Edward Gilbert v. State of Tennessee

CourtCourt of Appeals of Tennessee
DecidedApril 14, 2022
DocketE2021-00881-COA-R9-CV
StatusPublished

This text of Edward Gilbert v. State of Tennessee (Edward Gilbert v. State of Tennessee) is published on Counsel Stack Legal Research, covering Court of Appeals of Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Edward Gilbert v. State of Tennessee, (Tenn. Ct. App. 2022).

Opinion

04/14/2022 IN THE COURT OF APPEALS OF TENNESSEE AT KNOXVILLE January 19, 2022 Session

EDWARD GILBERT, ET AL. v. STATE OF TENNESSEE

Appeal from the Tennessee Claims Commission (Eastern Division) No. T20203050-1 William A. Young, Commissioner ___________________________________

No. E2021-00881-COA-R9-CV ___________________________________

This appeal relates to a healthcare liability action. The Claims Commission denied the State’s motion to dismiss based upon the claimants’ failure to satisfy the requirements of Tennessee Code Annotated section 29-26-122. We reverse the trial court and remand for dismissal.

Tenn. R. App. P. 9 Interlocutory Appeal; Judgment of the Claims Commission Reversed; Case Remanded

JOHN W. MCCLARTY, J., delivered the opinion of the court, in which ANDY D. BENNETT and KRISTI M. DAVIS, JJ., joined.

Joshua R. Walker, Associate General Counsel, Knoxville, Tennessee, for the appellants, State of Tennessee.

Steven W. Terry and Randal E. Martin, Morristown, Tennessee, for the appellees, Edward Gilbert and Margaret Gilbert.

OPINION

I. BACKGROUND

On January 7, 2019, Edward Gilbert was diagnosed with calculous cholecystitis.1 Four days later he underwent a laparoscopic cholecystectomy performed by Dr. David Paul Crawford and Dr. Miles Landry, a resident physician and state employee. Two days later,

1 An inflammatory condition of the gallbladder. Mr. Gilbert was admitted to Morristown Hamblen Hospital and diagnosed with septic shock. The following day, an exploratory laparotomy was performed by Dr. Landry under the supervision of Dr. Crawford. A perforated bowel was identified, and, subsequently, two enterotomies were performed. However, Mr. Gilbert’s condition continued to worsen, and an additional surgery was performed on January 20, 2019, by Dr. Tom Charles Thompson, a member of Dr. Crawford’s group. Still, Mr. Gilbert did not fully recover. Months later, on August 14, 2019, Mr. Gilbert was diagnosed with a midline incisional hernia with drainage. A Knoxville physician performed a repair for what he believed was an enterocutaneous fistula; he discovered a “wad of old silk suture material” near the abscess which eventually cultured E-coli.

Notice of a health care liability claim was given to Dr. Crawford; Surgical Associates of East Tennessee; Dr. Landry; the University of Tennessee Graduate School of Medicine; and the State of Tennessee (“Defendants”) on January 3, 2020, pursuant to the requirements of Tennessee Code Annotated section 29-26-121(a). On May 4, 2020, counsel for the claimants, Mr. and Mrs. Gilbert, obtained a signed written statement by an expert physician, competent to testify under Tennessee Code Annotated section 29-26-115 to express an opinion in the case, expressing the belief, based on the information available from the medical records concerning the care and treatment of Mr. Gilbert for the incident at issue, that there is a good faith basis to maintain the action against Defendants. After obtaining the statement from the expert, on May 6, 2020, the Gilberts (“Claimants”) filed two complaints. One complaint was filed in Hamblen County Circuit Court against Dr. Crawford and Surgical Associates of East Tennessee. The other complaint was filed with the Division of Claims and Risk Management (“DCRM”) against the University of Tennessee Graduate School of Medicine and the State as Dr. Landry’s employer.2 The complaint identifies Dr. Landry as the allegedly negligent State employee on whose acts or omissions the claim against the State is based. The statement from the expert, the certificate of good faith, was attached to each complaint, in accordance with Tennessee Code Annotated section 29-26-122(a).

The certificate of good faith filed in the Claims Commission begins “IN THE CLAIMS COMMISSION FOR THE STATE OF TENNESSEE,” and the listed parties are Edward Gilbert and wife, Margaret Gilbert v. David Crawford, M.D.; and Surgical Associates of East Tennessee. However, Dr. Crawford and Surgical Associates of East Tennessee are not the proper defendants in the claim against the State; they are non-State defendants in the separate lawsuit filed by Claimants in circuit court. Nothing in Claimants’ certificate of good faith filed in the Claims Commission identifies the State or Dr. Landry.

On August 27, 2020, the State moved to dismiss the complaint because of the

2 Pursuant to Tennessee Code Annotated section 9-8-402(c), the claim transferred from DCRM to the Claims Commission on August 5, 2020. -2- discrepancy in the certificate of good faith. According to the State, nothing in Claimants’ certificate certified a valid health care liability action against the State or Dr. Landry.

On September 21, 2020, Claimants submitted a response to the State’s motion to dismiss that includes a signed statement by physician Preston R. Miller, III, M.D., FACS, asserting a good faith basis to maintain an action against Dr. Landry and the State (“Miller statement”). The State replied that the Miller statement does not qualify as a certificate of good faith as required by Tennessee Code Annotated section 29-26-122 and was not filed with the complaint. Thus, the State maintained that Claimants never submitted a certificate of good faith that properly references the State or Dr. Landry in any way. Claimants did not file a motion seeking an extension of time in which to file a certificate of good faith for good cause shown as required by Tennessee Code Annotated section 29-26-122(c).

The Commission denied the State’s motion to dismiss by order entered April 12, 2021, despite noting that the certificate of good faith did not identify Dr. Landry or the State:

(1) “However, as ‘defendants,’ the certificate identifies David Crawford, MD and Surgical Associates of East Tennessee. The certificate does not specifically, on its face, make reference to Dr. Landry.”

(2) “The certificate contained a ‘misnomer, listing David Crawford, MD and Surgical Associates of East Tennessee as defendants rather than the State of Tennessee.’”

(3) “However, as noted above, the certificate itself does not specifically contain the name of the allegedly at fault person/healthcare provider….”)

(4) “The Commission is of the opinion that the certificate is not defective in such a way that is [sic] requires dismissal of the claim and that the certificate did satisfy the requirements of Tenn. Code Ann. § 29-26-122(a). Under the circumstances herein presented, the Commission believes and concludes that, to dismiss this claim due to the apparent error described, would serve a [sic] injustice to the claim and to Claimants’ opportunity to have their day in court….”

The Commission excused the certificate’s defect/error for the following reasons:

(1) The top line of the certificate’s caption states, “IN THE CLAIMS COMMISSION FOR THE STATE OF TENNESSEE.”

(2) The certificate correctly identifies the Claimants.

-3- (3) Claimants had acquired a signed statement from a purported expert before executing their certificate.

(4) “[T]he certificate itself does not specifically contain the name of the allegedly at fault person/healthcare provider, although the complaint to which the certificate is attached does clearly identify that individual.”

(5) “The document [certificate] unfortunately contains what could best be described as a ‘scrivener’s error,’ which claimant’s counsel readily admits occurred.”

The State moved that the Claims Commission revise the order, or, in the alternative, give permission to seek an interlocutory appeal.

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Bluebook (online)
Edward Gilbert v. State of Tennessee, Counsel Stack Legal Research, https://law.counselstack.com/opinion/edward-gilbert-v-state-of-tennessee-tennctapp-2022.