Dilone v. Nielsen
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Opinion
Paul W. Grimm, United States District Judge
Jose Dilone wants to become a U.S. citizen. He applied for naturalization through the ordinary channels in December 2016, but after waiting nearly a year and a half for the Department of Homeland Security ("DHS") to render a decision, he opted to seek recourse in the courts. His suit urges this Court to exercise its authority under
Defendants, who include the Secretary of Homeland Security, do not deny that the Court had jurisdiction over Mr. Dilone's Complaint when he first filed it in April 2018. They contend, though, that the case became unsustainable soon afterward, when the agency placed Mr. Dilone into removal proceedings. Their legal argument, in brief, is that
Not so. Section 1429 very clearly precludes DHS from acting on a naturalization application while the applicant is facing *493removal, but it does not say anything about the courts. Because I decline to construe a statute in a manner that conflicts with its unambiguous terms, see Yith v. Nielsen ,
But allowing this case to proceed while removal proceedings remain ongoing would depart from a longstanding policy of giving such proceedings "priority" over the naturalization process. See Zayed v. United States ,
FACTUAL BACKGROUND
The facts of this case are undisputed and do not require much elaboration. The suit began with four plaintiffs - all lawful permanent residents of the United States - seeking to compel a decision on their long-pending applications for American citizenship. See Compl. ¶¶ 1-2, ECF No. 1. Three of the plaintiffs moved for a voluntary dismissal of their claims after U.S. Citizenship and Immigration Services ("USCIS") agreed to adjudicate their applications within 30 days. See ECF No. 7. The Court granted their motion, see ECF No. 8, leaving Mr. Dilone as the sole remaining plaintiff.
Mr. Dilone, a native of the Dominican Republic, became a lawful permanent resident of the United States on October 30, 1992, at the age of 16. Compl. ¶ 9, ECF No. 1. He applied for naturalization in December 2016. Id. ¶ 10. USCIS agents interviewed him on May 17, 2017, at the agency's district field office in Baltimore. Id. ¶ 11. When the interview was over, the agents informed him that he had passed the English and civics tests but that they were not prepared at that time to make a decision about his application. Id. ¶ 12.
Three hundred and twenty-eight days later, still waiting for the agency to issue a decision, Mr. Dilone filed this federal lawsuit. The Complaint, which named Homeland Security Secretary Kirstjen Nielsen and other federal officials as defendants,1 framed the suit as a mandamus action under
On May 24, 2018 - right around the time USCIS agreed to process the other three plaintiffs' naturalization applications in exchange for a voluntary dismissal of their claims - DHS agents served Mr. Dilone *494with a notice to appear for removal proceedings in immigration court. See Notice to Appear, ECF No. 12-2. The notice alleged he was removable because of his criminal record, which included a 1996 conviction in a Virginia circuit court for grand larceny and possession of burglary tools and a 2000 conviction in Maryland district court for conspiracy to commit theft (less than $ 300). See
Mr. Dilone was released from DHS custody on a $ 5,000 bond on June 6, 2018. ECF No. 8.
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Paul W. Grimm, United States District Judge
Jose Dilone wants to become a U.S. citizen. He applied for naturalization through the ordinary channels in December 2016, but after waiting nearly a year and a half for the Department of Homeland Security ("DHS") to render a decision, he opted to seek recourse in the courts. His suit urges this Court to exercise its authority under
Defendants, who include the Secretary of Homeland Security, do not deny that the Court had jurisdiction over Mr. Dilone's Complaint when he first filed it in April 2018. They contend, though, that the case became unsustainable soon afterward, when the agency placed Mr. Dilone into removal proceedings. Their legal argument, in brief, is that
Not so. Section 1429 very clearly precludes DHS from acting on a naturalization application while the applicant is facing *493removal, but it does not say anything about the courts. Because I decline to construe a statute in a manner that conflicts with its unambiguous terms, see Yith v. Nielsen ,
But allowing this case to proceed while removal proceedings remain ongoing would depart from a longstanding policy of giving such proceedings "priority" over the naturalization process. See Zayed v. United States ,
FACTUAL BACKGROUND
The facts of this case are undisputed and do not require much elaboration. The suit began with four plaintiffs - all lawful permanent residents of the United States - seeking to compel a decision on their long-pending applications for American citizenship. See Compl. ¶¶ 1-2, ECF No. 1. Three of the plaintiffs moved for a voluntary dismissal of their claims after U.S. Citizenship and Immigration Services ("USCIS") agreed to adjudicate their applications within 30 days. See ECF No. 7. The Court granted their motion, see ECF No. 8, leaving Mr. Dilone as the sole remaining plaintiff.
