Dyer Goodall and Federle, LLC v. Proctor

2007 ME 145, 935 A.2d 1123, 2007 Me. LEXIS 147
CourtSupreme Judicial Court of Maine
DecidedNovember 27, 2007
StatusPublished
Cited by16 cases

This text of 2007 ME 145 (Dyer Goodall and Federle, LLC v. Proctor) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dyer Goodall and Federle, LLC v. Proctor, 2007 ME 145, 935 A.2d 1123, 2007 Me. LEXIS 147 (Me. 2007).

Opinion

ALEXANDER, J.

[¶ 1] Samuel G. Proctor Jr. appeals from a judgment of the Superior Court (Kennebec County, Marden, J.) denying his motion to enlarge time to answer, denying his motion for enlargement of time for removal to Superior Court, granting Dyer Goodall and Federle, LLC’s motion to dismiss Proctor’s answer and counterclaim, and entering a default judgment against Proctor. Proctor argues that the Superior Court (1) applied the wrong standard of review when it found no excusable neglect; (2) failed to consider whether Proctor had a meritorious defense; and (3) erred in failing to remand the case to the District Court after it found removal, at Proctor’s request, was improvident. We affirm.

I. CASE HISTORY

[¶ 2] Dyer Goodall and Federle, LLC (DGF), an Augusta law firm, filed a District Court complaint against Samuel G. Proctor Jr. of Wilton, New Hampshire on February 15, 2006. The complaint asserted, inter alia, that Proctor was indebted to DGF for the sum of $949.60, resulting from legal services, beginning in August 1999, in connection with Proctor’s real estate on Matinicus Island. The record indicates that the provision of legal services continued into 2000 or 2001. The complaint asserted that Proctor’s refusal to pay the bill was a breach of contract, and that all work performed by DGF was conducted in a “reasonably skillful and professional manner.”

[¶ 3] On the same day the complaint was filed, it was sent to the appropriate sheriffs office in New Hampshire. At the time, Proctor was in Florida. On March 16, 2006, during a brief return to his home, Proctor was served with the complaint and a summons notifying Proctor, pursuant to *1125 M.R. Civ. P. 12(a), that an answer or other responsive pleading was due within twenty-days after service of the complaint. After he was served, Proctor returned to Florida to resume his vacation and attend to some real estate business. He returned to his residence in New Hampshire approximately three weeks later.

[¶ 4] Fifty-four days after service, on May 9, 2006, Proctor filed his answer to the complaint, along with a counterclaim. In his counterclaim, Proctor asserted that he had suffered “substantial harm” when DGF failed to submit several zoning applications in a complete and timely manner, and consequently, Proctor was denied certain grandfathered rights to use his Matin-icus property. Proctor asserted that the market value of the property had been greatly reduced and sought damages of $203,500.

[¶ 5] On May 24, 2006, Proctor filed a motion to remove the case to Superior Court for a jury trial, pursuant to M.R. Civ. P. 76C. That motion was accompanied by a motion to allow enlargement of time to remove the case. Pursuant to M.R. Civ. P. 76C(b), without any judicial action on the pending motions, the file was transferred to the Superior Court on May 26, 2006.

[¶ 6] On May 30, 2006, the Superior Court issued a scheduling order, setting a discovery deadline of October 1, 2006. On May 31, 2006, DGF filed with the District Court a motion for default judgment and a motion to dismiss Proctor’s answer and counterclaim as filed out of time. The District Court forwarded the motions to the Superior Court.

[¶ 7] Proctor objected to DGF’s motion to dismiss and motion for default judgment, stating that he had a meritorious defense and a valid counterclaim. In addition to the objection, Proctor filed a motion for an enlargement of time to file his answer and counterclaim.

[¶ 8] A hearing was held in the Superi- or Court on all motions on November 21, 2006. At the hearing, DGF asked the court to deny Proctor’s motion to remove to Superior Court and to enter a default judgment against Proctor. The court asked DGF how this matter proceeded to Superior Court if “it wasn’t removed” because it appeared Proctor’s motion for removal had not yet been granted. DGF responded that its objection to the removal occurred approximately three days after Proctor filed his removal motion, and “in the meantime District Court sent it over.”

