USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 1 of 32
[PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 19-13877 ________________________
D.C. Docket No. 3:17-cv-01911-LCB
DOUGLAS FUQUA, Plaintiff – Appellant,
versus
BRETT TURNER, Federal ATF Agent, ADAM NESMITH, Federal ATF Agent, JIMMY COLLIER, Alabama State Fire Marshall,
Defendants – Appellees,
FRANK WILLIAMSON, Colbert County Sheriff,
Defendant.
________________________
Appeal from the United States District Court for the Northern District of Alabama ________________________
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Before WILLIAM PRYOR, Chief Judge, GRANT and TJOFLAT, Circuit Judges.
TJOFLAT, Circuit Judge:
Douglas Fuqua sued Alabama Deputy Fire Marshal Jimmy Collier and
several law enforcement officers—Colbert County Sheriff Frank Williamson,
Federal Bureau of Alcohol, Tobacco, Firearms and Explosives (“ATF”) Agents
Adam Nesmith and Brett Turner, and other unnamed officers—in connection with
a fire inspection Collier performed on Fuqua’s nightclub. The District Court
dismissed the claims against the law enforcement officers and entered summary
judgment for Collier on qualified immunity grounds. Fuqua appeals the judgment
dismissing the claims against the ATF Agents and the entry of summary judgment
for Collier. We affirm.
I.
A.
The facts construed in the light most favorable to Fuqua are as follows.
Fuqua owned an unlicensed nightclub in Colbert County, Alabama known as
“The Pig.” The Pig had a large assembly area with a bar and an entertainment
system, a game room with a gambling table, a kitchen, and a private bedroom that
served as Fuqua’s residence. Sheriff Williamson estimated that he received a
complaint about The Pig “at least once a week,” usually about overcrowding, loud
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music and noise, cars blocking the road, illegal alcohol and drug sales, fights, and
gun shots.
On September 16, 2015, Sheriff Williamson asked Deputy Collier to
conduct an inspection of The Pig for reported problems of “overcrowding.” The
two visited The Pig that same day and brought along additional officers from the
Sheriff’s Department due to “safety concerns” Collier had about The Pig. Fuqua
was elsewhere when they arrived, but came to The Pig shortly after when two men 1
inside called him on the phone. Collier told Fuqua he was with the Alabama Fire
Marshal’s Office and that he “need[ed] to do a fire inspection.” He also asked
Fuqua to accompany him throughout The Pig as he conducted the inspection.
Fuqua did not expressly consent nor expressly refuse, but allowed Collier to
conduct the inspection while Fuqua accompanied him. According to Collier,
Fuqua was “agreeable” and “polite.”
Collier inspected the large assembly area where he noted several electrical
code and fire code violations, then he proceeded to the kitchen where he noticed a
shotgun propped up next to a deep fryer, then the game room where he
documented still more violations. Finally, Collier came to a locked door which
Fuqua told him led to Fuqua’s bedroom. Collier either asked Fuqua to unlock it or
told Fuqua “I need to get in there, open the door,” which Fuqua did. Collier
1 The record is silent as to who these two men were.
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wanted to inspect the bedroom because the adjacent game room contained two
“extreme hazards”—a 20-pound tank of liquid propane gas and a deep fryer—and
he wanted to be sure there was nothing similar in the bedroom. Upon entering the
room, Collier saw a second shotgun propped up beside the door.
All in all, Collier recorded nineteen or twenty code violations. He plugged
the violations into a program that then generated an official inspection report with
a reinspection scheduled for no later than October 5th, 2015. Collier sent a copy of
the inspection report to Fuqua by mail.
Collier returned to The Pig for a reinspection on October 21, 2015—the
delay having been caused by an illness in Collier’s family. Collier arrived
unaccompanied by law enforcement officers this time; his interaction with Fuqua
during the first inspection was sufficiently “friendly” that he no longer felt the need
for protection. When Collier arrived, he called Fuqua on the phone and Fuqua
agreed to drive to The Pig to meet him. When Fuqua arrived, he let Collier into
The Pig and Collier inspected the same rooms as last time, including Fuqua’s
private bedroom. Collier did not notice any shotguns in The Pig this time, but his
reinspection showed that Fuqua had corrected only three of the violations flagged
on the first inspection. Accordingly, the inspection report generated by Collier’s
program stated that a third inspection would be conducted no later than November
17, 2015.
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On November 3, 2015, Deputy Collier, Sheriff Williamson, and agents from
various law enforcement agencies 2—including ATF Agents Nesmith and Turner—
convened to discuss The Pig. Collier told the Agents he had observed two
shotguns on his first inspection of The Pig and was planning another follow-up
inspection within the month. It was agreed that Collier’s follow-up inspection
would take place on November 16th—that being a day on which both Collier and
the Agents were available—and that Collier would tell Nesmith if he saw any more
firearms.
Fuqua was not at The Pig on November 16, 2015, when Collier arrived to
conduct the follow-up inspection, so Collier called him, told him he “needed to
reinspect” The Pig, and waited for him to arrive. After about twenty minutes,
Fuqua arrived and let Collier into The Pig. As on the last occasion, Collier was not
accompanied by law enforcement. Collier observed several outstanding code
violations and also noticed the first shotgun was back in its old place beside the
deep fryer. Collier again gained access to Fuqua’s bedroom after telling Fuqua to
“open the door,” and upon entering Collier saw the second shotgun. Collier took
pictures of the shotguns and told Nesmith about them by text message.
