Eberle v. Town of Southampton

305 F.R.D. 32, 90 Fed. R. Serv. 3d 1401, 2015 U.S. Dist. LEXIS 19368, 2015 WL 688139
CourtDistrict Court, E.D. New York
DecidedFebruary 18, 2015
DocketNo. 12-CV-4472 ADS ARL
StatusPublished
Cited by1 cases

This text of 305 F.R.D. 32 (Eberle v. Town of Southampton) is published on Counsel Stack Legal Research, covering District Court, E.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Eberle v. Town of Southampton, 305 F.R.D. 32, 90 Fed. R. Serv. 3d 1401, 2015 U.S. Dist. LEXIS 19368, 2015 WL 688139 (E.D.N.Y. 2015).

Opinion

SPATT, District Judge.

Familiarity with the factual and procedural history of this case is presumed. Jury selection is scheduled for March 16, 2015 at 9:00 a.m.

On September 7, 2012, the Plaintiff Scott Eberle (the “Plaintiff’) commenced this action, which arises from an incident which occurred on August 3, 2011 while the Plaintiff was in the custody of the Southampton Town Police. This action was commenced against the Defendants the Town of Southampton, the Southampton Town Police Department, Police Chief James Overton, Police Chief William Wilson, Detective Steven Miller, and John and Jane Doe Supervisors, Detectives and Police Officers employed by the Town of Southampton.

On October 30, 2013, all discovery, inclusive of expert discovery, was closed.

On November 8, 2013, the parties filed a proposed joint pre-trial order (the “JPTO”).

On November 12, 2013, United States Magistrate Judge Arlene R. Lindsay approved the JPTO and returned the case to this Court for final disposition.

On December 19, 2013, consistent with this Court’s Memorandum of Decision and Order dated November 27, 2013, the Plaintiff filed an amended complaint, substituting Detective Robert Stabile for Detective Steven Miller.

[34]*34On February 20, 2014, the Plaintiff moved to conduct a non-party deposition of Ralph Oswald.

On February 27, 2014, Judge Lindsay granted that motion.

Presently pending before the Court is a motion, filed on January 26, 2015, by the Defendants for leave to amend the JPTO, which, as noted above, was filed and approved in November 2013. The Defendants seek to (1) supplement their list of trial witnesses by adding certain Town employees concededly not included in their Rule 26 disclosures, namely Susan Sinclair, Aida Davila, Regina Dizinno, and Todd Spencer and (2) remove all references and documents relating to claims voluntarily dismissed by the Plaintiff by a stipulation entered on December 1, 2014. That part of the motion seeking to remove all references and documents relating to claims voluntarily dismissed by the Plaintiff by a stipulation entered December 1, 2014 is unopposed and is granted. The balance of the motion is denied.

I. DISCUSSION

A motion to amend a pretrial order is governed by Rule 16(e) of the Federal Rules of Civil Procedure. Fed.R.Civ.P. 16(e). This provision states that “[t]he court may modify the [pretrial] order issued after a final pretrial conference only to prevent manifest injustice.” Fed.R.Civ.P. 16(e). Further, of relevance here, the Court’s Individual Rules provide that “[o]nly listed witnesses [in the JPTO] will be permitted to testify except when prompt notice has been given and good cause shown.” Rule V(A)(g).

Despite the language of Fed.R.Civ.P. 16, the Second Circuit has made clear that “a district court has significant discretion in determining how to apply” its terms. Helena Assocs., LLC v. EFCO Corp., No. 06 Civ. 086(PKL), 2009 WL 2355811, at *2 (S.D.N.Y. July 29, 2009); see e.g., Henry v. Department of Transp., 69 Fed.Appx. 478, 481 (2d Cir. 2003) (“The decision to permit amendment of the proposed joint pi’etrial order rests within the discretion of the Court and should be granted when ‘the interests of justice make such a course desirable.’ ”)(quoting Madison Consultants v. Federal Deposit Ins. Corp., 710 F.2d 57, 62 n. 3 (2d Cir.1983)); HBE Leasing Corp. v. Frank, 22 F.3d 41, 45 (2d Cir.1994) (“A trial court is given broad discretion in managing a trial, and this discretion includes a certain amount of latitude to deviate from the terms of the pretrial order.” (internal citations omitted)); Clark v. Pennsylvania R.R. Co., 328 F.2d 591, 594 (2d Cir.1964) (“[I]t is a fundamental principle of pretrial that this procedure be flexible, with power reserved to the trial judge to amend the order or permit a departure from strict adherence to the pre-trial statements of either party, when the interests of justice make such a course desirable.”); Santrayll v. Burrell, No. 91 Civ. 3166, 1998 WL 24375, at *3, 1998 U.S. Dist. LEXIS 586, at *7-8 (S.D.N.Y. Jan. 22,1998) (“ ‘Motions to reopen or to modify a pretrial order are addressed to the sound discretion of the trial judge.’ ” (quoting Bradford Trust Co. v. Merrill Lynch, Pierce, Fenner, and Smith, Inc., 805 F.2d 49, 52 (2d Cir.1986))).

To determine whether an amendment of a pretrial order is appropriate, a court should balance “the need for doing justice on the merits between the parties (in spite of the errors and oversights of their attorneys) against the need for maintaining orderly and efficient procedural arrangements.” Laguna v. Am. Export Isbrandtsen Lines, Inc., 439 F.2d 97, 101 (2d Cir.1971) (quoting 3 J. Moore, Federal Practice & Procedure ¶ 16.20 at 1136 (3d ed.1968)). “The principal consideration is the degree of prejudice faced by the respective parties.” Encyclopedia Brown Prods, v. Home Box Office, Inc., No. 91 Civ. 4092(PKL)(MHD), No. 93 Civ. 1407(PKL)(MHD), 1999 WL 126460, at *2 (S.D.N.Y. March 10,1999).

The Second Circuit has set forth the relevant factors to consider in determining whether a pretrial order should be amended:

(1) the prejudice or surprise in fact to the opposing party; (2) the ability of the party to cure the prejudice; (3) the extent of disruption of the orderly and efficient trial of the ease; and (4) the bad faith or willfulness of the noncompliance party. Prejudice to the party seeking amendment or modifica[35]*35tion of the order is also relevant, as a trial court should not refuse to modify a pre-trial order where manifest injustice will result.

Potthast v. Metro-North R.R. Co., 400 F.3d 143, 153 (2d Cir.2005) (citing Rapco, Inc. v. Comm’r, 85 F.3d 950, 953 (2d Cir.1996)); see id. at 156 (reaffirming the need for district courts to allow flexibility in allowing revisions to pretrial orders); Vogelfang v. Riverhead Cnty. Jail, No. 04 Civ. 1727(SJF)(AKT), 2012 WL 1450560, at *11 (E.D.N.Y. Apr. 19, 2012). The overarching principle in this regard is that “Rule 16 was not intended to function as an inflexible straitjacket on the conduct of litigation or to produce an abstract, perfect equivalence between the pretrial papers and the course of litigation; instead, it was intended to insure the efficient resolution of cases and, most importantly, minimize prejudicial surprise.” Lamborn v.

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305 F.R.D. 32, 90 Fed. R. Serv. 3d 1401, 2015 U.S. Dist. LEXIS 19368, 2015 WL 688139, Counsel Stack Legal Research, https://law.counselstack.com/opinion/eberle-v-town-of-southampton-nyed-2015.