Ducote v. Union Pacific Railroad

4 So. 3d 240, 8 La.App. 3 Cir. 1208, 2009 La. App. LEXIS 163, 2009 WL 249670
Louisiana Court of Appeal·Decided February 4, 2009·No. 08-1208, 08-1001·Published·Cited by 5 cases

Opinion

THIBODEAUX, Chief Judge.

| ¶Plaintiffs-appellants, Quinn L. Ducote and Judy Ducote, assert that the trial court erred by granting a partial summary judgment in favor of the defendant, Union Pacific Railway Company (UP), and by denying the Ducotes’ and Louisiana Department of Transportation and Development’s (DOTD) motions to strike certain *243 documents from the record. Defendant DOTD filed a separate writ application, claiming that the trial court erred in denying its motion to strike and in not granting its motion for summary judgment. These matters were consolidated. For the following reasons, we reverse the trial court’s grant of partial summary judgment in favor of UP and its denial of the motions to strike. We affirm in a separate judgment the trial court’s writ ruling that the Du-cotes’ amended petition does not state a cause of action against DOTD.

I.

ISSUES

We shall consider whether the trial court: (1) erroneously denied the Dueotes’ and DOTD’s motions to strike certain unauthenticated documents; (2) based on preemption, erroneously granted UP’s motion for partial summary judgment by relying on documents it held to be privileged; and, (3) erred by not granting the DOTD’s motion for summary judgment.

II.

FACTS

On November 21, 2003, Quinn Ducote was driving his vehicle on Sugar Mill Road in Rapides Parish, when, around 8 a.m., a UP train struck his vehicle. The railroad crossing in question had a railroad cross-buck and a warning sign. Ducote | .¿sustained serious injuries in the accident and filed this suit against UP, the train’s conductor and engineer, Rapides Parish, and the DOTD.

Through discovery, the Dueotes and UP sought various documents from the DOTD regarding the Sugar Mill crossing. The DOTD claimed privilege pursuant to 23 U.S.C. § 409. The Dueotes and UP filed motions to compel, and, after a hearing, the trial court ruled that the documents were privileged.

UP then filed a motion for partial summary judgment, arguing that federal law preempted the Dueotes’ inadequate warning devices claim. UP alleged that the warning devices at the Sugar Mill crossing had been installed using federal funds, and, therefore, 49 U.S.C. § 20106 preempted all claims pertaining to the adequacy of those devices. To substantiate this, UP submitted unauthenticated documents that purported to establish that federal funds were used at the Sugar Mill crossing. UP also argued that the Dueotes “judicially confessed” the fact of federal funding by referencing federal funding in their petition. In addition, UP relied on the pronouncement of the trial court that the federal funding was involved in the project.

UP also relied heavily on the testimony of William Shrewsberry, the DOTD’s custodian of documents pertaining to the Sugar Mill crossing. In response to the trial court’s inquiry and over an objection of the DOTD’s counsel, Shrewsberry testified, from the content of the documents the trial court ruled to be privileged, that the DOTD supervised a project number 737-04-13, of which Sugar Mill crossing was a part. Yet, Shrewsberry never testified, claiming privilege, that federal funds were used to install warning devices at this crossing.

Meanwhile, the DOTD filed a motion for summary judgment, claiming 23 U.S.C. § 409 prevented plaintiffs discovery of any evidence that would create a genuine issue of material fact as to the DOTD’s involvement with the Sugar Mill |<¡crossing. The DOTD also filed a motion to expand the protective order to include the information contained in the documents the trial court already ruled to be privileged. The DOTD also filed a corresponding motion to quash *244 the UP’s requests for admissions, asserting that to answer the requests would necessitate looking into the documents that already had been held privileged.

Finally, the Ducotes and DOTD filed motions to strike as inadmissible hearsay unauthenticated documents UP attached to its motion for pai'tial summary judgment. UP did not deny that the documents were inadmissible hearsay, but argued that the trial court’s admission and consideration of the documents were harmless because the trial court did not rely on these documents in its ruling. UP argued that these documents only confirmed the “undisputed fact” that federal funds were used at the Sugar Mill crossing. UP also argued that the “fact” of federal funding cannot be privileged.

After the trial court, relying on 23 U.S.C. § 409, denied the Ducotes’ motion to compel production of documents in the DOTD’s file, the Ducotes amended their petition so as to delete all allegations of the DOTD’s negligence and liability. Then, the trial court denied the motions to strike it originally orally granted at the hearing, granted the UP’s motion for partial summary judgment, denied the DOTD’s motion to expand the protective order, and held the DOTD’s motion to quash and the motion for summary judgment to be moot, reasoning that the Du-cotes’ amended petition failed to state a cause of action against DOTD.

In the written. reasons for these decisions, the trial court explained that its original decision to hold DOTD’s documents privileged was a correct one. Yet, the trial court went on to state that “the 409 privilege cannot be used to defeat the defense of preemption.” Thus, it held that while the documents were privileged under |423 U.S.C. § 409, they were not privileged for the limited purpose of establishing preemption. The Ducotes appealed and the DOTD filed a petition for a supervisory writ, claiming the denial of its motion to strike and the lack of ruling on its motion for summary judgment were in error.

III.

STANDARD OF REVIEW

Appellate court reviews summary judgment de novo. Cidlbeaux v. Times of Acadiana, Inc., 96-360 (La.App. 3 Cir. 3/26/97), 693 So.2d 1183, writ denied, 97-1840 (La.10/17/97), 701 So.2d 1327. The appellate courts’ exercise of supervisory jurisdiction is within their plenary power. La. Const, art. 5, § 10. “Appellate courts generally will not exercise such jurisdiction unless an error in the trial court’s ruling will cause the petitioner irreparable injury or an ordinary appeal does not afford an adequate remedy.” Bowel’s, Inc. v. City of Marksville 05-48, p. 1 (La.App. 3 Cir. 6/1/05), 904 So.2d 938, 939. Because the denial of a motion for summary judgment is an interlocutory ruling from which no appeal may be taken, the only practical remedy available is to request that the appellate court exercise its supervisory jurisdiction to review the propriety of this ruling. Louviere v. Byers, 526 So.2d 1253 (La.App. 3 Cir.), writ denied, 528 So.2d 153 (La.1988).

IV.

LAW AND DISCUSSION

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Ducote v. Union Pacific Railroad, 4 So. 3d 240, 8 La.App. 3 Cir. 1208, 2009 La. App. LEXIS 163, 2009 WL 249670 (La. Ct. App. 2009).

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