2 The agencies included the ATF, the drug task force of the Colbert County Sheriff’s Department, and the State Bureau of Investigation. The Colbert County District Attorney and police chiefs for Muscle Shoals, Sheffield, and Tuscumbia were also present at the meeting.
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Within hours, Nesmith obtained a search warrant for The Pig based in part
on Collier’s observation of the shotguns. Nesmith then searched The Pig and
found three shotguns, a pistol, and ammunition. Fuqua was arrested and on March
30, 2016 was indicted in the United States District Court for the Northern District
of Alabama for being a felon in possession of a firearm in violation of 18 U.S.C. §
922(g)(1). See United States v. Fuqua, 3:16-cr-83-VEH-TMP (N.D. Ala.).
Following his indictment, Fuqua moved the district court to suppress the seized
firearms and ammunition on the ground that they were the fruit of a poisonous tree:
Collier’s warrantless search of The Pig on November 16, 2015 in violation of the
Fourth Amendment. The District Court granted his motion and on September 1,
2016, entered an order granting the Government’s motion to dismiss Fuqua’s
indictment with prejudice.
B.
On November 13, 2017, Fuqua filed the present lawsuit in the District Court
against Collier, Williamson, Nesmith, Turner, and several unnamed sheriff’s
deputies and federal agents, in their individual and official capacities. His
complaint sought compensatory and punitive damages and injunctive relief against
Defendants under 42 U.S.C. § 1983 for conspiring to violate and violating his
Fourth Amendment rights when Collier searched The Pig and Fuqua’s private
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bedroom without a warrant.3 His complaint sought the same relief under Alabama
law for unlawful entry and search, false arrest, and false imprisonment. And his
complaint sought additional relief under 42 U.S.C. § 1985(3) for conspiracy to
deprive him of equal protection rights.
On December 8, 2017, Sheriff Williamson moved the District Court to
dismiss Fuqua’s complaint pursuant to Federal Rule of Civil Procedure 12(b)(1)
and (b)(6), arguing that Fuqua’s claims against him were barred by the statute of
limitations to the extent they arose from the September search and that he was
entitled to qualified immunity and Eleventh Amendment immunity for the federal
claims and state-law immunity for the state claims.4 The District Court agreed and
on January 22, 2018, granted Williamson’s motion.
On December 22, 2017, Collier also moved the Court to dismiss Fuqua’s
complaint under Rule 12(b)(1) and (b)(6), arguing that Fuqua’s claims against him
were barred by the statute of limitations and the Eleventh Amendment. The
District Court granted Collier’s motion in part and denied it in part, concluding that
the statute of limitations and the Eleventh Amendment barred all but Fuqua’s
3 We note that 42 U.S.C. § 1983 does not provide a viable cause of action against the ATF Agents since they are federal officers and therefore were not “acting under color of state law.” See Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S. Ct. 1999 (1971). Accordingly, the District Court construed his § 1983 claims as Bivens claims. 4 Williamson’s claim of state-law immunity was based on Article I, § 14 of the Alabama Constitution.
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claims against Collier in his individual capacity arising from the November 16,
2015 search.
On February 27, 2018, the ATF Agents moved the Court to dismiss Fuqua’s
complaint pursuant to Rule 12(b)(1), (b)(5), and (b)(6). The Agents argued that
Fuqua’s individual-capacity claims should be dismissed because Fuqua failed to
serve them with process consistent with Federal Rule of Civil Procedure 4. They
also argued that the claims were barred by a combination of the statute of
limitations, qualified immunity, absolute immunity, 5 and failure to state a claim.
The District Court agreed that the Agents had not been properly served and that,
even if they had been, they were entitled to qualified immunity for the individual-
capacity claims. The Court accordingly dismissed the claims against the Agents.
On April 18, 2019, Collier moved the Court to enter summary judgment on
the claims Fuqua brought against him in his individual capacity, arguing that
qualified immunity and state-law immunity 6 barred the claims. As exhibits to his
motion, Collier attached materials from Fuqua’s § 922(g)(1) prosecution: the
suppression-hearing transcript containing testimony from Collier and Williamson 7
5 The ATF Agents argued that Fuqua’s state-law claims should be reconstrued as claims under the Federal Tort Claims Act and that they had absolute immunity under the Act. 6 Collier’s state-law immunity defense arose from Article I, § 14 of the Alabama Constitution and Alabama Code §§ 6–5–338. 7 Fuqua’s counsel cross-examined Collier and Williamson at the suppression hearing.
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and a copy of the order 8 suppressing the firearms and ammunition seized from The
Pig on November 16, 2015. The District Court “decline[d] to consider as facts the
findings” set out in the order, but did consider the testimony from Collier and
Williamson in the suppression-hearing transcript. The District Court agreed that
Collier was entitled to qualified immunity with respect to the federal claims
because, assuming Collier violated Fuqua’s Fourth Amendment rights, the
violation was not clearly established. As to Fuqua’s remaining state-law claims,
the Court concluded that Collier had immunity under Alabama law. Accordingly,
the Court granted summary judgment for Collier and entered a final judgment
dismissing the case. Fuqua appealed.
