Domingos v. United States

883 F. Supp. 16, 1993 U.S. Dist. LEXIS 20822, 1993 WL 767804
CourtDistrict Court, E.D. North Carolina
DecidedNovember 1, 1993
DocketNo. 91-43-CIV-3-H
StatusPublished
Cited by6 cases

This text of 883 F. Supp. 16 (Domingos v. United States) is published on Counsel Stack Legal Research, covering District Court, E.D. North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Domingos v. United States, 883 F. Supp. 16, 1993 U.S. Dist. LEXIS 20822, 1993 WL 767804 (E.D.N.C. 1993).

Opinion

ORDER

MALCOLM J. HOWARD, District Judge.

This matter is before the court on a Memorandum and Recommendation (“M & R”) filed by United States Magistrate Judge Wallace W. Dixon on September 8, 1993. Plaintiff filed objections to the M & R, and the defendant responded to the plaintiffs objections. The matter is ripe for disposition.

STATEMENT OF THE CASE

Plaintiff filed this medical malpractice action under the Federal Tort Claims Act (“FTCA”) on May 2, 1991. Discovery has been completed, and a final Pretrial Conference was held before Magistrate Judge Dixon on September 2, 1993. The case is scheduled to go to trial on the court’s November 15, 1993 calendar in Fayetteville, North Carolina.

The M & R recommends in brief that the plaintiffs case should be dismissed as a sanction for the failure of plaintiffs attor[18]*18ney[, Leon Lee], to attend to his duties to defendant’s counsel and to the court in preparation for the [pretrial] conference and the trial to follow.

9/8/93 M & R at 1. The grounds for the recommendation are summarized at pages 9-10:

In summary, without basis, Lee denied or objected to over two-thirds of [the defendant’s] requests for admissions; he has failed to supplement those denials or objections when they were shown to be without basis; he has failed to press before the court until now the question of which law applies; he has failed to participate in preparation for the final pre-trial conference, leaving the bulk of that chore to opposing counsel; he has failed to get medical records to his expert Hines for deposition preparation; when told that the deposition should be rescheduled, he refused to do so; at attorney conferences, and at the September 2 conference with the court, he was adamant that the negligent diagnosis claim is alleged, when it is not; and, he failed to timely name medical experts, and when he did name them, his Rule 26 expert summary was incorrect.

The Magistrate Judge also based his recommendation 1) on counsel for the plaintiffs general dilatory and delaying conduct in this case and other cases, id. at 9-12, and 2) on the prejudice suffered by the defendant as a result of counsel’s conduct, id. at 15-16.

Counsel for the plaintiff raises at least three specific objections to the M & R. First, counsel argues that dismissal is an inappropriate sanction. Second, counsel contends that the Magistrate Judge is improperly attempting to reopen the court’s denial of one of the defendant’s prior motions for summary judgment. Third, counsel asserts that the September 2 Pretrial Conference was converted into a “pretrial of the case” by the Magistrate Judge without the consent of the parties.

Defendant rejects the objections filed by plaintiffs counsel and urges the court to adopt the M & R.

STATEMENT OF THE FACTS

In brief, the plaintiff alleges that her decedent husband contracted both hepatitis and the virus which causes Acquired Immune Deficiency Syndrome (“AIDS”) through tainted blood used in transfusions the plaintiff received during surgery at United States Army hospitals in 1984. Plaintiff seeks damages on behalf of herself and her decedent.

The draft pretrial order submitted by the plaintiff at the September 2 Pretrial Conference declared that six issues were in dispute for resolution at trial.

1. Was the Defendant negligent in the introduction of AIDS into the decedent’s body? [“issue 1”]
2. Was the Defendant negligent in the introduction of Hepatitis B into the [decedent’s] body? [“issue 2”]
3. Should the Defendant have notified the decedent that he had Hepatitis B prior to his death? [“issue 3”]
4. Was the Defendant negligent in the diagnoses of the decedent with the AIDS virus with respect to [its] timeliness? [“issue 4”]1
5. What amount of damages, if any, is the Plaintiff entitled to recover on behalf of the decedent? [“issue 5”]
6. What amount of damages, if any, is the Plaintiff entitled to recover on behalf of herself? [“issue 6”]

Plaintiff’s Draft Pretrial Order at 4. Plaintiff supports her statement of the issues with expert deposition testimony from Dr. James E. Hines, III, and Dr. Earl C. Mills.

DISCUSSION OF THE LAW

I. Dismissal as a Sanction

For the reasons stated in the M & R, the court agrees with the Magistrate Judge’s recommendation that sufficient cause exists to dismiss this action as a sanction against counsel for the plaintiff. The court recognizes that dismissal is a severe sanction. However, the court finds that counsel has been given “notice and an opportunity to be heard,” Ford v. Alfaro, 785 F.2d 835, 840 (9th Cir.1986), and that dismissal under Federal [19]*19Rule of Civil Procedure 16(f) would be appropriate in light of counsel’s ongoing pattern of dilatory behavior.

However, the court is not convinced that the plaintiff has the “degree of personal responsibility” for counsel’s behavior which warrants a dismissal with prejudice. Hillig v. C.I.R., 916 F.2d 171, 174 (4th Cir.1990). In order to avoid “unjustly penalizing] a blameless client for the attorney’s behavior,” id., the court finds that the most appropriate type of dismissal would be dismissal without prejudice.

The court also finds that counsel’s objections to the Magistrate Judge’s M & R are unpersuasive. Counsel contends that “[t]he Local Rules do not provide dismissal as an allowable sanction for a first time failure to complete a Pre-Trial Conference.” Pl.’s Opp. to M & R at 8 n. 18. The court finds that the objection must be rejected because the sanction is not imposed merely for counsel’s lack of preparation for the September 2 Pretrial Conference. Instead, as more specifically noted in the M & R, the sanction is imposed for counsel’s lack of Pretrial Conference preparation as well as for counsel’s repeated failure to conduct himself with due diligence before the court in this matter.2

Counsel for the plaintiff also objects to the M & R by arguing that the Magistrate Judge’s recommendation is in effect an improper attempt to reopen the court’s June 29, 1993 order (docket entry # 57) denying the defendant’s most recent motion for summary judgment. Id. at 11. However, the court finds that its June 29 order focused on the sufficiency of the plaintiff’s proposed expert witness testimony, while the M & R focuses on counsel for the plaintiffs dilatory and delaying behavior in this matter. Accordingly, the court is satisfied that the Magistrate Judge did not attempt to reopen the summary judgment motion in his M & R.3

Plaintiffs counsel also argues that the Magistrate Judge improperly converted the Pretrial Conference into a pretrial of the case itself. Id. at 3, 6-7. The court finds that the argument is without merit. The Magistrate Judge appropriately and commendably pressed the parties on their readiness for trial.

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883 F. Supp. 16, 1993 U.S. Dist. LEXIS 20822, 1993 WL 767804, Counsel Stack Legal Research, https://law.counselstack.com/opinion/domingos-v-united-states-nced-1993.