Mr. Dilone, a native of the Dominican Republic, became a lawful permanent resident of the United States on October 30, 1992, at the age of 16. Compl. ¶ 9, ECF No. 1. He applied for naturalization in December 2016. Id. ¶ 10. USCIS agents interviewed him on May 17, 2017, at the agency's district field office in Baltimore. Id. ¶ 11. When the interview was over, the agents informed him that he had passed the English and civics tests but that they were not prepared at that time to make a decision about his application. Id. ¶ 12.
Three hundred and twenty-eight days later, still waiting for the agency to issue a decision, Mr. Dilone filed this federal lawsuit. The Complaint, which named Homeland Security Secretary Kirstjen Nielsen and other federal officials as defendants,1 framed the suit as a mandamus action under
On May 24, 2018 - right around the time USCIS agreed to process the other three plaintiffs' naturalization applications in exchange for a voluntary dismissal of their claims - DHS agents served Mr. Dilone *494with a notice to appear for removal proceedings in immigration court. See Notice to Appear, ECF No. 12-2. The notice alleged he was removable because of his criminal record, which included a 1996 conviction in a Virginia circuit court for grand larceny and possession of burglary tools and a 2000 conviction in Maryland district court for conspiracy to commit theft (less than $ 300). See
Mr. Dilone was released from DHS custody on a $ 5,000 bond on June 6, 2018. ECF No. 8. Two days later, Defendants asked this Court for leave to file a motion to dismiss the Complaint.
The Motion to Dismiss has been fully briefed. See ECF Nos. 12, 13, 14. No hearing is necessary. See Loc. R. 105.6.
STANDARD OF REVIEW
Defendants seek a dismissal under either Rule 12(b)(1) or 12(b)(6) of the Federal Rules of Civil Procedure. A 12(b)(1) motion challenges the district court's subject matter jurisdiction, asserting, in effect, that the plaintiff lacks any "right to be in the district court at all." Holloway v. Pagan River Dockside Seafood, Inc. ,
A 12(b)(6) motion, by contrast, "tests the sufficiency" of the plaintiff's complaint. Vance v. CHF Int'l ,
DISCUSSION
Defendants' motion raises three distinct issues for this Court to decide. First, does *495the Court have subject matter jurisdiction over Mr. Dilone's claim? Second, assuming jurisdiction does exist, is the claim redressable? And finally, assuming the claim survives the motion to dismiss, how should this case proceed?
These three questions are closely related. To answer any of them, it is necessary to examine the interplay between two processes: naturalization and removal. As the laws that govern these processes have evolved over time, some history would seem to be in order.
A.
Today, the primary responsibility for deciding who may become a U.S. citizen and who is to be removed from the country is centralized in the executive branch. By statute, the "sole authority to naturalize persons as citizens of the United States" rests with the Secretary of Homeland Security.2
It was not always this way, though. For much of the twentieth century, responsibility for removal and naturalization was split between the judicial and executive branches. While the Attorney General wielded authority over deportations, courts played the "pre-eminent role in the naturalization process," bearing the ultimate responsibility for deciding whether to grant or deny an alien's petition for naturalization. United States v. Ali ,
One aspect of this division of labor that came to be seen as problematic was that neither proceeding had priority over the other. Consequently, an alien could find himself in a race against the government, with the alien pressing the court to grant him citizenship before the government could order his removal from the country. See Shomberg v. United States ,
The priority provision remained intact until 1990, when Congress sought to address an altogether different problem with naturalization proceedings - specifically, the stress they were putting on district courts' dockets. See Etape v. Chertoff ,
The Immigration Act of 1990 declared that the Attorney General has "sole authority to naturalize persons as citizens of the United States."
The first of the courts' two sources of authority in this arena, codified at
The other source of judicial authority - the one Mr. Dilone seeks to invoke here - is
If there is a failure to make a determination ... before the end of the 120-day period after the date on which the examination is conducted ..., the applicant may apply to the United States district court for the district in which the applicant resides for a hearing on the matter.
The 1990 act largely retained section 1429's restrictions on eligibility for naturalization but amended the "priority provision," substituting the "Attorney General" in place of the lone reference to "naturalization courts." See Zayed ,
B.
In cases like this, where the defense seeks dismissal on both jurisdictional and nonjurisdictional grounds, it usually makes sense for the court to decide the jurisdictional question first, as this question "concem[s] the court's very power to hear the case." Gilbert v. Freshbikes , LLC,
1.