C.
On appeal, Fuqua argues the District Court erred in four ways: (1) by
considering Collier’s testimony in Fuqua’s criminal case in ruling on Collier’s
motion for summary judgment; (2) by finding Collier entitled to qualified
immunity;9 (3) by finding that the ATF Agents were not properly served with
process; and (4) by finding that the ATF Agents were entitled to qualified
8 To be precise, the exhibit was a copy of a report and recommendation the magistrate judge submitted to the District Court and that the Court adopted in its order granting Fuqua’s motion to suppress. 9 Fuqua does not argue the District Court erred in finding Collier immune from the state- law claims by virtue of Alabama law and has therefore abandoned the issue on appeal. See Fed. Sav. & Loan Ins. Corp. v. Haralson, 813 F.2d 370, 373 n.3 (11th Cir. 1987) (“[I]ssues that clearly are not designated in the appellant’s brief normally are deemed abandoned.”).
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immunity. Fuqua’s brief on appeal, like his arguments in the District Court below,
focuses only on the third inspection of The Pig on November 16, 2015. So we
likewise confine our analysis to that inspection. See Holland v. Gee, 677 F.3d
1047, 1066 (11th Cir. 2012) (“The law is by now well settled in this Circuit that a
legal claim or argument that has not been briefed before the court is deemed
abandoned and its merits will not be addressed.” (alterations adopted) (quotation
marks omitted)).
After the benefit of oral argument, we conclude that the District Court’s
reliance on the suppression-hearing transcript was proper and that it committed no
error in finding Collier entitled to qualified immunity. We also affirm the District
Court’s decision to dismiss the claims against the ATF Agents. We lack personal
jurisdiction over the individual-capacity claims against the Agents because they
were improperly served, and the official-capacity claims against them are barred
by sovereign immunity.
II.
In ruling on Collier’s motion for summary judgment, the District Court
considered the suppression-hearing transcript from Fuqua’s § 922(g)(1)
prosecution and particularly the testimonies of Collier and Williamson contained
therein. Fuqua argues this was error because a court may only “take judicial notice
of what was said and what the judge ruled in another court proceeding.” It may
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not, according to Fuqua, “take judicial notice of the contents of a public filing for
proof of the truth of factual matter asserted in the filing.” We believe Fuqua
misframes the issue.
The question is whether sworn testimony from a related judicial proceeding
is the type of evidence that courts can consider on a motion for summary judgment.
Federal Rule of Civil Procedure 56(c) governs this question. It provides that
parties can support or oppose summary judgment motions by citing to materials in
the record, including:
depositions, documents, electronically stored information, affidavits or declarations, stipulations (including those made for purposes of the motion only), admissions, interrogatory answers, or other materials[.] Fed. R. Civ. P. 56(c)(1)(A).
We regard testimony in a judicial proceeding as functionally equivalent to
deposition testimony since it is given under oath and with the opportunity for
cross-examination. Accordingly, we hold that such testimony can be considered
on a motion for summary judgment. Cf. Bozeman v. Orum, 422 F.3d 1265, 1267
n.1 (11th Cir. 2005) (approving consideration of sworn statements given before
court reporters even without the opportunity for cross-examination on the ground
that such statements are “at least as reliable as signed affidavits”), abrogated on
other grounds by Kingsley v. Hendrickson, 576 U.S. 389, 135 S. Ct. 2466 (2015).
Other circuits to address the question have, it seems, unanimously agreed. See
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Advance Fin. Corp. v. Isla Rica Sales, Inc., 747 F.2d 21, 27 (1st Cir. 1984);
Shulins v. New Eng. Ins. Co., 360 F.2d 781, 785 (2d Cir. 1966); Fletcher v. Bryan,
175 F.2d 716, 717 (4th Cir. 1949); Askew v. Bloemker, 548 F.2d 673, 679 (7th Cir.
1976); Ramsouer v. Midland Valley R. Co., 135 F.2d 101, 103, 106 (8th Cir. 1943);
Fisher v. Shamburg, 624 F.2d 156, 162 n.7 (10th Cir. 1980); Langston v. Johnson,
478 F.2d 915, 918 n.17 (D.C. Cir. 1973).
The District Court therefore committed no error in relying on the testimonies
from Fuqua’s criminal case.
III.
We review a district court’s entry of summary judgment de novo, viewing all
evidence in the light most favorable to the nonmoving party and resolving
reasonable inferences in his favor. Al-Rayes v. Willingham, 914 F.3d 1302, 1306
(11th Cir. 2019). Summary judgment is only proper if there is no genuine issue as
to any material fact and the movant is entitled to judgment as a matter of law. Fed.
R. Civ. P. 56(a).
Qualified immunity protects government officials “from liability for civil
damages insofar as their conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would have known.” Harlow v.
Fitzgerald, 457 U.S. 800, 818, 102 S. Ct. 2727, 2738 (1982). Qualified immunity
balances “the need to hold public officials accountable when they exercise power
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irresponsibly and the need to shield officials from harassment, distraction, and
liability when they perform their duties reasonably.” Pearson v. Callahan, 555
U.S. 223, 231, 129 S. Ct. 808, 815 (2009). “The protection of qualified immunity
applies regardless of whether the government official’s error is ‘a mistake of law, a
mistake of fact, or a mistake based on mixed questions of law and fact.’” Id.
