Denise Jarrell v. R. James Nicholson

20 Vet. App. 326, 2006 U.S. Vet. App. LEXIS 776, 2006 WL 2434262
CourtUnited States Court of Appeals for Veterans Claims
DecidedAugust 24, 2006
Docket03-0752
StatusPublished
Cited by86 cases

This text of 20 Vet. App. 326 (Denise Jarrell v. R. James Nicholson) is published on Counsel Stack Legal Research, covering United States Court of Appeals for Veterans Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Denise Jarrell v. R. James Nicholson, 20 Vet. App. 326, 2006 U.S. Vet. App. LEXIS 776, 2006 WL 2434262 (Cal. 2006).

Opinions

On Appeal from the Board of Veterans’ Appeals.

KASOLD, Judge:

Veteran Denise Jarrell appeals through counsel a January 3, 2003, Board of Veterans’ Appeals (Board) decision that, inter alia, concluded that there was no clear and unmistakable error (CUE) in a January 1956 VA regional office (RO) decision that denied disability compensation for a psychiatric disorder. For the reasons set forth below, the January 2003 decision of the Board will be set aside in part and the appeal dismissed.1

I. BACKGROUND

Ms. Jarrell served in the U.S. Navy from August 1952 to March 1954. Her [328]*328service medical records disclose no evidence of a psychiatric disorder upon her entry into or separation from service. She was, however, treated for anxiety during service on three occasions. In August 1955, Ms. Jarrell filed a claim for disability compensation benefits for a “nervous condition.” Record (R.) at 72-75. In January 1956, the RO denied disability compensation for “psychosis, undifferentiated, in complete remission” because Ms. Jarrell’s “nervous condition was not incurred in or aggravated by service.” R. at 112-14. Ms. Jarrell did not appeal that decision.

In June 1997, Ms. Jarrell filed through counsel a request for revision of the January 1956 RO decision on the basis of CUE.2 In November 1997, she submitted further argument in support of her request, wherein she specifically argued that the RO had not followed controlling regulations regarding service connection for diseases noted in service or within the presumptive period thereafter and cited to Savage v. Gober, 10 Vet.App. 488 (1997), and 38 C.F.R. §§ 3.303, 3.307(c) (1955). In February 1999, the RO denied the request. On June 14, 1999, Ms. Jarrell filed a Notice of Disagreement (NOD) with the February 1999 RO decision. In July 2000, Ms. Jarrell filed through the same counsel her Substantive Appeal to the Board; therein, in addition to the theory of CUE presented to the RO, Ms. Jarrell raised for the first time that the 1956 RO committed CUE by failing to consider the presumption of sound condition upon entry into service under 38 C.F.R. § 3.63 (1955). The Board acknowledged that Ms. Jarrell raised this new theory of CUE in her Substantive Appeal; in 2003 the Board adjudicated and rejected both theories.

On appeal to the Court, Ms. Jarrell argues solely that the Board erred in its adjudication of her request for revision under the theory that the 1956 RO failed to consider the presumption of sound condition under § 3.63 — the theory of CUE first presented in her Substantive Appeal. She initially sought reversal and argued, inter alia, that the 2003 Board misinterpreted the presumption-of-soundness requirements under § 3.63. Appellant’s Brief (Br.) at 1-11. In her reply brief, however, Ms. Jarrell modifies her request so as to seek remand instead of reversal and presents a new argument that the Board is required to “readjudicate the appellant’s claim of CUE” under the standards set forth in Moody v. Principi, 360 F.3d 1306 (Fed.Cir.2004), Szemraj v. Principi, 357 F.3d 1370 (Fed.Cir.2004), and Roberson v. Principi, 251 F.3d 1378 (Fed.Cir.2001).

On April 15, 2005, the Court ordered supplemental briefing to address jurisdiction. Both parties argue that the Board may adjudicate a request for revision of an RO decision based on a CUE theory not previously presented to an RO if the claimant waives initial adjudication by the RO. This position was echoed by the parties at oral argument, during which Ms. Jarrell expressly asserted her knowing and voluntary waiver of RO consideration.

II. ANALYSIS

A. Revision of Decisions Based on CUE

Prior to November 21, 1997, there was no statutory authority allowing a final RO [329]*329decision to be collaterally attacked on the basis of CUE. Since at least 1928, however, VA regulations provided for the revision of decisions that were the product of “clear and unmistakable error.” See Veterans Benefits Regulation 187, § 7155 (1928); Exec. Order No. 6230 (Veterans Regulation No. 2a) (July 28, 1933); see also Russell v. Principi, 3 Vet.App. 310, 312-13 (1992) (en banc) (holding that 38 C.F.R. § 3.105(a), which allows for revision of RO decisions on the basis of CUE, is a valid exercise of Secretary’s authority to prescribe regulations, even in the absence of express statutory authority).

Until 1994, requests for revision on the basis that either an RO decision or a Board decision contained clear and unmistakable error were made pursuant to this regulatory authority. However, in Smith (William) v. Brown, the U.S. Court of Appeals for the Federal Circuit (Federal Circuit) ruled that this regulatory authority, specifically § 3.105(a), applies only to regional office decisions and that Board decisions are final unless reconsideration is ordered by the Board Chairman, the decision is vacated sua sponte by the Board, or the Board decision is reversed or remanded by the Court.3 See 35 F.3d 1516, 1520-21 (Fed.Cir.1994). The Federal Circuit noted that a body akin to a trial court (an RO) cannot properly review decisions rendered by an appellate body (the Board) that has jurisdiction over it. See id.

On November 21, 1997, Congress enacted sections 5109A and 7111, title 38, U.S.Code, which expressly allow for the revision of a prior decision of the Secretary made under chapter 51, title 38, U.S.Code, and a decision of the Board, respectively, on the basis of CUE. See Pub.L. 105-111, § 1(b), 111 Stat. 2271 (Nov. 21, 1997). Although both sections provide, in essence, the same authority to attack collaterally the final decisions of an RO or the Board, respectively, they differ, as relevant to this appeal, in the language instructing how each request for revision shall be presented and adjudicated. Section 5109A(e) states that a request for revision of an RO decision on the basis of CUE “shall be submitted to the Secretary and shall be decided in the same manner as any other claim.” This contrasts with section 7111(e), which states that a request for revision of a Board decision on the basis of CUE “shall be submitted directly to the Board and shall be decided by the Board on the merits, without referral to any adjudicative or hearing official acting on behalf of the Secretary.”

Section 5109A requires that a request for revision of a final RO decision on the basis of CUE “shall” be submitted to the Secretary; section 7111 requires that a request for revision of a final Board decision on the basis of CUE “shall” be submitted directly to the Board and, specifically, not to the Secretary. Although section 7111 does not explicitly exclude the direct submission to the Board, for its consideration in the first instance, a request for revision on the basis of CUE in an RO decision under section 5109A, permitting such action would contravene the [330]*330express requirement in section 5109A(e) that a request under that section “shall” be submitted to the Secretary.

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20 Vet. App. 326, 2006 U.S. Vet. App. LEXIS 776, 2006 WL 2434262, Counsel Stack Legal Research, https://law.counselstack.com/opinion/denise-jarrell-v-r-james-nicholson-cavc-2006.