Dodd v. Estate of Yanan

587 N.E.2d 1348, 1992 Ind. App. LEXIS 274, 1992 WL 43256
CourtIndiana Court of Appeals
DecidedMarch 11, 1992
Docket49A04-9009-CV-452
StatusPublished
Cited by7 cases

This text of 587 N.E.2d 1348 (Dodd v. Estate of Yanan) is published on Counsel Stack Legal Research, covering Indiana Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dodd v. Estate of Yanan, 587 N.E.2d 1348, 1992 Ind. App. LEXIS 274, 1992 WL 43256 (Ind. Ct. App. 1992).

Opinions

[1350]*1350CHEZEM, Judge.

CASE SUMMARY

Appellant-Claimant, Carolyn Sue Dodd (formerly Carolyn Sue Yanan), appeals from an order dismissing her claim against Appellee-Defendant, Estate of James P. Yanan, deceased. We reverse and remand.

ISSUES

Carolyn presents four issues for review which we consolidate and restate as follows:

I. Did the Estate waive its objection to Carolyn's testimony as an incompetent witness under the Dead Man's statute?

II. Was Carolyn's fraud claim against the Estate time barred by the statute of limitations in IC 31-1-11.5-17(a)?

FACTS AND PROCEDURAL HISTORY

Carolyn and James were married in October of 1975. Prior to their wedding, the parties signed an antenuptial agreement wherein upon dissolution each party would receive their respective listed property, along with any increases in value, free from the claim of the other. All property acquired during the marriage would be subject to an equal division. Listed in the agreement were Carolyn's assets consisting of accounts, real estate, and insurance valued at $50,000, and James' assets consisting of securities, including his interest in J. Yanan & Associates, Inc., valued at $150,000.

On October 25, 1985, a dissolution proceeding was filed. Counsel for Carolyn sent to James interrogatories and a request for production of documents to facilitate the division of marital property. Responses to these discovery requests were never received because the parties subsequently met and, without the aid of their attorneys, entered into a property settlement agreement. During this meeting, James produced for Carolyn five documents relating to his financial condition. One of these was for J. Yanan & Associates, Inc., which was covered by the antenuptial agreement and not subject to any claim by Carolyn. The remaining documents were represented as all the property of James subject to equal division. Upon this representation, Carolyn and James entered into a property settlement agreement. The executed agreement stated that "full and complete disclosure" of all financial information had been made by the parties. On May 9, 1986, the marriage was dissolved and the property settlement agreement was incorporated into the decree of dissolution.

On May 6, 1989, James Yanan died. During the administration of James' will, an inventory was filed with the court. From that inventory, Carolyn discovered that the value of the estate was far in excess of the amounts James represented to her when the property settlement agreement was executed. Carolyn then filed a claim against the Estate, approximately three years after the divorce, alleging fraud in that James purposely failed to disclose the true nature and extent of his property holdings during the dissolution proceedings. Discovery commenced wherein the Estate filed a Request for Admissions with Carolyn.

The Estate filed a Motion to Dismiss and/or for Summary Judgment, contending that an action for fraud challenging the property settlement agreement must be brought within two years and hence Carolyn's claim was time-barred.1 At the hearing on the Estate's motion, counsel for Carolyn called her to the stand, whereupon the Estate made an objection alleging that Carolyn was an incompetent witness under the Indiana Dead Man's statute.2 Carolyn [1351]*1351responded that the Estate had waived her incompetency by, among other things, filing a Request for Admissions with her. After a lengthy debate, the trial judge took the objection under advisement and conditionally allowed Carolyn to testify. The hearing ended when the trial judge took the whole matter under advisement. Later, an order was issued dismissing the claim. No ruling on the objection to Carolyn's incompetency as a witness appears anywhere in the record.3

DISCUSSION AND DECISION

As a preliminary matter, we determine whether the trial court's order should be treated as a grant of summary judgment or a dismissal of the claim. The issued order states:

ORDER DISMISSING CLAIM NO. 1
On July 7, 1990, Claimant, Carolyn S. Dodd, appeared in person and by counsel and the Executor appeared by counsel. Evidence and argument were heard on the Executor's Motion to Dismiss and/or For Summary Judgment and the Court, having taken the Motion under advisement and having considered the briefs submitted by the parties, finds that the allegations set out in Claim No. 1, taken in the light most favorable to claimant, constitute an impermissible collateral attack on the decree of dissolution entered in the Marion Superior Court on May 9, 1986.
IT IS THEREFORE ORDERED that Claim No. 1 be, and it is hereby, dismissed for failure to state a claim upon which relief can be granted. Cost vs Claimant.

The trial court apparently considered the motion, and issued its order, under the provision of Indiana Trial Rule 12(B)(6). However, because the trial court heard testimony and received evidence outside the pleadings, we treat the order as a grant of summary judgment pursuant to T.R. 56. See Southern Indiana Gas v. Indiana Farm Gas (1990), Ind.App., 549 N.E.2d 1063.

L.

Carolyn first contends that the Estate waived her incompetency under the Dead Man's statute by filing a Request for Admissions with her pursuant to T.R. 86. This issue is one of first impression for the Court.

The policy in rendering an adverse party incompetent to testify when a judgment is sought against an estate is to prevent the living from taking unfair advantage of the dead. Matter of Estate of Palamara (1987), Ind.App., 513 N.E.2d 1223. Occasionally an estate may wish, for whatever reason, to use the testimony of an incompetent witness. At such time, an estate may waive a party's incompetency by performing acts which indicate that the estate intends the party to be a witness for the estate. Waiver of incompetency by an estate, however, renders that witness entirely competent in the action, to be used by any party to the cause. Id.

In delineating the aspects of waiver under the Dead Man's statute, The Indiana Supreme Court has held that deposing an adverse party does not constitute a waiver of incompetency. Plummer v. Ulsh (1967), 248 Ind. 462, 229 N.E.2d 799. The Court reasoned that the purpose of discovery was to bring forward relevant material so that the parties may better determine the issues, and that waiver of a party's incompe[1352]*1352tency by deposing that party would frustrate that purpose. Id.

A Request for Admissions pursuant to TR. 36, however, is unlike other discovery methods, in that it does not facilitate the above stated purpose. The essential function of a Request for Admissions is to establish "facts," not to discover what they are. F.W. Means & Co. v. Carstens (1981), Ind.App., 428 N.E.2d 251. A request for admission calls upon a party to testify as to the genuineness of a document or the truth of any matter.

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Related

Taylor v. Taylor
643 N.E.2d 893 (Indiana Supreme Court, 1994)
Taylor v. Taylor
632 N.E.2d 808 (Indiana Court of Appeals, 1994)
Dodd v. Estate of Yanan
587 N.E.2d 1348 (Indiana Court of Appeals, 1992)

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Bluebook (online)
587 N.E.2d 1348, 1992 Ind. App. LEXIS 274, 1992 WL 43256, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dodd-v-estate-of-yanan-indctapp-1992.