(quoting Groh v. Ramirez, 540 U.S. 551, 567, 124 S. Ct. 1284, 1295 (2004)
(Kennedy, J., dissenting)).
Qualified immunity protects government officials from money damages for
acts taken while engaged in a discretionary function10 unless the plaintiff shows:
(1) that the facts alleged, construed in the light most favorable to the plaintiff,
establish that the official violated a statutory or constitutional right, and (2) that the
right was “clearly established” at the time of the challenged conduct. Ashcroft v.
al-Kidd, 563 U.S. 731, 735, 131 S. Ct. 2074, 2080 (2011); Shaw v. City of Selma,
884 F.3d 1093, 1099 (11th Cir. 2018). Although courts have discretion to choose
which of the two prongs to tackle first, the Supreme Court has cautioned that
“[c]ourts should think carefully before expending ‘scarce judicial resources’ to
10 Fuqua’s brief on appeal states in a conclusory manner that “Defendant Collier never acted within his discretionary authority,” but since Fuqua never raised this issue in the District Court, we will not consider it for the first time on appeal. See Access Now, Inc. v. Sw. Airlines Co., 385 F.3d 1324, 1335 (11th Cir. 2004).
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resolve difficult and novel questions of constitutional or statutory interpretation
that will ‘have no effect on the outcome of the case.’” al-Kidd, 563 U.S. at 735,
131 S. Ct. at 2080 (quoting Pearson, 555 U.S. at 236–37, 129 S. Ct. at 818). The
general principle that courts should “not [] pass on questions of
constitutionality . . . unless such adjudication is unavoidable” will often counsel in
favor of resolving cases on the second prong. See Pearson, 555 U.S. at 241, 129 S.
Ct. at 821 (quoting Scott v. Harris, 550 U.S. 372, 388, 127 S. Ct. 1769, 1780
(2007) (Breyer, J., concurring)).
We will not consider a right to be “clearly established” unless its contours
were sufficiently clear that every reasonable officer would have understood that
what he was doing violates that right. al-Kidd, 563 U.S. at 741, 131 S. Ct. at 2083.
A plaintiff may show that a right was “clearly established” through: “(1) case law
with indistinguishable facts clearly establishing the constitutional right; (2) a broad
statement of principle within the Constitution, statute, or case law that clearly
establishes a constitutional right; or (3) conduct so egregious that a constitutional
right was clearly violated, even in the total absence of case law.” Perez v.
Suszczynski, 809 F.3d 1213, 1222 (11th Cir. 2016) (quoting Lewis v. City of W.
Palm Beach, 561 F.3d 1288, 1291–92 (11th Cir. 2009)). However it is shown,
“clearly established law” must not be defined “at a high level of generality,” al-
Kidd, 563 U.S. at 742, 131 S. Ct. at 2084, but must instead be “particularized” to
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the facts of the case, Anderson v. Creighton, 483 U.S. 635, 640, 107 S. Ct. 3034,
3039 (1987).
The District Court below skipped over the question whether Collier violated
Fuqua’s Fourth Amendment rights and instead decided that, to the extent there was
any violation, it was not clearly established. The settled principle that warrantless
searches are generally unreasonable did not, in the Court’s view, make this case
one controlled by “a broad statement of principle within the Constitution, statute,
or case law” because of the administrative nature of the November 16, 2015 fire
inspection and the fact that The Pig was a commercial establishment in a “closely
regulated” industry.
On appeal, Collier defends the District Court’s conclusion that he is entitled
to qualified immunity on two alternative grounds. First, Collier argues the District
Court correctly concluded that given the administrative nature of the search, it was
not clearly established that he needed Fuqua’s consent to justify the warrantless
search. Second, he argues that even if it were clearly established that he needed
consent, he would still be entitled to qualified immunity because Fuqua failed to
show that he did not have consent to search The Pig or Fuqua’s private bedroom
therein.
We do not decide whether the District Court correctly concluded that the
administrative nature of the inspection obviated the need for a warrant or consent 15 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 16 of 32
because we believe a reasonable officer in Collier’s position could have believed
he had consent. We affirm the District Court’s conclusion that Collier was entitled
to qualified immunity on that basis. See Long v. Comm’r of IRS, 772 F.3d 670,
675 (11th Cir. 2014) (“[W]e may affirm on any ground that finds support in the
record.”). We note, however, that Collier’s second argument improperly places the
burden on Fuqua to show he did not consent to the search when in fact the burden
rests with Collier to prove he did. McClish v. Nugent, 483 F.3d 1231, 1241 (11th
Cir. 2007); Bashir v. Rockdale County, 445 F.3d 1323, 1328 (11th Cir. 2006).
