Director, Office of Workers' Compensation Programs v. Greenwich Collieries

512 U.S. 267, 114 S. Ct. 2251, 129 L. Ed. 2d 221, 1994 U.S. LEXIS 4669
Supreme Court of the United States·Decided June 20, 1994·No. 93-744·Published·Cited by 571 cases

Opinion

Justice O’Connor

delivered the opinion of the Court.

In adjudicating benefits claims under the Black Lung Benefits Act (BLBA), 83 Stat. 792, as amended, 30 U. S. C. § 901 et seq. (1988 ed. and Supp. IV), and the Longshore and Harbor Workers’ Compensation Act (LHWCA), 44 Stat. 1424, as amended, 33 U. S. C. § 901 et seq., the Department of Labor applies what it calls the “true doubt” rule. This rule essentially shifts the burden of persuasion to the party opposing the benefits claim — when the evidence is evenly balanced, the benefits claimant wins. This litigation presents the question whether the rule is consistent with § 7(c) of the Administrative Procedure Act (APA), which states that “[e]xcept as otherwise provided by statute, the proponent of a rule or order has the burden of proof.” 5 U. S. C. § 556(d).

I

We review two separate decisions of the Court of Appeals for the Third Circuit. In one, Andrew Ondecko applied for disability benefits under the BLBA after working as a coal miner for 31 years. The Administrative Law Judge (ALJ) determined that Ondecko had pneumoconiosis (or black lung disease), that he was totally disabled by the disease, and that the disease resulted from coal mine employment. In resolving the first two issues, the ALJ relied on the true doubt rule. In resolving the third, she relied on the rebuttable presumption that a miner with pneumoconiosis who worked in the mines for at least 10 years developed the disease be *270 cause of his employment. 20 CFR § 718.203(b) (1993). The Department’s Benefits Review Board affirmed, concluding that the ALJ had considered all the evidence, had found each side’s evidence to be equally probative, and had properly resolved the dispute in Ondecko’s favor under the true doubt rule. The Court of Appeals vacated the Board’s decision, holding that the true doubt rule is inconsistent with the Department’s own regulations under the BLBA, §718.403, as well as with Mullins Coal Co. of Va. v. Director, Office of Workers’ Compensation Programs, 484 U. S. 135 (1987). 990 F. 2d 730 (1993).

In the other case, Michael Santoro suffered a work-related back and neck injury while employed by respondent Maher Terminals. Within a few months Santoro was diagnosed with nerve cancer, and he died shortly thereafter. His widow filed a claim under the LHWCA alleging that the work injury had rendered her husband disabled and caused his death. After reviewing the evidence for both sides, the ALJ found it equally probative and, relying on the true doubt rule, awarded benefits to the claimant. The Board affirmed, finding no error in the ALJ’s analysis or his application of the true doubt rule. The Court of Appeals reversed, holding that the true doubt rule is inconsistent with §7(c) of the APA. 992 F. 2d 1277 (1993). In so holding, the court expressly disagreed with Freeman United Coal Mining Co. v. Office of Workers’ Compensation Programs, 988 F. 2d 706 (CA7 1993). We granted certiorari to resolve the conflict. 510 U. S. 1068 (1994).

II

As a threshold matter, we must decide whether § 7(c)’s burden of proof provision applies to adjudications under the LHWCA and the BLBA. Section 7(c) of the APA applies “[ejxcept as otherwise provided by statute,” and the Department argues that the statutes at issue here make clear that § 7(c) does not apply. We disagree.

*271 The Department points out that in conducting investigations or hearings pursuant to the LHWCA, the “Board shall not be bound by common law or statutory rules of evidence or by technical or formal rules of procedure, except as provided by this chapter.” 33 U. S. C. § 923(a). But the assignment of the burden of proof is a rule of substantive law, American Dredging Co. v. Miller, 510 U. S. 443, 454 (1994), so it is unclear whether this exception even applies. More importantly, §923 by its terms applies “except as provided by this chapter,” and the chapter provides that §7(c) does indeed apply to the LHWCA. 33 U. S. C. § 919(d) (“Notwithstanding any other provisions of this chapter, any hearing held under this chapter shall be conducted in accordance with [the APA]”); 5 U. S. C. § 554(c)(2). We do not lightly presume exemptions to the APA, Brownell v. Tom We Shung, 352 U. S. 180, 185 (1956), and we do not think § 923 by its terms exempts the LHWCA from § 7(c).

The Department’s argument under the BLBA fares no better. The BLBA also incorporates the APA (by incorporating parts of the LHWCA), but it does so “except as otherwise provided ... by regulations of the Secretary.” 30 U. S. C. § 932(a). The Department argues that the following BLBA regulation so provides: “In enacting [the BLBA], Congress intended that claimants be given the benefit of all reasonable doubt as to the existence of total or partial disability or death due to pneumoconiosis.” 20 CFR § 718.3(c) (1993). But we do not think this regulation can fairly be read as authorizing the true doubt rule and rejecting the APA’s burden of proof provision. Not only does the regulation fail to mention the true doubt rule or §7(c), it does not even mention the concept of burden shifting or burdens of proof. Accordingly — and assuming, arguendo, that the Department has the authority to displace § 7(c) through regulation — this ambiguous regulation does not overcome the presumption that these adjudications under the BLBA are subject to § 7(c)’s burden of proof provision.

*272 III

We turn now to the meaning of “burden of proof” as used in §7(c). Respondents contend that the Court of Appeals was correct in reading “burden of proof” to include the burden of persuasion. The Department disagrees, contending that “burden of proof” imposes only the burden of production (i. e., the burden of going forward with evidence). The cases turn on this dispute, for if respondents are correct, the true doubt rule must fall: because the true doubt rule places the burden of persuasion on the party opposing the benefits award, it would violate § 7(c)’s requirement that the burden of persuasion rest with the party seeking the award.

A

Because the term “burden of proof” is nowhere defined in the APA, our task is to construe it in accord with its ordinary or natural meaning.

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Director, Office of Workers' Compensation Programs v. Greenwich Collieries, 512 U.S. 267, 114 S. Ct. 2251, 129 L. Ed. 2d 221, 1994 U.S. LEXIS 4669 (1994).

512 U.S. 267 (Director, Office of Workers' Compensation Programs v. Greenwich Collieries) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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