Dudum v. Arntz

640 F.3d 1098, 2011 U.S. App. LEXIS 10169, 2011 WL 1901769
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 20, 2011
Docket10-17198
StatusPublished
Cited by49 cases

This text of 640 F.3d 1098 (Dudum v. Arntz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dudum v. Arntz, 640 F.3d 1098, 2011 U.S. App. LEXIS 10169, 2011 WL 1901769 (9th Cir. 2011).

Opinion

OPINION

BERZON, Circuit Judge:

In 1873, Charles Lutwidge Dodgson, better known by his pen name, Lewis Carroll, spotted what he took to be an “extraordinary injustice”: using simple plurality voting to determine the winners of elections. 1 Dodgson, celebrated for his whimsical classics Alice’s Adventures in Wonderland and Through the Looking Glass, was also a mathematician who developed election systems — meaning, simply, methods for translating preferences, or votes, into winners of elections. Dodgson disliked simple plurality voting because, in fields with several candidates, it can elect a candidate who receives the most first-place votes but is strongly disfavored by a majority of the electorate. Dodgson’s innovative election systems were designed to remedy that limitation, and are still praised today because they tend to elect candidates with widespread electoral support. 2

While Dodgson preferred his systems to simple plurality voting, he recognized that his innovations were themselves imperfect. In a letter accompanying one of his pamphlets, Dodgson lamented: “A really scientific method for arriving at the result which is, on the whole, most satisfactory to a body of electors, seems to be still a desideratum.” 3

Over a century later, Dodgson’s wish remains unfulfilled. No perfect election system has been devised. Nonetheless, some governmental entities continue to experiment with innovative methods for electing candidates. At issue here is one such system, used by San Francisco for the election of certain city officials.

FACTUAL AND PROCEDURAL HISTORY

In March 2002, San Francisco voters approved a ballot measure, Proposition A, amending the City Charter to adopt a new electoral system for certain municipal elections. Before adoption of Proposition A, most city officials were selected in a two-round election: The city first held a general election. Then, unless one candidate won an outright majority in the first-round election, the two candidates who had garnered the most votes faced each other in a runoff election. Proposition A implemented instant runoff voting (“IRV”) 4 to replace the two-round runoff *1101 election system for the following city offices: Mayor, Sheriff, District Attorney, City Attorney, Treasurer, Assessor-Recorder, Public Defender, and members of the Board of Supervisors. See S.F. Charter § 13.102(b).

IRV allows voters to rank, in order of preference, candidates for a single office. The Department of Elections (the “Department”) then tabulates the voters’ preferences as follows: First, all first-choice rankings indicated on the ballots are counted. If a candidate wins a majority of these first-choice votes, he wins the election. Id. § 13.102(c). If not, the candidate who received the fewest first-choice votes is “eliminated,” meaning that that candidate cannot win the election. 5 The second-choice votes on the ballots that had selected the eliminated candidate are then distributed to those voters’ second-choice candidates. Some candidates’ vote totals, as a result, now reflect a combination of first- and second-choice votes. Id. If all candidates ranked by a voter are eliminated, that voters’ ballot is “exhausted,” meaning that it is not recounted as the tabulation continues. Id. § 13.102(a). As long as no candidate receives a majority of the votes from the “continuing” ballots— that is, the nonexhausted ballots — the process of eliminating candidates, transferring preferences, and “exhausting” ballots repeats. A candidate is declared elected when he receives a majority of the operative votes on the “continuing” ballots. Id. § 13.102(d).

San Francisco’s Charter provides that IRV ballots are to allow voters to rank a number of candidates equal to the total number of candidates running in an election. Id. § 13.102(b). For instance, if ten candidates are running for mayor, then voters are to be able to rank all ten of them. But the Charter also provides that if the voting system or equipment used by the Department cannot “feasibly accommodate” ranking that many choices, the Director of Elections can limit the number of candidates voters may rank to no fewer than three. Id. We refer to this variant as “restricted IRV.”

As it has turned out, in all of the City’s IRV elections since Proposition A passed, the Department has restricted the number of rankings on each ballot to three. San Francisco maintains, and the plaintiffs, several San Francisco voters (collectively “Dudum”), do not dispute, that this choice is one of necessity: The voting machines currently in use are not equipped to tabulate unlimited rankings; cost and logistical concerns make accommodating the unlimited option untenable; and providing a ballot on which voters may rank every candidate in a large field could result in confusion, voter error, and inaccuracies in vote calculation.

The Department makes publicly available on its website tables showing the election results for the City’s past IRV elections. These tables tally the total ballots cast in each election; provide synopses of vote distribution during the tabulation process and of the final votes attributed to each candidate; and show the numbers of ballots “exhausted” as the tabulations proceeded. 6 See, e.g., City and County of San *1102 Francisco Dep’t of Elections Website, Elections Archives by Year, available at http://www.sfgov2.org/index.aspx?page= 1671 (last visited May 12, 2011). These tables provide helpful illustrations of how restricted IRV has worked in practice.

Dudum filed suit in federal court seeking injunctive relief against San Francisco and its election officials (collectively “San Francisco” or “the City”). Principally, Dudum maintains that when more than four candidates run for a particular office, the restricted IRV system precludes some groups of voters from participating to the same extent as others. That argument is premised on an analogy: It would be unconstitutional, Dudum asserts, to prevent qualified voters from casting ballots in a runoff election; “exhausting” the ballot of a voter who would have ranked more than three candidates if allowed to do so, Dudum contends, is no different. 7 Dudum also points out that the City’s Charter declares that “exhausted” ballots are “not counted in further stages of the tabulation,” S.F. Charter § 13.102(a) (emphasis added), and argues that not including the votes of certain voters in the later tabulation stages once all three of their chosen candidates have been eliminated is similar to disenfranchisement of those voters, and so unconstitutional. In support of those arguments, Dudum points to several recent elections in which significant numbers of ballots were “exhausted” before tabulation was completed, 8

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Bluebook (online)
640 F.3d 1098, 2011 U.S. App. LEXIS 10169, 2011 WL 1901769, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dudum-v-arntz-ca9-2011.