The Fourth Amendment protects “[t]he right of the people to be secure in
their persons, houses, papers, and effects, against unreasonable searches and
seizures.” U.S. Const. amend. IV. The Fourth Amendment’s prohibition on
unreasonable searches and seizures applies to both commercial premises and
private homes. New York v. Burger, 482 U.S. 691, 699–700, 107 S. Ct. 2636, 2642
(1987); Marshall v. Barlow’s, Inc., 436 U.S. 307, 311–12, 98 S. Ct. 1816, 1819–20
(1978). Traditional police searches as well as “administrative inspections designed
to enforce regulatory statutes” are within the Fourth Amendment’s ambit. Burger,
482 U.S. at 699–700, 107 S. Ct. at 2642.
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Warrantless searches are “per se unreasonable under the Fourth
Amendment.”11 Katz v. United States, 389 U.S. 347, 357, 88 S. Ct. 507, 514
(1967). There are, however, “a few specifically established and well-delineated
exceptions” to this general rule. Id.
It is “well-settled that one of the specifically established exceptions to the
requirements of both a warrant and probable cause is a search that is conducted
pursuant to consent.” United States v. Freyre-Lazaro, 3 F.3d 1496, 1500–01 (11th
Cir. 1993) (quoting Schneckloth v. Bustamonte, 412 U.S. 218, 219, 93 S. Ct. 2041,
2043–44 (1973)). To be valid, however, consent must be the product of a free and
voluntary choice rather than the result of mere “acquiescence to a claim of lawful
authority.” United States v. Blake, 888 F.2d 795, 798 (11th Cir. 1989). “Whether
an individual’s consent to a warrantless search was given voluntarily is a question
of fact that must be decided in light of the totality of the circumstances.” United
States v. Gonzalez, 71 F.3d 819, 828 (11th Cir. 1996) (citing Schneckloth, 412 U.S.
at 227, 93 S. Ct. at 2047), abrogated on other grounds by Arizona v. Gant, 556
U.S. 332, 129 S. Ct. 1710 (2009). The officer who conducted the warrantless
11 Although this general rule applies in both the criminal and administrative contexts, Barlow’s, Inc., 436 U.S. at 311–12, 98 S. Ct. at 1819–20, administrative search warrants or “inspection warrants” may be obtained upon a lesser showing than the probable cause that is required for a traditional search warrant, West Point-Pepperell, Inc. v. Donovan, 689 F.2d 950, 957 (11th Cir. 1982).
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search bears the burden of proving that the search was justified by consent.
McClish, 483 F.3d at 1241; Bashir, 445 F.3d at 1328.
Even when an officer has consent to conduct a search, he violates the Fourth
Amendment if he goes beyond the scope of consent. See Florida v. Jimeno, 500
U.S. 248, 251, 111 S. Ct. 1801, 1803–04 (1991). The standard for measuring the
scope of consent is an objective one—the question is “what would the typical
reasonable person have understood by the exchange between the officer and the
suspect?” Id. “The scope of a search is generally defined by its expressed object.”
Id. at 251, 111 S. Ct. at 1804.
Although it is difficult to tell, Fuqua appears to challenge both Collier’s
search of The Pig and of Fuqua’s bedroom within The Pig. The first question is
whether Collier introduced sufficient evidence for us to conclude that a reasonable
officer could have thought his search of The Pig justified by virtue of Collier’s free
and voluntary consent. If so, the question becomes whether a reasonable officer
could have understood the scope of consent to extend to Fuqua’s bedroom. We
answer each question in turn and ultimately answer both in the affirmative. It
follows that Collier was entitled to qualified immunity.
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The contours of valid consent are fairly well-established when it comes to
searches of private dwellings by law enforcement officers. In that context, we
have been reluctant to “sanction[] entry into the home based upon inferred
consent.” Gonzalez, 71 F.3d at 830 (quotation marks and citation omitted)
(alterations in original). We have therefore held that an officer does not obtain
valid consent to search a home merely because the homeowner fails to verbally or
physically object to his entering the home. See id. at 829–30; Bashir, 445 F.3d at
1329. In Gonzalez, for instance, we held that an officer did not have consent to
enter a home when he merely followed the homeowner into her house after she
said she needed to get a drink of water. Gonzalez, 71 F.3d at 829–30. Her failure
to bar the officer’s follow-on entry could not, we said, “be viewed as an adequate
implied consent to that warrantless intrusion.” Id. at 829. Similarly, in Bashir, we
held there was no implied consent when an officer followed Bashir into his home
after he withdrew from a conversation with the officer to tend to his crying son.
445 F.3d at 1329. Consent could not “reasonably be inferred,” we said, “from
Bashir’s simple act of disengaging from conversation with [the officer] and
walking into the house.” Id.
We have also held that no valid consent exists when an officer gains entry
into the home by a show of force or “official authority.” So, for instance, in United
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States v. Edmondson, 791 F.2d 1512, 1514–15 (11th Cir. 1986), we said
Edmondson did not consent to an FBI agent entering his home to arrest him when,
after hearing an agent yell “FBI. Open the Door,” he opened the door, stepped
back, and placed his hands on his head. In determining that Edmondson did not
voluntarily consent to the intrusion, we considered it important that Edmondson
knew his apartment was surrounded by FBI agents. See Edmondson, 791 F.2d at
1515. We reaffirmed this principle in McClish, 483 F.3d at 1241, where an officer
reached into McClish’s home and pulled him out when he opened his door, and
again in Moore v. Pederson, 806 F.3d 1036, 1044–46 (11th Cir. 2015), where an
officer crossed the threshold of Moore’s home to arrest him after Moore, in
submission to the officer’s commands, turned around and put his hands behind his
back. In both cases, we said the officers violated the Fourth Amendment by
entering the homes without valid consent. McClish, 483 F.3d at 1241; Moore, 806
F.3d at 1046.