"Federal courts are courts of limited jurisdiction. They possess only that power authorized by the Constitution and statute." Kokkonen v. Guardian Life Ins. Co. of Am. ,
There does not appear to be any question that this Court enjoyed statutory jurisdiction under § 1447(b) when Mr. Dilone first filed suit on April 9, 2018. Section 1447(b) allows an applicant to invoke a federal court's jurisdiction when USCIS has failed to either grant or deny his application "before the end of the 120-day period after the date on which" a USCIS officer examined him.
Defendants' contention, effectively, is that the Court lost its jurisdiction over this case when DHS placed Mr. Dilone into removal proceedings in May 2018. They argue that
But it is up to Congress, not the Attorney General or the Secretary of DHS, to establish the subject-matter jurisdiction of the federal district courts, see Bowles v. Russell ,
Section 1447(b) plainly is a jurisdictional statute. This is apparent on its face, which explicitly states that upon the filing of an application for a hearing, the district court "has jurisdiction over the matter."
On this issue, the federal appellate courts have not disagreed.4 Of the two circuit courts to have decided the issue (the Sixth and Ninth), both have conclude that whatever effect § 1429 might have on a court's consideration of a naturalization application under § 1447(b), it is not jurisdictional.5 See Yith ,
I am of the same mind. Section 1447(b) indisputably vests this Court with subject-matter jurisdiction, and there is no indication, much less a "clear" one, that Congress intended for the commencement of removal proceedings to wrest it away.6 I agree with Mr. Dilone that I have jurisdiction over his Complaint, and I will now consider what that power amounts to under the circumstances presented here.
2.
The next question is whether Mr. Dilone has stated a claim upon which relief may be granted. Defendants argue he has not, asserting that under § 1429, the commencement of removal proceedings bars a district court from according relief under § 1447(b).
A straight reading of the statutory text counsels against Defendants' position. Section 1429, as I have already noted, expressly bars the Attorney General from considering a naturalization application while removal proceedings are pending.
Nevertheless, on this issue, there is a split of authority. The Ninth Circuit has adopted the textualist approach, holding that § 1429 merely blocks federal agents from considering an application for naturalization *499while removal proceedings are pending but does not preclude a district court from doing the same. See Yith ,
The decisions in the cases interpreting § 1429 draw inferences from the case law interpreting § 1421(c), a related statutory provision that authorizes district courts to review USCIS decisions denying applications for naturalization. Because I am not as certain that those inferences stand up to scrutiny, I will pause a moment to discuss them.
Section 1421(c) provides in part: "A person whose application for naturalization under this subchapter is denied, after a hearing before an immigration officer ..., may seek review of such denial before [a] United States district court ...."
Here, too, the federal appellate courts have not sung in perfect harmony. Of the four federal courts of appeals to rule on the issue,7 two of them - the Third and Seventh Circuits - have concluded that § 1429 does not prevent the alien from seeking declaratory relief. See Klene ,
The Tenth Circuit reached a substantially similar conclusion, but for slightly different *500reasons. In Awe v. Napolitano , the Tenth Circuit declared that, as a general matter, removal proceedings "effectively bar federal consideration of § 1421(c) petitions by virtue of § 1429."
This brings me back to the case law on the statutory provision at issue here, § 1447(b). The Second Circuit's opinion in Ajlani v. Chertoff draws heavily on the federal appellate courts' analysis of § 1421(c), purporting to "join" those courts in concluding "that the priority afforded removal proceedings by § 1429 limits the courts' authority to grant naturalization pursuant to § 1421(c) or § 1447(b)."
Judging by the text of the two statutes, a court's authority under § 1421(c) is considerably narrower than its authority under § 1447(b). The former merely entitles a petitioner to judicial review of a federal agency's denial of a naturalization application. See
Section 1447(b) is not nearly as limiting. The power it expressly confers on district courts is not a narrow power to judicially review the reason the agency denied the application for naturalization. Rather, § 1447(b) states that the court "has jurisdiction over the matter. "
Aljani8 and the Fifth Circuit's decision in Saba-Bakare rightly observe that a district *501court exercising its authority under § 1447(b) while removal proceedings are pending may not remand the matter to the government with instructions to naturalize the applicant. This must be so, because § 1429 plainly bars DHS from considering an application under these circumstances, and a court may not order a federal agency to violate a valid statute. See Awe ,
Nothing in the text of § 1429 bars the court from exercising this authority. And while some courts have entertained the possibility that Congress meant to constrain not only the Attorney General, but the courts as well, this assumption is at odds with what Congress actually did. The fact is, § 1429 used to bar courts from hearing naturalization petitions while removal proceedings were under way; that statutory bar was on the books for decades, but Congress effectively deleted it. See Yith ,
A court's first obligation is to interpret the statutes as they are written. In this context, I must presume, as the Supreme Court has time and again admonished, that "a legislature says in a statute what it means and means in a statute what it says there." Conn. Nat'l Bank v. Germain ,
c.