[¶ 9] In response, Proctor asked the court to allow him to enlarge his time to answer the complaint because justice could only be furthered if his counterclaim was allowed to proceed on the merits. Proctor acknowledged that he did have access to mail and a telephone in Florida, and that he “had the capability” to notify the court that he needed additional time to answer the complaint, but failed to do so. Proctor also conceded that he received a notice regarding the availability of a fee arbitration panel from DGF, see M. Bar R. 9(e), but “didn’t really understand that process,” and that he had not pursued a negligence action against DGF until DGF attempted to collect its fees in the present action.

[¶ 10] After the hearing, the court denied Proctor’s motion for enlargement of time to file his answer. The court determined that because Proctor’s motion to extend his time to answer was late, he was required by M.R. Civ. P. 6(b)(2) to demonstrate excusable neglect for the late filing and had failed to do so. Therefore, the court granted DGF’s motion to dismiss Proctor’s answer and counterclaim, found it had “no jurisdiction” over the issues raised in the answer and counterclaim, and *1126 entered a default judgment against Proctor in the amount of $949.60 plus costs. The court further declared that Proctor’s answer and counterclaim had become a “nullity.”

[¶ 11] The court denied Proctor’s request for an extension of time to file a notice of removal to Superior Court because the notice was not filed in a timely fashion. The court also found that “this was an improvident removal and the action is remanded to District Court as required by Rule 76C(e).” The docket reflects that the matter was not remanded to District Court, and it states that the motion for enlargement of time to file a notice of removal to Superior Court had become moot.

[¶ 12] Proctor filed this timely appeal.

II. LEGAL ANALYSIS

[¶ 13] Athough the Superior Court determined that the transfer of the action from the District Court was an improvident removal and that Proctor’s answer and counterclaim was a “nullity,” the Superior Court proceeded to address the merits of DGF’s motion for entry of default judgment and granted DGF their requested judgment. Contrary to Proctor’s suggestion, the Superior Court reaching the merits of the action, although it found the removal of the action “improvident,” was proper. The action is one in which the Superior Court held concurrent jurisdiction with the District Court. Proctor had requested that the action be removed from the District Court to the Superior Court for consideration on the merits. The Superior Court’s reaching the merits of the matter was in furtherance of Proctor’s request that the Superi- or Court assume jurisdiction.

[¶ 14] Proctor cannot now complain that the Superior Court acted on the matter as he had requested of it. It would elevate form over substance and suggest that a party could file a late request to have a matter removed from the District Court, cause the matter to be removed, have the Superior Court reach the merits of the matter, and then, because the party does not like the result, allow the result to be vacated and remanded to the District Court.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Crotty v. Town of Naples
Maine Superior, 2023
Madore v. Madore
Maine Superior, 2022
City of Lewiston v. Verrinder
Maine Superior, 2021
West v. Hussey
Maine Superior, 2019
MBC Ventures, LLC v. Randall
Maine Superior, 2018
James N. Levis v. Gustav Konitzky
2016 ME 167 (Supreme Judicial Court of Maine, 2016)
State Farm v. Pompeo
Maine Superior, 2015
Getz v. McCusker
Maine Superior, 2013
Leonard v. Schemengee's, Inc.
Maine Superior, 2012
Reid v. Bissell
Maine Superior, 2009
Santiago v. Adamen
Maine Superior, 2009
Camden National Bank v. Peterson
2008 ME 85 (Supreme Judicial Court of Maine, 2008)
Leville v. Grant
Maine Superior, 2007

Cite This Page — Counsel Stack

Bluebook (online)
2007 ME 145, 935 A.2d 1123, 2007 Me. LEXIS 147, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dyer-goodall-and-federle-llc-v-proctor-me-2007.