In a few cases, however, we have found that the totality of the circumstances
supported a finding of voluntary consent to search a private dwelling. In United
States v. Ramirez-Chilel, 289 F.3d 744 (11th Cir. 2002), we addressed whether
Ramirez-Chilel consented to officers entering his home when, in response to their
request for admittance to search the home for evidence of counterfeit immigration
documents, he stepped aside from the threshold and let the officers inside. In
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holding that Ramirez-Chilel’s consent was free and voluntary, we distinguished
Edmondson and Gonzalez. Ramirez-Chilel, 289 F.3d at 751–52. Edmondson did
not control, we said, because unlike in that case, the officers did not have their
guns drawn and there were not “a large number of officers surrounding” Ramirez-
Chilel’s home. Id. at 751. As for Gonzalez, we noted there was a difference
“between the failure to object when officers follow someone into their home and
the act of ‘yielding the right-of-way’ to officers at the person’s front door.” Id. at
752. While Ramirez-Chilel did not give the officers “explicit verbal consent . . . to
enter, the officers did receive some sort of implied consent to enter from Ramirez-
Chilel’s body language that was not present in Gonzalez.” Id.
We also found voluntary consent for officers to search the defendant’s
residence in United States v. Pineiro, 389 F.3d 1359 (11th Cir. 2004). In that case,
four FBI agents showed up to Pineiro’s house, which they suspected was being
used as a marijuana grow site. Pineiro, 389 F.3d at 1362. Pineiro was not home
when the agents arrived, so the agents talked with Pineiro’s parents and brother
who lived across the street until Pineiro arrived. Id. Once Pineiro arrived, the
agents identified themselves and told him they wanted to “look around” his house.
Id. Pineiro agreed and accompanied the agents through the house as they
conducted their search. Id. at 1363. In affirming the district court’s conclusion
that Pineiro gave his voluntary consent to the search, we noted four things: (1) the
21 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 22 of 32
agents “identified themselves and explained the purposes of their search”; (2) none
of the four agents who entered Pineiro’s house had his gun drawn or visible; (3)
Pineiro verbally consented to the search; and (4) Pineiro led the agents “on a tour
of his home” and “cooperated with their search efforts . . . [by] moving his dog into
the garage and then into the yard to enable the agents to enter.” Id. at 1366.
Putting all this together, we have a fairly defined picture of when law
enforcement officers have effective consent to search private residences for
evidence of criminal activity. We know that the mere failure to object to an
officer’s entry into the home does not constitute valid consent to the entry, but that
some affirmative indication, even if non-verbal, that the officers are welcome to
enter may be enough. We also know that an officer cannot procure valid consent
by force or intimidation, whether verbal or physical. Finally, we know what
factors might tip the determination one way or the other: how many officers are
present; whether the officers are armed, whether the arms are visible, and whether
they are drawn; whether the agents explain the purpose of the search; and whether
the homeowner actively aided the officers in searching his home.
Less clear, though, is how these principles map onto the context of the
present case, which differs from the foregoing cases in at least three significant
respects. First, the officer here is a deputy fire marshal rather than a conventional
law enforcement officer. Second, the purpose of the search—at least facially—was
22 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 23 of 32
to uncover violations of the fire code rather than evidence of criminal activity.
And third, the premises searched here were a public establishment that was part of
a highly regulated industry and the private bedroom within that public
establishment. Even if Collier’s conduct would have violated Fuqua’s Fourth
Amendment rights under the principles applicable to law enforcement officers
conducting traditional law enforcement searches of standalone private dwellings,
Fuqua has not directed us to any cases that would put an officer on clear notice that
those principles apply in the same way within the quite different context in which
Collier acted. See al-Kidd, 563 U.S. at 741, 131 S. Ct. at 2083 (“[E]xisting
precedent must have placed the statutory or constitutional question beyond debate”
for a violation to have been clearly established).
Were this a case involving the unmistakable indicia of a consentless search,
we might be compelled to say that Fuqua’s rights against the inspection were
clearly established notwithstanding the lack of any on-point cases in the
administrative-searches context. See Perez, 809 F.3d at 1222 (recognizing that a
right might be clearly established in the absence of on-point case law if the conduct
giving rise to the violation is “so egregious that a constitutional right was clearly
violated”). But this is not such a case. The record shows that when Collier arrived
at The Pig on November 16, 2015 and discovered that Fuqua was elsewhere, he
called Fuqua on the phone and told Fuqua he “needed to reinspect” The Pig for
23 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 24 of 32
code violations. Fuqua then drove to The Pig—a roughly twenty-minute drive—
and let Collier in. Importantly, Collier was alone and there is no indication that he
used force or threats to gain admission.
