Duckworth v. Pratt & Whitney

CourtCourt of Appeals for the First Circuit
DecidedJuly 16, 1998
Docket97-2244
StatusPublished

This text of Duckworth v. Pratt & Whitney (Duckworth v. Pratt & Whitney) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Duckworth v. Pratt & Whitney, (1st Cir. 1998).

Opinion

United States Court of Appeals For the First Circuit

No. 97-2244

MARK DUCKWORTH,

Plaintiff, Appellant,

v.

PRATT & WHITNEY, INC.,

Defendant, Appellee.

APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF MAINE

[Hon. Gene Carter, U.S. District Judge]

Before

Lynch, Circuit Judge,

Campbell and Bownes, Senior Circuit Judges.

Helen Norton, with whom Donna R. Lenhoff, Janet S. Chung, National Partnership For Women & Families, Peter L. Thompson and Law Offices of Ronald Coles, were on brief, for appellant. Richard G. Moon, with whom Jonathan Shapiro, Melinda J. Caterine, and Moon, Moss, McGill, Hayes & Shapiro, P.A. were on brief, for appellee. Leif G. Jorgenson, Attorney, United States Department of Labor, with whom Marvin Krislov, Deputy Solicitor of Labor for National Operations, Steven J. Mandel, Associate Solicitor, and William J. Stone, Counsel for Appellate Litigation, were on brief, for United States Secretary of Labor, amicus curiae. Catherine K. Ruckelshaus, Sara E. Rios, Patricia A. Shiu, Catherine R. Albiston, and Robin Runge on brief for National Employment Law Project, Employment Law Center (a project of the Legal Aid Society of San Francisco), National Council of Jewish Women, United Mine Workers of America, Equal Rights Advocates, Center for Women Policy Studies, Union of Needletrades, Industrial & Textile Employees, Women Employed, American Federation of State, County and Municipal Employees, International Federation of Professional and Technical Engineers, American Federation of Teachers, American Association of University Women, RESOLVE, Service Employees International Union, American Association of Retired Persons, National Women's Law Center, American Civil Liberties Union of Massachusetts, and 9to5, National Association of Working Women, amici curiae. Ann Elizabeth Reesman, Robert E. Williams, and McGuiness & Williams on brief for Equal Employment Advisory Council, amicus curiae. Loretta M. Smith and New England Legal Foundation on brief for Associated Industries of Massachusetts, Business and Industry Association of New Hampshire, Connecticut Business and Industry Association and Maine Chamber and Business Alliance, amici curiae.

