Duncan v. United States

552 F.3d 442, 2009 WL 48190
CourtCourt of Appeals for the Sixth Circuit
DecidedJanuary 9, 2009
Docket06-5021
StatusPublished
Cited by1 cases

This text of 552 F.3d 442 (Duncan v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Duncan v. United States, 552 F.3d 442, 2009 WL 48190 (6th Cir. 2009).

Opinion

552 F.3d 442 (2009)

Darryl Paul DUNCAN, Petitioner-Appellant,
v.
UNITED STATES of America, Respondent-Appellee.

No. 06-5021.

United States Court of Appeals, Sixth Circuit.

Submitted: October 31, 2008.
Decided and Filed: January 9, 2009.

*443 ON BRIEF: David W. Camp, Law Office of David Camp, Jackson, Tennessee, for Appellant. R. Leigh Grinalds, Assistant United States Attorney, Jackson, Tennessee, for Appellee.

Before: MARTIN, BATCHELDER, and DAUGHTREY, Circuit Judges.

MARTIN, J., delivered the opinion of the court, in which DAUGHTREY, J., joined. BATCHELDER, J. (p. 447), delivered a separate opinion concurring in the result.

OPINION

BOYCE F. MARTIN, JR., Circuit Judge.

This case presents the question whether the Supreme Court's decision in United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), applies retroactively on collateral review to sentences imposed before Booker but after the Court decided Blakely v. Washington, 542 U.S. 296, 124 S.Ct. 2531, 159 L.Ed.2d 403 (2004). We hold that it is not retroactive and therefore affirm petitioner Darryl Duncan's sentence.

In 2002, Duncan was stopped by an officer who knew of Duncan's outstanding warrants. The officer approached Duncan, determined he had a gun, and arrested him. In 2004, Duncan pleaded guilty to being a felon in possession of a firearm. In calculating the appropriate Sentencing Guidelines range, the sentencing judge cited Duncan's criminal history and stated that "since armed career criminal applies, I'm stuck with a guideline range of 188 to 235 months." The judge gave Duncan 188 months, the lowest available sentence under the Guidelines, "because the only reason [he] got up into that range was because [he was an] armed career criminal." The judge observed that without the armed career criminal guideline Duncan "would have been in the 70-87 month range" and that 188 months was the "minimum that [was] available." In September 2005, Duncan moved pursuant to 18 U.S.C. § 2255 for the district court to vacate his sentence; the court denied the motion. This Court then granted Duncan a "certificate of appealability with respect to the issue of whether [he] is entitled to be resentenced in the wake of Booker." We thus address whether Booker applies retroactively to sentences imposed after the Supreme Court decided Blakely.

This question's resolution matters to Duncan because if Booker applies retroactively he is entitled to resentencing. Duncan preserved his Sixth Amendment challenge, and it is not dispositive that he *444 suffered no direct constitutional violation because his Guidelines range would have been the same absent any judge-found facts. This is because the Supreme Court in Booker consolidated the cases of Booker and Fanfan and ultimately invalidated both their sentences. While Booker's sentence was improper because it had been increased on the basis of judge-found facts not submitted to a jury, Booker, 543 U.S. at 244, 125 S.Ct. 738, "the Court held that the district court had violated Fanfan's statutory right to be sentenced under the advisory guidelines," "because Fanfan was sentenced under the erroneous assumption that the guidelines were mandatory," and thus he could seek "resentencing under the advisory guidelines." United States v. Hochschild, 442 F.3d 974, 980 (6th Cir. 2006).

In other words, a defendant "has both constitutional and statutory rights under Booker," Hochschild, 442 F.3d at 980, and defendants sentenced under the erroneous belief that the guidelines are mandatory suffer non-constitutional Booker-error. United States v. Barnett, 398 F.3d 516, 524-25 (6th Cir.2005).[1] There is every indication here that the sentencing judge felt constrained by the mandatory guidelines, and, post-Booker, defendants have the right to individualized sentencing in light of the statutory sentencing factors, 18 U.S.C. § 3553, because "as a general matter, courts may vary from Guidelines ranges based solely on policy considerations, including disagreements with the Guidelines." Kimbrough v. United States, 552 U.S. ___, 128 S.Ct. 558, 578, 169 L.Ed.2d 481 (2007) (internal quotations and citations omitted).

So, we must determine whether Booker is retroactive back to Blakely. In Teague v. Lane, 489 U.S. 288, 109 S.Ct. 1060, 103 L.Ed.2d 334 (1989), and subsequent cases, the Supreme Court explained the framework for determining when rules apply retroactively to final criminal judgments.[2] Under Teague, an old rule applies both on direct and collateral review, but a new rule is generally applicable only to cases still on direct review. See Griffith v. Kentucky, 479 U.S. 314, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987). Yet a "new rule" also applies retroactively in a collateral proceeding if (1) the rule is substantive or (2) the rule is a "watershed rule of criminal procedure implicating the fundamental fairness and accuracy of the criminal proceeding." Schriro v. Summerlin, 542 U.S. 348, 353, 124 S.Ct. 2519, 159 L.Ed.2d 442 (2004) (quotations omitted).

The first question is whether Booker, in light of Blakely, applied an old rule or announced a new one. A case announces a new rule when "it breaks new ground or imposes a new obligation on the States or the Federal Government." *445 Teague, 489 U.S. at 301, 109 S.Ct. 1060. A new rule is further defined as "a rule that... was not dictated by precedent existing at the time the defendant's conviction became final," Schriro, 542 U.S. at 352, 124 S.Ct. 2519, and a decision does not announce a new rule when it is "merely an application of the principle that governed" a prior Supreme Court case. Teague, 489 U.S. at 307, 109 S.Ct. 1060.

We have previously held that Booker is not retroactive back to the time that the Supreme Court decided Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), see Valentine v. United States, 488 F.3d 325 (6th Cir.2007), but the Apprendi line of cases is long. Logically, at some point in this chain — stretching from Apprendi to Ring v. Arizona, 536 U.S. 584, 122 S.Ct. 2428, 153 L.Ed.2d 556 (2002), and through Blakely, Booker, Rita v. United States, 551 U.S. 338, 127 S.Ct. 2456, 2465, 168 L.Ed.2d 203 (2007), Gall v. United States, ___ U.S. ___, ___, 128 S.Ct. 586, 597, 169 L.Ed.2d 445 (2007), and Kimbrough v. United States, ___ U.S. ___, ___, 128 S.Ct. 558, 570, 169 L.Ed.2d 481 (2007) — the rule Apprendi

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Cite This Page — Counsel Stack

Bluebook (online)
552 F.3d 442, 2009 WL 48190, Counsel Stack Legal Research, https://law.counselstack.com/opinion/duncan-v-united-states-ca6-2009.