Durham v. State

464 N.E.2d 321, 1984 Ind. LEXIS 843
CourtIndiana Supreme Court
DecidedJune 15, 1984
Docket684S235
StatusPublished
Cited by20 cases

This text of 464 N.E.2d 321 (Durham v. State) is published on Counsel Stack Legal Research, covering Indiana Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Durham v. State, 464 N.E.2d 321, 1984 Ind. LEXIS 843 (Ind. 1984).

Opinions

HUNTER, Justice.

This case is before this Court upon the defendant's petition to transfer. He contends that the state should not have been allowed to refile the habitual offender count against him as the jury in a prior trial on the same underlying felony made a determination that he was not a habitual offender. The Court of Appeals, Second District, affirmed the trial court's action which allowed the state to reinstate the habitual offender charge against defendant. Durham v. State, (1984) Ind.App., 458 N.E.2d 287. Although we likewise affirm the trial court's action, we now grant transfer in order to consider how the United States Supreme Court's decision in Bullington v. Missouri, (1981) 451 U.S. 430, 101 S.Ct. 1852, 68 L.Ed.2d 270, affects our case law on this issue. The opinion and decision of the Court of Appeals are hereby vacated. The decision of the trial court is affirmed.

The defendant was convicted by a jury of carrying a handgun without a license, a Class D felony, Ind.Code § 85-47-2-23 (Burns 1983 Supp.) and of the unlawful possession of a portable police radio, a Class B misdemeanor, Ind.Code § 85-44-8-12 (Burns 1979 Repl). However, the jury also found that defendant was not a habitual criminal, Ind.Code § 85-50-2-8 (Burns 1983 Supp.). Defendant then filed a belated motion to correct errors and the convie-tions were set aside. The state refiled the charges for the two underlying counts and also filed an amended habitual offender count alleging four prior felony convictions including the two prior convictions which had been the basis of the first habitual offender count. Defendant filed a motion to dismiss the habitual offender information, but the trial court ultimately refused to dismiss it. This appeal followed and defendant now argues that a retrial on the habitual offender count would constitute double jeopardy and that the habitual offender count also should be barred by the doctrine of prosecutorial vindictiveness.

We have not before considered a situation in which the state has refiled a habitual offender count along with refiling the underlying felony charges where the jury had previously found defendant not to be a habitual offender in a trial involving the same underlying felonies. However, we have considered other situations in which a habitual offender count is filed against a defendant using the same prior convictions that have been used in a previous habitual offender determination, and we have established certain general principles which guide us here. We have consistently emphasized the unique status of the habitual offender statute and held that it does not establish a separate offense, but rather provides for the imposition of a more severe sentence for the substantive crime charged. We have explained that habitual criminality is a status for the en[324]*324hancement of punishment upon the convietion of an additional, substantive crime. The purpose of the statute is to more severely penalize those persons whom prior sanctions have failed to deter from committing felonies. Baker v. State, (1981) Ind., 425 N.E.2d 98; Comstock v. State, (1980) 273 Ind. 259, 406 N.E.2d 1164; Hall v. State, (1980) 273 Ind. 507, 405 N.E.2d 530; Norris v. State, (1979) 271 Ind. 568, 394 N.E.2d 144.

We have further explained that the same prior convictions may be used to establish the status of habitual offender in a later trial when a jury in a previous case has found that the status of habitual offender was not established. We explained our reasoning for this in the following manner:

"It is clear that the habitual offender charge in the instant case is based upon the fuct of two prior felony convictions. The action of the trial court at the previous habitual offender trial did not operate to 'acquit' defendant of the two prior felony convictions. Its action involved only the sentencing to be imposed upon the 1977 rape charge and a determination of defendant's status as an habitual offender based upon the evidence presented at that time. It is clear that there is nothing to prevent the state from alleging the fact of the prior felony convictions again at the instant trial since those two prior convictions do still exist."

Hall v. State, 273 Ind. at 516-517, 405 N.E.2d at 53 (emphasis in original).

The United States Supreme Court has generally held that there are fundamental distinctions between a sentence and an acquittal, such that double jeopardy guarantees do not apply to sentencing determinations. However, they considered the unique aspects of death penalty determinations in Bullington v. Missouri, (1981) 451 U.S. 430, 101 S.Ct. 1852, 68 L.Ed.2d 270, and found that a jury decision against the death penalty in a particular case would operate as a final acquittal on the death penalty issue on a retrial of the same case. We find there are significant differences between a death penalty determination and a habitual offender determination which convince us that Bullington does not apply to habitual offender determinations.

The death penalty is the most extreme penalty authorized by law and for that reason alone warrants unique treatment. It can only be applied within the specific facts of a particular case. The habitual offender status, however, is a continuing status of a particular defendant as long as he has two or more felony convictions on his record. The state may use this status any time the defendant commits a further crime and a jury's determination that a defendant is not a habitual offender during a particular trial is not an "acquit tal" of that defendant's status as a habitual offender. A defendant cannot be "acquitted" of that status any more than he can be "acquitted" of being a certain age or sex or any other inherent fact. If a defendant can be retried on the basic underlying felonies in a particular case, there is no double jeopardy prohibition against the state also charging him as a habitual offender as long as the prior felonies remain on his record.

In Bullington, the Court found that the death penalty procedure there was similar to a trial in many important respects and that the state should not have a second attempt to "prove its case." We pointed out one of the significant differences between a death penalty proceeding and a habitual offender proceeding was that the death penalty proceeding involved a consideration of the particular facts underlying the substantive offense. We explained:

"'The recent United States Supreme Court case of Bullington v. Missouri, (1981) [451] U.S. [480], 101 S.Ct. 1852, 68 L Ed.2d 270, is not applicable since it involved a bifurcated death-penalty procedure wherein the jury returned a verdict fixing the punishment at life imprisonment and not at death. The defendant was granted a new trial on the substantive charge.

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Durham v. State
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Bluebook (online)
464 N.E.2d 321, 1984 Ind. LEXIS 843, Counsel Stack Legal Research, https://law.counselstack.com/opinion/durham-v-state-ind-1984.