July 14, 1998

LYNCH, Circuit Judge. The facts alleged in this case are simple: that Pratt & Whitney refused to rehire Mark Duckworth because he had a "poor" attendance rating resulting from his fifty-two day absence from work in 1994 caused by a serious health condition, an absence protected by the federal Family and Medical Leave Act (FMLA), 29 U.S.C. 2601-54, and its state counterpart, Maine's Family Medical Leave Requirements, Me. Rev. Stat. Ann. tit. 26, 843-48 (West 1997). Duckworth says the refusal to rehire violated these laws because the employer's decision was based on Duckworth's use of statutorily protected leave. Duckworth's complaint was dismissed for failure to state a claim pursuant to Fed. R. Civ. P. 12(b)(6). We reverse and reinstate the lawsuit. I. We state the facts as they are alleged in Duckworth's complaint, which we take to be true for the purposes of a motion to dismiss. See Salois v. Dime Sav. Bank, 128 F.3d 20, 22 (1st Cir. 1997). Duckworth was employed by a Pratt & Whitney manufacturing facility in North Berwick, Maine from 1980 until December 1994, when he was laid off. Attendant to the layoff, one of Duckworth's former supervisors completed an "Employment Termination Record" sometime around January 6, 1995. The Termination Record had a line entitled "Rehire Status." On that line, the supervisor wrote that Duckworth's attendance was "poor." Nearly two years later, on October 17, 1996, Duckworth unsuccessfully applied to Pratt & Whitney for a job. Duckworth's complaint states that the "poor" attendance rating was the basis for Pratt & Whitney's refusal to rehire him. Duckworth alleges that the "poor" rating resulted from his taking fifty-two days of medical leave in 1994, leave that was protected by the FMLA, and that Pratt & Whitney's refusal to rehire him thus interfered with his FMLA-protected right to take medical leave. We take it as given that the 1994 leave was covered by the FMLA. Apparently, an accident left Duckworth with a punctured lung and broken ribs, which caused him to be absent from work from June 20, 1994 to August 11, 1994. The effects of those injuries and of the medications he took caused Duckworth to be absent a second time, from August 31, 1994 to September 22, 1994. He was under his physician's treatment throughout. It is also undisputed that Duckworth suffered from a "serious health condition" as defined by 29 U.S.C. 2611(11) at the time of the absences. Further, Pratt & Whitney concedes that Duckworth was an "eligible employee" within the meaning of 2611(2) at the time he took leave and that Pratt & Whitney was a covered "employer" within the meaning of 2611(4). II. Duckworth brought suit in the United States District Court for the District of Maine in August 1997. He alleged that the employer had willfully discriminated against him for having exercised his FMLA-protected right to take medical leave, in violation of 29 U.S.C. 2615 and its Maine analogue. That section of the FMLA, entitled "Prohibited Acts," provides: (a) Interference with rights (1) Exercise of rights It shall be unlawful for any employer to interfere with, restrain, or deny the exercise of or the attempt to exercise, any right provided under this subchapter.

29 U.S.C. 2615(a)(1). Duckworth also relied on a regulation promulgated by the United States Department of Labor (DOL) that makes it clear that employers may not take a prospective employee's past use of FMLA-protected leave into account in hiring decisions. That regulation provides: An employer is prohibited from discriminating against employees or prospective employees who have used FMLA leave. . . . [E]mployers cannot use the taking of FMLA leave as a negative factor in employment actions, such as hiring, promotions or disciplinary actions . . . .

29 C.F.R. 825.220(c). Because he is entitled to protection under this regulation, Duckworth says he may bring an action under 29 U.S.C. 2617(a) to enforce those rights. In this, the DOL agrees with him. The district court dismissed the action for failure to state a claim on which relief may be granted, basing its reasoning on the provision of the Act creating a private right of action: An action . . . may be maintained against any employer . . . by any one or more employees for and in behalf of -- (A) the employees; or (B) the employees and other employees similarly situated.

29 U.S.C. 2617(a)(2). The district court reasoned that because Duckworth had volunteered for a layoff, his claim arose from his status as a prospective employee, not as a current, eligible employee.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Rosenwasser
323 U.S. 360 (Supreme Court, 1945)
Nationwide Mutual Insurance v. Darden
503 U.S. 318 (Supreme Court, 1992)
Robinson v. Shell Oil Co.
519 U.S. 337 (Supreme Court, 1997)
Bennett v. Spear
520 U.S. 154 (Supreme Court, 1997)
Regions Hospital v. Shalala
522 U.S. 448 (Supreme Court, 1998)
Boyle v. Hasbro, Inc.
103 F.3d 186 (First Circuit, 1996)
Salois v. Dime Savings Bank
128 F.3d 20 (First Circuit, 1997)
Hodgens v. General Dynamics Corp.
144 F.3d 151 (First Circuit, 1998)
Moses Passer v. American Chemical Society
935 F.2d 322 (D.C. Circuit, 1991)
Katherine L. Price v. City of Fort Wayne
117 F.3d 1022 (Seventh Circuit, 1997)
United States v. Pedro Rivera
131 F.3d 222 (First Circuit, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
Duckworth v. Pratt & Whitney, Counsel Stack Legal Research, https://law.counselstack.com/opinion/duckworth-v-pratt-whitney-ca1-1998.