Jerry Rubin v. City of Santa Monica Maria M. Stewart, City Clerk Does 1-5, Inclusive, Bill Jones, Secretary of State

308 F.3d 1008, 2002 Daily Journal DAR 12052, 2002 Cal. Daily Op. Serv. 10456, 2002 U.S. App. LEXIS 21650, 2002 WL 31319531
CourtCourt of Appeals for the Ninth Circuit
DecidedOctober 17, 2002
Docket01-56091
StatusPublished
Cited by70 cases

This text of 308 F.3d 1008 (Jerry Rubin v. City of Santa Monica Maria M. Stewart, City Clerk Does 1-5, Inclusive, Bill Jones, Secretary of State) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Jerry Rubin v. City of Santa Monica Maria M. Stewart, City Clerk Does 1-5, Inclusive, Bill Jones, Secretary of State, 308 F.3d 1008, 2002 Daily Journal DAR 12052, 2002 Cal. Daily Op. Serv. 10456, 2002 U.S. App. LEXIS 21650, 2002 WL 31319531 (9th Cir. 2002).

Opinion

OPINION

SILVERMAN, Circuit Judge.

I. Overview

We are asked to decide whether the City of Santa Monica’s refusal to permit a candidate for the City Council to designate his occupation as “peace activist” on the city election ballot violates the candidate’s rights of free speech and equal protection. Because the ballot regulation prohibiting “status” designations is politically neutral and the City offers alternative channels of communication, we hold that the regulation does not severely burden a candidate’s First Amendment rights. The City’s interest in preserving the simplicity of its ballot is an important one, and the regulation is not unreasonable.

II. Factual Background

Jerry Rubin was qualified to run as a candidate for the Santa Monica City Council in the 2000 election. On August 11, 2000, Rubin hand-delivered his nomination papers for candidacy to the Santa Monica City Clerk, Maria Stewart. His filing included his “Candidate’s Statement” and his optional ballot designation of “peace activist.”

A Candidate’s Statement is a statement of 200 words or less published by the City of Santa Monica and dispersed to voters at the City’s expense, in which a candidate may describe his or her background, education, and qualification for the position sought.

A “ballot designation” may take one of three forms under California Elections Code § 13107:

(1) Words designating the elective city, county, district, state, or federal office which the candidate holds at the time of filing the nomination documents to which he or she was elected by vote of the people, or to which he or she was appointed, in the case of a superior or municipal court judge.
(2) The word “incumbent” if the candidate is a candidate for the same office which he or she holds at the time of filing the nomination papers, and was elected to that office by a vote of the people, or, in the case of a superior or municipal court judge, was appointed to that office.
(3) No more than three words designating either the current principal professions, vocations, or occupations of the candidate, or the principal professions, vocations, or occupations of the candidate during the calendar year immediately preceding the filing of nomination documents.

Cal. Elec.Code § 13107(a)(l)-(3).

The statute further mandates that “[njeither the Secretary of State nor any other election official shall accept a designation [that] ... would mislead the voter.” Cal. Elec.Code § 13107(b)(1).

To implement these standards, the Secretary of State promulgated specific Ballot *1012 Designation Regulations. These regulations define “occupation” as

the employment in which one regularly engages or follows as the means of making a livelihood. Examples of an acceptable designation of an “occupation” as defined in Elections Code § 13107, subdivision (a)(3), include, but are not limited to, “rancher,” “restaurateur,” “retail salesperson,” “manual laborer,” “construction worker,” “computer manufacturing executive,” “military pilot,” “secretary” and “police officer.”

2 CaLCode Reg. § 20713(a)(3).

The Regulations further categorize certain designations as “unacceptable:”

(a) The Secretary of State shall reject as unacceptable any proposed ballot designation which fails to comply with, or is otherwise inappropriate pursuant to, Elections Code § 13107, subdivision (a); is prohibited pursuant to Elections Code § 13107, subdivision (b); is misleading
(b) The following types of activities are distinguished from professions, vocations, and occupations and are not acceptable as ballot designations pursuant to Elections Code § 13107, subdivision (a)(3):
(3) Statuses: A status is a state, condition, social position, or legal relation of the candidate to . another person, persons, or the community as a whole. A status is generic in nature and generally fails to identify with any particular specificity the manner by which the candidate earns his or her livelihood or spends the substantial majority of his or her time. Examples of a status include, but are not limited to, philanthropist, activist, patriot, taxpayer, concerned citizen, husband, wife, and the like.

2 Cal.Code Reg. § 20716.

Although the City of Santa Monica is not required to follow the State’s regulations for its local elections, it chooses to do so. When City Clerk Maria Stewart accepted Rubin’s nomination papers, she informed him that he could not designate himself a “peace activist” because the phrase constituted an impermissible “status” designation under California’s election regulations. Stewart asked Rubin to supply her with an alternative ballot designation, but Rubin declined.

On September 7, 2000, Rubin filed a complaint in federal court against the City of Santa Monica, City Clerk Stewart, and Secretary of State Bill Jones, alleging both statutory and constitutional violations. He simultaneously filed a motion for a temporary restraining order (TRO) and a preliminary injunction to force the City of Santa Monica to accept his “peace activist” ballot designation. Rubin’s application for a TRO and motion for a preliminary injunction were both denied.

Secretary of State Bill Jones moved to dismiss the case against him on the grounds that the complaint failed to state a claim, that the court lacked jurisdiction, and that Rubin lacked standing. On January 17, 2001, the district court issued a Minute Order granting Jones’ Motion to Dismiss. The court soon thereafter issued a written order granting Jones’ motion and sua sponte issued an “Order to Show Cause Why Entire Case Should Not Be Dismissed” as respects the city defendants. After additional briefing, the district court issued its final order dismissing the case, holding that (1) the term “peace activist” is not a profession, occupation, or vocation as defined by the relevant regulations, and (2) the ballot designation restrictions do not impose severe burdens on *1013 Rubin’s First Amendment rights, and that the restrictions are justified by the City’s important regulatory interests. Although the Court noted that the City presented substantial evidence to the effect that Rubin did not earn his living as a “peace activist,” it assumed for the purpose of its decision that he did.

III. Standard of Review

We review de novo the constitutionality of a state statute. Montana Chamber of Commerce v. Argenbright, 226 F.3d 1049, 1054 (9th Cir.2000).

We also review de novo the dismissal of a party under Federal Rule of Civil Procedure 12(b)(6). Zimmerman v. City of Oakland, 255 F.3d 734, 737 (9th Cir.2001).

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308 F.3d 1008, 2002 Daily Journal DAR 12052, 2002 Cal. Daily Op. Serv. 10456, 2002 U.S. App. LEXIS 21650, 2002 WL 31319531, Counsel Stack Legal Research, https://law.counselstack.com/opinion/jerry-rubin-v-city-of-santa-monica-maria-m-stewart-city-clerk-does-1-5-ca9-2002.