Dougherty v. American Telephone & Telegraph Co.

902 F.2d 201
CourtCourt of Appeals for the Second Circuit
DecidedMay 1, 1990
DocketNo. 492, Docket 89-7741
StatusPublished
Cited by3 cases

This text of 902 F.2d 201 (Dougherty v. American Telephone & Telegraph Co.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dougherty v. American Telephone & Telegraph Co., 902 F.2d 201 (2d Cir. 1990).

Opinion

WINTER, Circuit Judge:

Plaintiffs appeal from Judge Elfvin’s decision granting summary judgment to defendants, their former employers. Because the plaintiffs’ claims are governed by [202]*202Section 301 of the Labor Management Relations Act (“the LMRA”), 29 U.S.C. § 185 (1982), and because plaintiffs have failed to exhaust the grievance procedures of the relevant collective bargaining agreements, we affirm.

BACKGROUND

The facts are undisputed. Prior to January 1, 1984, plaintiffs were employed by defendant New York Telephone Company (“Telco”), a telephone operating company then wholly owned by defendant American Telephone and Telegraph Company (“AT & T”). Plaintiffs’ collective bargaining representatives were affiliates of the Telecommunications International Union (“TIU”), which had agreements with AT & T setting forth terms and conditions of employment, including provisions regarding layoffs, transfers, and reassignments. The agreements also contained broad grievance and arbitration clauses that provided the exclusive means for settling all disputes between employees and AT & T.1

In the early 1980’s, antitrust litigation resulted in a settlement divesting AT & T of its telephone operating companies, including Telco. See United States v. American Tel. & Tel. Co., 552 F.Supp. 131 (D.D.C.1982), aff'd sub nom. Maryland v. United States, 460 U.S. 1001, 103 S.Ct. 1240, 75 L.Ed.2d 472 (1983). In anticipation of the reorganization, AT & T negotiated modification of its collective agreements with various unions, including TIU, regarding job assignment, transfer procedures, and the rights of employees who would be transferred. The modified agreement between AT & T and TIU provided, inter alia, for the continuation of employment rights and benefits as provided by existing collective bargaining agreements and for preferential rehire rights for employees laid off from a new AT & T organization for a period after transfer.2

On January 1, 1984, AT & T divested itself of Telco, and various transfers of employees ensued. Employee preference was one of several criteria used by AT & T in post-reorganization job assignments, and the plaintiffs indicated on employee preference forms their desire to transfer to a new AT & T subsidiary, American Telephone and Telegraph Information Systems, Inc. (“ATTIS”). Plaintiffs Dougherty and Kor-dasiewicz were thereafter transferred to an ATTIS office in Buffalo, New York. Plaintiff Schoeman, who had been employed in various downstate New York offices with Telco, was transferred to an ATTIS office in Jericho on Long Island.

In the two years following divestiture, ATTIS experienced a business reversal. ATTIS consolidated all residential operations at a facility in Pearl River, New York, and both the Jericho and Buffalo offices were closed, resulting in the layoff or transfer of all employees in those offices. Each of the plaintiffs was offered — but declined — continued employment at the Pearl River facility. Each of the plaintiffs was then laid off in accordance with the [203]*203procedures outlined in the collective bargaining agreements.

Plaintiffs instituted this action in New York state court in October 1986, alleging common-law fraud and negligent misrepresentation. The complaint asserted that the defendants fraudulently induced employees to transfer out of Telco and into ATTIS positions by, inter alia, failing to advise employees of plans for or possibilities of work force reductions and consolidations of offices. The defendants removed the action to federal court in November 1986 on the ground that plaintiffs’ claims are governed by Section 301 of the LMRA. 29 U.S.C. § 185 (1982). Plaintiffs subsequently moved to remand the matter to state court, but the district court denied that motion, finding that plaintiffs’ claims could not be adjudicated without reference to the agreements between TIU and the defendants.

Defendants then moved for summary judgment on the ground that the plaintiffs had failed to exhaust the grievance and arbitration procedures provided in their collective bargaining agreements. The district court granted the motion.

DISCUSSION

Section 301 of the LMRA governs actions by an employee against an employer for breach of a collective bargaining agreement.3 Before bringing such an action, the employee must exhaust grievance procedures provided by the relevant collective bargaining agreement. See Hines v. Anchor Motor Freight, Inc., 424 U.S. 554, 563, 96 S.Ct. 1048, 1055, 47 L.Ed.2d 231 (1976). Plaintiffs do not claim that they fall within any exception to the rule requiring exhaustion, see Vaca v. Sipes, 386 U.S. 171, 185-86, 87 S.Ct. 903, 914-15, 17 L.Ed.2d 842 (1967), and concede that they did not exhaust the pertinent grievance procedures. Plaintiffs argue instead that they are asserting state-law tort claims independent of their rights under the collective bargaining agreements.

Although plaintiffs formulate their complaint as based on state tort law, that formulation is not binding upon us where rights and obligations under the pertinent collective agreement are inextricably involved in the underlying claim. The Supreme Court has held that the federal interest in uniform interpretation of collective bargaining agreements may preempt certain state-law tort actions. See Allis-Chalmers Corp. v. Lueck, 471 U.S. 202, 210-11, 105 S.Ct. 1904, 1910-11, 85 L.Ed.2d 206 (1985) (preemptive effect of Section 301 regarding contractual issues extends beyond suits alleging contract violations to suits alleging liability in tort); see also Local 174, Teamsters v. Lucas Flour Co., 369 U.S. 95, 103-04, 82 S.Ct. 571, 576-77, 7 L.Ed.2d 593 (1962) (requiring application of uniform federal labor law in Section 301 disputes). In Allis-Chalmers, the Supreme Court held that Section 301 preempted an employee’s state-law tort claim for breach of a duty to act in good faith in paying disability benefits. See 471 U.S. at 216-20, 105 S.Ct. at 1913-16. The Court indicated that contract interpretation was required because the applicable collective bargaining agreement may have provided or have precluded the relief the employee sought and because the state-law tort action would circumvent the arbitration procedures provided in that agreement. Id. at 218-20, 105 S.Ct. at 1911-16. Of course, not every state-law claim is preempted by Section 301, and rights and obligations that are truly independent of a collective bargaining agreement are enforceable. See Allis-Chalmers, 471 U.S. at 211-12, 105 S.Ct. at 1911-12. In Lingle v. Norge Div. of Magic Chef, Inc., 108 S.Ct. 1877, 100 L.Ed.2d 410 (1988), for example, the Su[204]

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902 F.2d 201, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dougherty-v-american-telephone-telegraph-co-ca2-1990.