the Paralyzed Veterans of America. In the meantime, Splane petitioned the CAVC for a writ of mandamus to reinstate his appeal to that court pending the outcome of the present challenge; however, that petition was denied.

We have jurisdiction over this petition pursuant to 38 U.S.C. § 502 (1994), which states: "An action of the Secretary to which section 552(a)(1) or 553 of title 5 (or both) refers . . . is subject to judicial review [which] may be sought only in the United States Court of Appeals for the Federal Circuit." The action now being challenged is the creation and publication of an agency rule-in the form of a prece-dential general counsel opinion-which falls under the ambit of sections 552(a)(1) and 553. Accordingly, our jurisdiction in this case is proper.

II

Petitioners challenge the procedural correctness of the general counsel's opinion, as well as its substance. Procedurally, Petitioners argue that VAOP-GCPREC 14-98 is a "legislative rule," subject to the notice and comment rulemaking requirements of 5 U.S.C. § 553 (1994), rather than an interpretative rule that is exempt from notice and comment rulemak-ing procedures. Petitioners also argue that the DVA failed to comply with 5 U.S.C. § 552(a)(1) by not publishing the entire text of VAOPGCPREC 14-98 in the Federal Register. 1 Finally, Petitioners ar *1063 gue that the Board lacked statutory authority to request an opinion of the DVA general counsel that was determinative in a pending individual case. Substantively, Petitioners argue that VAOPGCPREC 14-98 contradicts the statutes it purports to interpret, particularly 38 U.S.C. §§ 1112(a)(4) and 7109.

A

Petitioners first argue that VAOP-GCPREC 14-98 is procedurally defective because it was not issued in accordance with APA notice and comment rulemaking procedures. See 5 U.S.C. § 553 (1994). This argument is based on the assumption that VAOPGCPREC 14-98 is a “legislative” rule rather than an “interpretive” rule.

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216 F.3d 1058, 2000 U.S. App. LEXIS 14462, 2000 WL 800735, Counsel Stack Legal Research, https://law.counselstack.com/opinion/edward-t-splane-and-paralyzed-veterans-of-america-v-togo-d-west-jr-cafc-2000.