Dr. K. v. State Board of Physician Quality Assurance

632 A.2d 453, 98 Md. App. 103, 1993 Md. App. LEXIS 165
CourtCourt of Special Appeals of Maryland
DecidedNovember 2, 1993
Docket138, September Term, 1993
StatusPublished
Cited by30 cases

This text of 632 A.2d 453 (Dr. K. v. State Board of Physician Quality Assurance) is published on Counsel Stack Legal Research, covering Court of Special Appeals of Maryland primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dr. K. v. State Board of Physician Quality Assurance, 632 A.2d 453, 98 Md. App. 103, 1993 Md. App. LEXIS 165 (Md. Ct. App. 1993).

Opinion

CATHELL, Judge.

This is an appeal from an order of the Circuit Court for Montgomery County denying a Motion to Quash Subpoena or in the Alternative for a Protective Order, and a denial of a *106 Motion for Reconsideration. The State Board of Physician Quality Assurance (the Board), appellee, received two formal written complaints that Dr. K (a psychiatrist licensed to practice in Maryland) and his former patient (“patient A”), 1 both appellants here, were having a romantic relationship, and that Dr. K was depressed and abusing alcohol.

The Board, pursuant to its legislative authority, initiated an •investigation and subpoenaed Dr. K’s records relating to patient A’s treatment. Dr. K filed a motion in the circuit court to quash the subpoena. That motion was granted. The Board thereafter moved to rescind the order and for a hearing on the motion’s merits. The request for a hearing was granted. The Board filed an opposition to Dr. K’s motion to quash and its own motion to compel compliance with the subpoena. Dr. K opposed that motion and the Board responded.

A hearing was held, after which the court denied the motion to quash the subpoena, but stayed enforcement for thirty days pending a possible appeal. Patient A then entered the case, filing a Motion for Reconsideration, raising the constitutional issue of her right to privacy and requesting an order further staying the final judgment’s effect. Both motions were denied. This appeal followed. 2 Appellants raise only one question on appeal:

*107 Does a patient’s constitutional right to privacy bar the disclosure of mental health records to the Board of Physician Quality Assurance when the patient asserts such a right upon patient’s physician being subpoenaed to produce those records to the Board of Physician Quality Assurance?

It does not, and we shall affirm.

Appellants’ question addresses only patient A’s right to privacy under the United States Constitution. The Board preliminarily argues that, because the constitutional issue was first raised in a Motion for Reconsideration which was summarily denied by the trial court, it is not properly before this Court. It cites Dintaman v. Board of County Commissioners, 17 Md.App. 345, 350-51, 303 A.2d 442 (1973), for the proposition that “nothing is better settled than the rule that a question as to the constitutionality of a statute will not be considered on appeal when not properly raised and decided by the lower court.” Dintaman supports that proposition, but deciding this appeal on jurisdictional grounds would likely result in additional litigation and appeals. We shall address the issue, because it was in fact raised below and because we may decide an issue if it will “avoid the expense and delay of another appeal.” Maryland Rule 8-131(a).

Appellants also argue in their brief, as Dr. K argued below, that the statutes in question do not give the Board jurisdiction to regulate Dr. K’s behavior or to subpoena patient A’s records. Although not clearly raised in the question presented on appeal, we shall address theses issues in the interest of judicial economy. Maryland Rule 8-131(a).

*108 Facts

The complaints to the Board resulted from a visit to the complainants, both of whom are physicians and colleagues of Dr. K, by Dr. K’s estranged wife. She alleged that Dr. K was having a romantic relationship with a former patient and that he was depressed and drinking heavily. The complainants then visited Dr. K personally and discussed his wife’s charges. After listening to Dr. K’s explanation of the events, which included an admission by the doctor that he was then maintaining a romantic relationship with patient A, they informed him that they would be filing a complaint with the Board because they felt that his relationship with a former patient violated professional ethical standards for a psychiatrist.

The Board is a State regulatory agency that is legislatively empowered to license physicians in Maryland and to regulate the licensees. A weekly review panel meets to consider complaints and determine which complaints merit investigation. After reviewing the complaints against Dr. K, the panel determined that an investigation was appropriate. The Board then issued a subpoena duces tecum, pursuant to its statutory authority, for all of the records in Dr. K’s custody and control concerning his treatment of patient A. Dr. K informed patient A of the request and asked if she wished to give her permission to release the records. Patient A refused. Dr. K then responded to the complaints in a letter to the Board, but refused to provide the subpoenaed records. According to the record, Dr. K has yet to be charged with any improper or illegal conduct. He is merely the subject of an administrative investigation.

The Board’s Authority Over Dr. K’s Actions.

Initially, appellants offer two arguments as to why the Board has no authority to investigate this matter. They first argue that because Dr. K and patient A’s personal relationship began after the doctor-patient relationship terminated it is beyond the scope of the doctor-patient relationship and thus the Board’s authority “to ‘protect’ Patient A” is suspect. In *109 support, appellants cite McDonnell v. Commission on Medical Discipline, 301 Md 426, 483 A.2d 76 (1984).

In McDonnell, the question was “whether a physician’s attempt to intimidate adverse witnesses scheduled to testify against him at a medical malpractice trial constitutes ‘[i]mmoral conduct of a physician in his practice as a physician’ in violation of [the] Maryland Code.... ” Id. at 428, 483 A.2d 76. The commission found as a matter of law that Dr. McDonnell had violated the Code provision by having two medical experts contact the doctors scheduled to testify against him at trial in order to intimidate the doctors. Id. at 431, 483 A.2d 76. The Court of Appeals disagreed, holding that the conduct did not fall under the statute as it then appeared. The statute’s plain language restricted disciplinary action to “[ijmmoral conduct of a physician in his practice as a physician.” Id. at 435, 483 A.2d 76 (citing Md.Code Ann. Art. 43 § 130(h)(8) (1957, 1980 Repl.Vol.)).

The legislature has since amended the relevant statutory language, enlarging the Board’s area of authority. That provision was recodified in 1981 Md.Laws, ch. 8, as Md.Health Occ.Code Ann. § 14-504. The language in what is now Health Occupations article, section 14-404(a)(3), was amended in 1988 Md.Laws, ch. 109, to read: “(3) Is guilty of immoral or unprofessional conduct in the practice of medicine.... ” (Emphasis added.) Further, the Board has the power to initiate investigations upon receipt of a signed, written complaint, Md.Code (1991 Repl.Vol. & 1993 Cum.Supp.), § 14-205(a)(2) of the Health Occ.

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Bluebook (online)
632 A.2d 453, 98 Md. App. 103, 1993 Md. App. LEXIS 165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dr-k-v-state-board-of-physician-quality-assurance-mdctspecapp-1993.