At most, the facts viewed in the light most favorable to Fuqua support a
finding that Collier gained admission by a claim of right rather than a request for
admission—a finding which would cast doubt on the legality of Collier’s
inspection. See Amos v. United States, 255 U.S. 313, 315–17, 41 S. Ct. 266, 267–
68 (1921) (declining to find “waiver” of Fourth Amendment rights when
defendant’s wife let officers search the home after they told her “that they were
revenue officers and had come to search the premises ‘for violations of the revenue
law’”); Johnson v. United States, 333 U.S. 10, 12–13, 68 S. Ct. 367, 368 (1948)
(entry into defendant’s home was “granted in submission to authority rather than as
an understanding and intentional waiver of a constitutional right” when officer
knocked, announced himself as an officer, and said “I want to talk to you a little
bit”). But this alone does not come close to the sort of egregious conduct that
gives rise to a clear violation in the absence of any on-point case law.
We conclude, therefore, that a reasonable officer in Collier’s position could
have believed he had Fuqua’s effective consent to enter The Pig to conduct an
inspection. This entitles Collier to qualified immunity for his search of the public
section of The Pig.
24 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 25 of 32
Having established that Collier was entitled to qualified immunity for his
search of The Pig’s public areas, the question becomes whether he was also
entitled to immunity for his search of Fuqua’s private bedroom inside The Pig. We
conclude that he was, since a reasonable officer could have believed that the
general consent to search The Pig included consent to inspect the bedroom.
Collier inspected The Pig three times over the course of three months and
each inspection included Fuqua’s private bedroom. When Fuqua let Collier into
The Pig after he told Fuqua he “needed to reinspect” The Pig for a third time,
therefore, he could have reasonably believed not only that Fuqua was allowing him
to inspect The Pig’s public areas, but also that he was permitting him to inspect
Fuqua’s bedroom as on previous occasions. And while the “sacrosanct” nature of
the home in the Fourth Amendment context may well counsel against construing
consent to enter a public establishment to include consent to enter a private
dwelling therein, Moore, 806 F.3d at 1039, Fuqua has not pointed us to anything
that would have put Collier on notice that the consent did not so extend.
We therefore conclude that Collier was entitled to qualified immunity for his
search of Fuqua’s bedroom.
25 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 26 of 32
IV.
When a district court dismisses a plaintiff’s complaint for insufficient
service of process, we apply a de novo standard of review to the law and a clear
error standard to any findings of fact. Albra v. Advan, Inc., 490 F.3d 826, 828–29
(11th Cir. 2007).
Proper service of process is a jurisdictional prerequisite. Pardazi v. Cullman
Med. Ctr., 896 F.2d 1313, 1317 (11th Cir. 1990). If service is not perfected within
90 days after the complaint is filed, the district court ordinarily “must dismiss the
action without prejudice against that defendant or order that service be made
within a specified time.” Fed. R. Civ. P. 4(m). But like other aspects of personal
jurisdiction, objections to service of process can be forfeited. Pardazi, 896 F.2d at
1317. A party “confer[s] personal jurisdiction on the court by consent” insofar as
it fails to raise objections in its pre-answer motion to dismiss. Id. And once a
party confers personal jurisdiction, the district court may not dismiss the action
based on the overlooked defect. Id.
The District Court below dismissed all the claims against the ATF Agents
without prejudice because it found the return receipts did not bear the required
addressee signatures. But the ATF Agents had argued in their motion to dismiss
only that Fuqua’s “individual capacity claims are barred due to insufficient service
of process.” They never challenged service in relation to Fuqua’s official-capacity 26 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 27 of 32
claims. Because they consented to personal jurisdiction over the latter, the District
Court should not have concluded that “all claims against [the Agents] are due to be
dismissed” based on improper service of process. But we agree that the District
Court did not abuse its discretion in dismissing the individual-capacity claims on
this basis.
To serve a United States officer, a plaintiff must also serve the United States.
Fed. R. Civ. P. 4(i)(2)–(3). Serving the United States requires, among other things,
sending “a copy of the summons and of the complaint” to the United States
Attorney General by registered or certified mail. Fed. R. Civ. P. 4(i)(1).12
Certified mail is “[m]ail for which the sender requests proof of delivery in the form
of a receipt signed by the addressee.” Certified Mail, Black’s Law Dictionary
(11th ed. 2019); see also Republic of Sudan v. Harrison, 139 S. Ct. 1048, 1057
12 To serve the United States, a plaintiff must: (A) (i) deliver a copy of the summons and of the complaint to the United States attorney for the district where the action is brought–or to an assistant United States attorney or clerical employee whom the United States attorney designates in a writing filed with the court clerk–or (ii) send a copy of each by registered or certified mail to the civil process clerk at the United States attorney’s office; (B) send a copy of each by registered or certified mail to the Attorney General of the United States at Washington, D.C.; and (C) if the action challenges an order of a nonparty agency or officer of the United States, send a copy of each by registered or certified mail to the agency or officer. Fed. R. Civ. P. 4(i)(1).
27 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 28 of 32
(2019). Service by certified mail therefore requires the addressee or his authorized
agent to sign the return receipt. See Olsen v. Mapes, 333 F.3d 1199, 1202, 1204–
05 (10th Cir. 2003) (agreeing with district court that service was not perfected
under Rule 4(i)(1) in part because of unsigned return receipts, but reversing district
court’s decision to dismiss the case with prejudice); cf. Ala. R. Civ. P. 4(i)(2)(C)
(“Service by certified mail shall be deemed complete and the time for answering
shall run from the date of delivery to the named addressee or the addressee’s agent
as evidenced by signature on the return receipt.”).
