Doucette v. Ives

947 F.2d 21, 1991 WL 209808
CourtCourt of Appeals for the First Circuit
DecidedOctober 21, 1991
DocketNos. 90-2229, 91-1017 and 91-1212
StatusPublished
Cited by45 cases

This text of 947 F.2d 21 (Doucette v. Ives) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doucette v. Ives, 947 F.2d 21, 1991 WL 209808 (1st Cir. 1991).

Opinion

LEVIN H. CAMPBELL, Circuit Judge.

This consolidated appeal involves two interrelated Social Security Act programs designed to benefit certain poor families: the Aid to Families with Dependent Children (AFDC) program, 42 U.S.C. §§ 601-610; and the Child Support Enforcement (CSE or “IV-D”) program, 42 U.S.C. §§ 651-666. The plaintiff class challenges a Health and Human Services regulation governing the extent to which child support payments collected on behalf of AFDC recipients from the absent parent via the interception of state and federal tax refunds may be retained by the state as reimbursement to the state and federal governments for past AFDC payments. As defined by the district court, the class consists of Maine AFDC recipients affected by the regulation as of the date the motion for class certification was filed, September 6, 1988. Defendants-appellants are H. Rollin Ives, the Commissioner of the Maine Department of Human Services (DHS) and Dr. Louis Sullivan, Secretary of Health and Human Services (HHS), the federal agency charged with administering the programs.

I.

The AFDC program is a cooperative federal-state program administered by the states. The program was established to “encourag[e] the care of dependent children ..., to help maintain and strengthen family life and to help such parents and relatives to attain or retain capability for the maximum self-support and personal 'independence consistent with the maintenance of continuing parental care and protection. ...” 42 U.S.C. § 601. The AFDC program provides assistance to families deprived of the support of one parent through death, illness, mental incapacity or, in some states, unemployment. 42 U.S.C. §§ 606, 607. Families are eligible for AFDC assistance if their “countable income”1 falls below the “standard of need”2 established by the state. Although [24]*24in most states the AFDC payment is sufficient to cover the full amount by which a family’s income falls below the established standard of need, some states provide less than the full amount, leaving a gap between the family’s resources and the standard of need. These states are called the “gap states.” See 42 U.S.C. § 602(a)(28). Maine is one such state.

Before 1975, child support payments received by a family in a given month were included in “countable income” for that month for the purposes of determining the family’s eligibility for AFDC. If the family’s earnings, plus any child support received, exceeded the “standard of need,” the AFDC parent would be ineligible for assistance that month. In 1975, the law was amended to provide that child support payments would no longer be included in countable income. Rather, the state could require individuals to assign to the state their rights to child support as a condition of AFDC eligibility, 42 U.S.C. § 602(a)(26).

The collection and distribution by the state of child support payments so assigned is governed by the Child Support Enforcement Act, 42 U.S.C. §§ 651-666, Title IV-D of the Social Security Act. The CSE program is designed both to assist parents in collecting child support from absent parents and to reduce state and federal government AFDC expenditures, which are often necessitated by the failure of noncustodial parents to meet their support obligations. All states participating in the AFDC program are required to have child support collection programs, 42 U.S.C. § 602(a)(27), through which they assist families in establishing paternity, locating parents, and collecting support through wage withholding, liens on property, and withholding from unemployment compensation and tax refunds. 42 U.S.C. §§ 654, 664, 666.

Child support collected by the state under a IV-D program is distributed according to the following scheme: first, fifty dollars goes directly to the AFDC family in addition to any AFDC grant, 42 U.S.C. § 657(b)(1); second, any amount in excess of the fifty dollars goes to the state and federal government as reimbursement for that month’s AFDC payment, 42 U.S.C. § 657(b)(2); third, after the AFDC payment for that month is reimbursed, the balance of the support payment for that month goes to the AFDC family. In other words, the family will receive either the amount of the current support payment or the AFDC payment, whichever is larger. Finally, if the amount collected represents past due child support (arrearage), the excess support goes to the state and federal government for past unreimbursed AFDC payments, 42 U.S.C. § 657(b)(4)(A). If there are no unreimbursed past AFDC payments outstanding, the balance goes to the family under § 657(b)(4)(B).

In states in which the AFDC payment was sufficient to make up the full difference between the family’s countable income and the standard of need, the 1975 amendment providing for the assignment of support payments to the state did not make a difference in the family’s resources. In such states, support payments received directly by the family would have reduced dollar-for-dollar the amount of the AFDC payment. In gap states, however, support payments received directly by the family prior to 1975 could be used to fill the gap between the family's resources (including AFDC) and the standard of need, without reducing the AFDC payment. In those states, assignment of support payments to the state under the IV-D scheme would mean that the funds would be used to reimburse the AFDC payments made by the state, whether or not the family reached the state’s minimum standard of need.

Realizing that AFDC families in “gap states” could be worse off under the CSE program, Congress enacted 42 U.S.C. § 602(a)(28), providing that child support collected by the state should be used as supplemental AFDC payments to fill the gap between the standard of need and the state’s actual monthly AFDC payment standard. The section requires that state AFDC plans:

(28) provide that, in determining the amount of aid to which an eligible family [25]*25is entitled, any , portion of the amounts collected in any particular month as child support pursuant to a plan approved under part D of this subchapter, and retained by the State under section 657 of this title, which ...

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Bluebook (online)
947 F.2d 21, 1991 WL 209808, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doucette-v-ives-ca1-1991.