Heaning v. NYNEX-New York

945 F. Supp. 640, 154 L.R.R.M. (BNA) 2336, 1996 U.S. Dist. LEXIS 16833, 1996 WL 657930
CourtDistrict Court, S.D. New York
DecidedNovember 12, 1996
Docket95 Civ. 8111 (SS)
StatusPublished
Cited by11 cases

This text of 945 F. Supp. 640 (Heaning v. NYNEX-New York) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Heaning v. NYNEX-New York, 945 F. Supp. 640, 154 L.R.R.M. (BNA) 2336, 1996 U.S. Dist. LEXIS 16833, 1996 WL 657930 (S.D.N.Y. 1996).

Opinion

OPINION AND ORDER

SOTOMAYOR, District Judge.

The original complaint in this action, filed in state court, advanced two claims against NYNEX Corporation (“NYNEX” or “the Company”), both of which related to plaintiff’s discharge from the Company. First, plaintiff claimed that his employment was terminated without “just cause,” and that NYNEX therefore violated the terms of a collective bargaining agreement (the “CBA”) entered into between the Company and plaintiff’s union. Second, plaintiff asserted that NYNEX breached a duty of confiden *643 tiality owed to him by releasing certain of his personnel materials to state and federal authorities during the course of the Company’s investigation into charges which culminated in plaintiffs discharge. Defendant removed the action to federal court on the ground that plaintiffs claims depended upon the interpretation of the CBA, and therefore were governed by § 301 of the Labor Management Relations Act (the “LMRA”). Defendant now moves for summary judgment on the ground that federal law bars the Court from considering plaintiffs claims because those claims already have been advanced and rejected in an arbitration initiated by plaintiff pursuant to the terms of the CBA.

In opposition to defendant’s motion for summary judgment, plaintiff has submitted an affidavit to the Court alleging—for the first time—that he was inadequately represented by union officials during the course of the arbitration proceedings, thereby invalidating defendant’s claim of estoppel. Plaintiff also requests leave to amend his complaint to add a cause of action, under 42 U.S.C. § 1983, charging defendant with conspiring with state and federal authorities in disclosing his personnel files in violation of plaintiffs privacy rights. Defendant maintains that plaintiffs most recent allegations are insufficient to avoid the binding effect of the arbitrator’s decision, and that plaintiffs § 1983 claim is time barred. For the reasons to be discussed, I grant defendant’s motion for summary judgment.

BACKGROUND

NYNEX discharged plaintiff from his position as a service technician on August 31, 1992. The Company acted based upon an investigation which concluded that plaintiff had placed an offensive advertisement in Swinging Times magazine concerning his former supervisor.

During the course of NYNEX’s investigation into plaintiffs alleged misconduct, Company officials reviewed and analyzed various materials removed from plaintiffs personnel files. For example, in March, 1989, the Company hired an expert to conduct a handwriting analysis comparing the application for the offensive advertisement with plaintiffs employment records. Further, plaintiff alleges that the Company released these same materials, on various occasions in 1988 and 1989, to investigators from the United States Pqstal Service, and to local police officials. According to the Complaint, NYNEX’s handling of plaintiffs personnel files contravened the Company’s confidentiality policies, and led ultimately to plaintiffs prosecution and conviction, on August 13 1992, for the crime of aggravated harassment in the second degree. That conviction subsequently was overturned. According to plaintiff, the decision on appeal reflected that there had been insufficient evidence to convict; according to defendant, the judgment was reversed “on the law” and not on the merits. (Heaning Aff. ¶ 14; Blane Aff. Ex. B at 3).

Plaintiff was a bargaining unit employee covered by the terms of the CBA between NYNEX and the Communications Workers of America, AFL-CIO, District One, Local 1104 (the “Union”). Following his discharge, and pursuant to the grievance and arbitration provisions set forth in the CBA, plaintiff pursued an arbitration to challenge the Company’s conduct. In the arbitration, plaintiff argued that the Company discharged him without “just cause,” in violation of the CBA. The arbitration took place in October, 1994, with plaintiff represented by Union counsel. In a written award dated March 10,1995, the arbitrator determined that “[t]he Company’s action in the discharge of Richard Heaning was with “just cause,” and ruled in defendant’s favor. (Blane Aff. Ex. B at 9). Article 12 of the CBA provides that an arbitration award “shall be final and binding.” (Blane Aff. Ex. A at 32).

Without any reference to the arbitration proceedings or the arbitrator’s award, plaintiff filed his Original Complaint dated August 9, 1995 in the Supreme Court of the State of New York, County of New York (the “Original Complaint”). Plaintiffs Original Complaint advanced two causes of action. First, plaintiff charged defendant with terminating him from his position with the Company without “just cause,” thereby violating the terms of the CBA. (Original Comp. ¶ 7). Second, plaintiff claimed that the Company breached its duty “[ujnder the CBA and *644 defendant’s Personnel Policies & Practices” to preserve the confidentiality of plaintiffs employee files. (Original Comp. ¶ 10).

Defendant removed the action to this Court on September 21, 1995, on the ground that the resolution of plaintiffs claims depends upon the interpretation of the CBA, and that such matters are governed by § 301 of the LMRA. On February 29,1996, defendants moved for summary judgment on the ground that the LMRA preempts plaintiffs state law claims, and requires that this Court defer to the arbitrator’s determination that NYNEX acted with “just cause,” and that the Company’s investigation was “reasonable.”

In support of his Opposition to Defendant’s Motion For Summary Judgment (the “Opposition”), plaintiff submitted an affidavit, dated March 29, 1996, sharply criticizing the competence and diligence of the Union attorneys who represented him during the arbitration—a matter plaintiff did not reference in his Original Complaint. According to these new allegations, plaintiffs Union attorneys behaved “unprofessionally” during the arbitration; at times refusing to respond to plaintiffs questions, and even referring to him as an “asshole” while speaking with others at the arbitration proceedings. (Heaning Aff. ¶ 18). Plaintiff also alleges that his Union attorneys faded to present persuasive evidence on his behalf, failed to advance a number of credible arguments, and did not adequately cross-examine witnesses. For instance, plaintiffs supervisor pursued a civil claim against plaintiff which ultimately was dismissed; plaintiffs Union attorneys rejected plaintiffs advice that they cross-examine the supervisor as to the possibility that her allegations were motivated by the prospect of a civil recovery. (Heaning Aff. ¶ 20). Further, the Union attorneys allegedly excluded plaintiff from a settlement conference and refused to discuss with plaintiff what transpired during their meeting with the Company’s attorneys. (Heaning Aff.’ ¶ 23). In his affidavit, plaintiff also reveals that he filed -a charge with the National Labor Relations Board (the “Board”) against the Union for its alleged breach of its duty of fair representation, but that the Board declined to pursue the matter. (Heaning Aff. ¶ 22). In sum, plaintiff purports to have been “very unhappy” with his Union representation during the arbitration. (Opposition at 5).

Plaintiff also has moved the Court for leave to file an amended Complaint.

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945 F. Supp. 640, 154 L.R.R.M. (BNA) 2336, 1996 U.S. Dist. LEXIS 16833, 1996 WL 657930, Counsel Stack Legal Research, https://law.counselstack.com/opinion/heaning-v-nynex-new-york-nysd-1996.