Fuqua sent Attorney General Jeff Sessions a copy of the summons and
complaint by certified mail, but the District Court, after examining the return
receipt “at enhanced magnification,” found that it was unsigned. We have
reviewed the copy of the return receipt in the record and we see no trace of a
signature. The District Court therefore did not abuse its discretion in finding that
Fuqua failed to serve the Attorney General as required by Rule 4(i)(1).
Although that deficiency alone renders service inadequate, the District Court
also correctly found that Fuqua failed to properly serve the Agents themselves.
Certified mail was a proper vehicle for serving the Agents in this case since Rule
4(i) allows service of United States officers in their individual capacities in
accordance with the law of the forum state, and since Alabama law allows service
by certified mail. Ala. R. Civ. P. 4(i)(2)(A) (“When the plaintiff files a written
28 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 29 of 32
request with the clerk for service by certified mail, service of process shall be made
by that method.”). The District Court found, however, that the return receipts
“appear not to be signed by the [Agents] themselves, but by the mail room of the
ATF Huntsville Satellite Office.” After reviewing the return receipts, which
indeed appear to have been signed by “Mail Room,” we agree that Fuqua did not
serve the Agents through certified mail.
Fuqua responds that the ATF Agents never proved that the mail room was
not authorized to accept service on their behalf. Delivery to an authorized agent is
another permissible method of service. Fed. R. Civ. P. 4(e)(2)(C); see also Ala. R.
Civ. P. 4(i)(2)(C). But Fuqua, not the Agents, bore the burden to prove whether
the mail room was an authorized agent. Aetna Bus. Credit, Inc. v. Universal Decor
& Interior Design, Inc., 635 F.2d 434, 435 (5th Cir. Unit A 1981). He has
presented no evidence on this issue, so he necessarily fails to satisfy his burden of
proof. United States v. Taylor, 417 F.3d 1176, 1183 (11th Cir. 1985). We conclude
that the District Court did not abuse its discretion in finding that Fuqua failed to
serve the Agents as required by Rule 4(i).
Fuqua argues that these service deficiencies should be excused because
“there has been substantial compliance with Rule 4” and because “the Government
[was] given actual notice of the suit and has suffered no prejudice.” While we
have sometimes excused minor service defects when they have neither prejudiced
29 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 30 of 32
the defendant nor deprived him of notice, see Sanderford v. Prudential Ins. Co. of
Am., 902 F.2d 897, 900–01 (11th Cir. 1990) (excusing the failure of summons to
specify the return date for a responsive pleading), we decline to apply that
principle here. This is not a case where the plaintiff accidentally omitted an
inconsequential detail from the summons. Rather, Fuqua simply failed to ensure
the Attorney General received a copy of the summons and complaint and therefore
failed to serve a necessary entity—the United States. See Albra, 490 F.3d at 828–
29 (declining to excuse plaintiff’s failure to serve defendant with a copy of the
complaint even where plaintiff was pro se and defendant had actual notice of the
lawsuit). We therefore affirm the District Court’s decision to dismiss the claims
against the ATF Agents without prejudice.
Although the District Court found that it lacked jurisdiction due to the
foregoing service defects, it nonetheless went on to discuss a second reason why
Fuqua’s individual-capacity claims would be dismissed—because the Agents had
qualified immunity. Because jurisdiction depends on sufficient service of process,
the Court was without jurisdiction to determine whether the Agents were entitled
to qualified immunity. See Pardazi, 896 F.2d at 1317. We accordingly vacate the
portion of the Court’s order discussing qualified immunity. See Thermoset
Corp. v. Bldg. Materials Corp of Am., 849 F.3d 1313, 1315 (11th Cir. 2017).
30 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 31 of 32
V.
Returning to Fuqua’s official-capacity claims, we conclude that these claims
are barred by a different jurisdictional defect: sovereign immunity. FDIC v.
Meyer, 510 U.S. 471, 475, 114 S. Ct. 996, 1000 (1994). Although the District
Court did not reach this issue, we may affirm based on any ground supported by
the record. Long, 722 F.3d at 675. And sovereign immunity precludes official-
capacity claims against federal agents unless the plaintiff has “a substantive right
to relief and an explicit Congressional consent authorizing such relief.” Swank,
Inc. v. Carnes, 856 F.2d 1481, 1483 (11th Cir. 1988) (quotation marks and citation
omitted).
Fuqua has no authorization to sue. He pleaded two § 1983 claims and a
§ 1985(3) claim. Because § 1983 does not apply to federal officers, the District
Court construed his § 1983 claims to be Bivens claims. But there is no such thing
as an official-capacity Bivens claim. Farmer v. Perrill, 275 F.3d 958, 963 (10th
Cir. 2001). Nor is a § 1985(3) claim cognizable as an official-capacity claim.
Davis v. U.S. Dep’t of Just., 204 F.3d 723, 726 (7th Cir. 2000). Accordingly, the
District Court lacked “jurisdiction over the[se] claim[s] because the United States
has not consented to its officials being sued in their official capacities.” Consejo
de Desarrollo Economico de Mexicali, A.C. v. United States, 482 F.3d 1157, 1173
(9th Cir. 2007).
31 USCA11 Case: 19-13877 Date Filed: 05/06/2021 Page: 32 of 32
SO ORDERED.