Doe v. Brown University

43 F.4th 195
CourtCourt of Appeals for the First Circuit
DecidedAugust 4, 2022
Docket20-2023P
StatusPublished
Cited by14 cases

This text of 43 F.4th 195 (Doe v. Brown University) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Doe v. Brown University, 43 F.4th 195 (1st Cir. 2022).

Opinion

United States Court of Appeals For the First Circuit

No. 20-2023

JOHN DOE,

Plaintiff, Appellant,

v.

BROWN UNIVERSITY,

Defendant, Appellee.

APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF RHODE ISLAND

[Hon. John J. McConnell, Jr., U.S. District Judge]

Before

Kayatta and Howard, Circuit Judges, and Casper, District Judge.*

Susan Kaplan, with whom Kaplan Law and Sonja L. Deyoe were on brief, for appellant. Steven M. Richard, with whom Nixon Peabody LLP was on brief, for appellee.

August 4, 2022

* Of the District of Massachusetts, sitting by designation. KAYATTA, Circuit Judge. Shortly after he began his

freshman year at Brown University, John Doe, an African-American

man, had a brief encounter with Jane Doe, a white woman.1 Their

stories of what happened differ slightly in emphasis but are

generally consistent. They met at a bar and both decided to move

to an outside patio. There, they kissed. The pair then moved to

a small alleyway behind the building -- the record is unclear

whether Jane or John initiated the relocation to the more private

spot. According to Jane (as expressed in her formal complaint

about the incident), John became more aggressive and repeatedly

tried to lift her dress without her express permission. According

to John, Jane was aggressive throughout the encounter, choking

him, biting his lip, and telling him, "Stop, I make the rules."

Jane admitted going "for his neck" and saying, "Stop, I make the

rules here." John said that, feeling uncomfortable, he ended the

interaction and walked away.

A few months later, Jane filed a complaint against John

with Brown's Office of Student Life, commencing a multi-year

process leading to John's suspension from school, a suicide

attempt, and, eventually, this lawsuit by John against Brown. For

the reasons that follow, we affirm the grant of summary judgment

dismissing John's federal claims, reverse the grant as to his state

1 Following the lead of the district court and the parties, we refer to the students involved by pseudonyms.

- 2 - law claim for intentional infliction of emotional distress, and

remand for further proceedings.

I.

Because this is an appeal from the grant of summary

judgment, we recount the facts not as they necessarily are, but

rather as a jury might reasonably find them to be in favor of John,

the non-movant. See Brader v. Biogen Inc., 983 F.3d 39, 44 (1st

Cir. 2020).

After Jane filed her complaint in November 2013, the

Associate Dean of Student Life, Yolanda Castillo-Appollonio,

informed John of the allegations against him and that the school

would begin an investigation. John was also informed that he had

a right to provide a list of witnesses and a written statement to

assist the investigation and that he had a right to choose an

advisor to help shepherd him through the process. Dean Castillo

also issued a mutual no-contact order to both students.

Shortly after he was notified of the complaint, John met

with Dean Castillo and expressed his desire to file a counter-

complaint against Jane. Dean Castillo discouraged him from doing

so. John recalls her telling him that she could not help him file

a complaint and that she made it sound as if he would have to start

a separate process only after the current complaint process

concluded. This advice did not accord with Brown's rules, which

permitted counter-complaints. Dean Castillo also determined that

- 3 - John's version of Jane's conduct did not rise to sexual assault in

her eyes because John did not explicitly say "that there was no

consent to the activity" or "that he said, stop doing that." Dean

Castillo did not file a complaint against Jane on John's behalf,

nor did she initiate any investigation of Jane.

Brown eventually decided that, despite John's statement

that Jane choked and bit him, John alone should be charged with

three violations of its Code of Student Conduct. Brown charged

John not only with sexual misconduct, but also with committing

acts that could "be reasonably expected to result in physical harm

to a person or persons" and "[m]isconduct that includes . . .

violent physical force or injury." Brown also charged John with

illegal underage use of alcohol.

The school then held a hearing, after which the Student

Conduct Board found John responsible for sexual misconduct "that

involves non-consensual physical contact of a sexual nature" and

for illegally drinking alcohol (which he had admitted). The Board

did not find John responsible for either charge related to physical

harm. As a sanction, Brown applied a "deferred suspension" that

would expire at the end of the following academic year. Deferred

suspension is somewhat akin to probation. It provides the student

"the opportunity to demonstrate the ability to abide by the

community's expectations of behavior," but it also means that any

new allegations "will receive greater scrutiny," and it

- 4 - "increase[s] the likelihood" of "more serious outcomes,"

"including separation from the University." Jane appealed this

decision because she believed the sanction was not severe enough.

Brown denied the appeal. John later testified that, despite his

belief that Brown reached the wrong result, he did not appeal

because he "was put on probation" and not "suspended or expelled."

He "was ready to move on."

In the spring of 2014, during a conversation among

sorority sisters regarding "certain men on campus," Jane stated

that John tried to touch her inappropriately, that he choked her,

and that he was sexually aggressive, but she did not mention that

she bit or choked him. Sally Roe was a part of that conversation.

She told her sorority sisters that she and John had met at a party

and consensually kissed. She explained that he wanted to take a

shower with her and continued to encourage her (either verbally or

physically, she couldn't remember) even after she said no. When

she started to feel uncomfortable, she left "[a]nd that was the

end of [their] interaction."2

After hearing Sally's story, Jane sought "permission" to

share it with a dean at Brown. Sally agreed, after which a dean

"asked [Sally] to come in and make a formal complaint."3 Sally

2 John's interaction with Sally happened after the incident with Jane but before Jane filed her complaint. 3 Sally testified that she couldn't remember if she contacted

- 5 - then met with that dean in person. She prefaced the meeting by

explaining that she was not formally complaining that John sexually

assaulted her; rather, she was reporting him "more for [the]

protection of others" because he had the "potential to have other

negative interactions with women." She thought her interaction

"could potentially have led to sexual assault." Sally testified

that her view of John's character was based on the fact that he

supposedly "continued to have uncomfortable interactions" with

Jane.

Sally also filled out a "Campus Incident Complaint

Form." On that form, she alleged that in October 2013 "a boy that

[she] was with tried to force [her] to have a shower with him."

She explained that she had consensually kissed the boy, but, after

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Bluebook (online)
43 F.4th 195, Counsel Stack Legal Research, https://law.counselstack.com/opinion/doe-v-brown-university-ca1-2022.