Defendants have argued there is no need for this Court to wrestle with the statutes at issue here because the Fourth Circuit has already done so. They interpret that court's opinion in Barnes v. Holder ,
The appellant in Barnes already was in removal proceedings when he applied for *502naturalization. See
Among the arguments Barnes raised on appeal to the Fourth Circuit was a contention that the BIA's decision effectively deprived him of his rights under § 1421(c) and § 1447(b). The Fourth Circuit disagreed. In a section of its opinion addressing § 1421(c), the court reasoned that a "harmonious reading of [that provision] and § 1429 leads to the conclusion that an alien has a statutory right to review of his naturalization application, unless he is in removal proceedings."
Defendants make much of this language, citing it several times in their briefs. See Defs.' Mem. 6; Defs.' Reply 1, 2. A careful reading, though, makes plain that the statement does not support their position here, because it does not concern a court's authority under § 1447(b), the statute Mr. Dilone has invoked. Rather, the Barnes court was addressing an applicant's right to "have the adjudication judicially reviewed ," Barnes ,
The Barnes Court confined its discussion of § 1447(b) to a footnote. See
As discussed above, due to the pendency of removal proceedings against him, Barnes had no statutory right to adjudication of his application. In any event, § 1447(b) did not apply here because DHS never held an examination for Barnes's naturalization application. Barnes does not argue that he would be entitled to compel the scheduling of an *503interview. Therefore the [BIA's] Hidalgo interpretation did not deprive Barnes of a right under § 1447 because, even if the IJ had cancelled removal proceedings, no such right would have been triggered in Barnes's case.
Defendants highlight the panel's statement that Barnes "had no statutory right to adjudication of his application," interpreting this to mean that a district court could not adjudicate his application. See Defs.' Reply 3. As I read the footnote, though, it does not appear to me that the panel was contemplating the district court's power to "determine the matter" under § 1447(b), as Mr. Dilone has urged this Court to do here. What the panel was addressing, rather, was Barnes's argument that the BIA had denied his "right to compel a decision. "
Ultimately, any debate about the meaning of the statement I have just discussed is academic, because the very next sentence in the footnote explains that § 1447(b)"did not apply" under the circumstances in Barnes. See
This case presents an entirely different set of circumstances. Here, DHS did conduct an examination of Mr. Dilone, and there is no dispute that DHS failed to grant or deny Mr. Dilone's naturalization application within 120 days of doing so. See Mot. to Dismiss 1. Mr. Dilone then properly invoked the Court's jurisdiction under § 1447(b). Nothing in the statutory text or in the case law persuades me that DHS's subsequent decision to place him in removal proceedings left the Court powerless to act on the petition.
3.
I have concluded that this Court retains jurisdiction over Mr. Dilone's Complaint under § 1447(b) and is authorized to order relief under the statute. What remains to be decided is how this case should proceed.
Section 1447(b) states that a court exercising its authority under this statute "may either determine the matter or remand the matter, with appropriate instructions, to [USCIS] to determine the matter."
But such an approach presents its own problems. First, I note that the law requires an applicant for naturalization to *504establish his "good moral character."
Even more than that, though, I agree that following the literal text of the statutes at issue here could produce results that are inconsistent with what Congress may well have intended when it amended sections 1421 and 1429, among other portions of the federal immigration laws, in 1990. See Zayed ,
Although courts ... are generally well advised to be cautious about letting the actual language of a statute be trumped by an unarticulated congressional intent, we have some sympathy for the district court's conclusion as to what Congress intended when it changed the law in 1990. The history of the Immigration Act of that year does suggest that Congress intended removal proceedings to have priority over naturalization proceedings.
As a "general rule," a court should not "look beyond the unambiguous language of a statute." Yith ,
Under these circumstances, I am inclined to stay these proceedings to give DHS time to complete Mr. Dilone's removal proceedings, provided they do so expeditiously. See Klene ,
CONCLUSION
Defendants have not persuaded me that § 1429 strips this Court of its jurisdiction over this case or otherwise precludes the Court from granting the relief Mr. Dilone seeks. Their motion to dismiss Mr. Dilone's petition is therefore denied. Nevertheless, because I question whether *505Congress intended to abandon the longstanding policy of barring courts from naturalizing aliens while removal proceedings are pending, I am staying this case to allow the removal proceedings to run their course.
A separate order follows.
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