Dillmon v. NATIONAL TRANSPORTATION SAFETY BOARD

588 F.3d 1085, 388 U.S. App. D.C. 411, 2009 U.S. App. LEXIS 26622, 2009 WL 4574136
CourtCourt of Appeals for the D.C. Circuit
DecidedDecember 8, 2009
Docket08-1390
StatusPublished
Cited by62 cases

This text of 588 F.3d 1085 (Dillmon v. NATIONAL TRANSPORTATION SAFETY BOARD) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dillmon v. NATIONAL TRANSPORTATION SAFETY BOARD, 588 F.3d 1085, 388 U.S. App. D.C. 411, 2009 U.S. App. LEXIS 26622, 2009 WL 4574136 (D.C. Cir. 2009).

Opinion

Opinion for the Court filed by Circuit Judge BROWN.

BROWN, Circuit Judge:

Petitioner Jack Rondal Dillmon accuses the National Transportation Safety Board (Board) of hypocrisy — saying one thing while doing another. Dillmon argues the Board departed from its prior decisions without adequate explanation when it affirmed the Federal Aviation Administration’s (FAA’s) emergency revocation of his airman and medical certificates. We agree with Dillmon: the Board has failed to exhibit the reasoned decision making we require of agencies. We therefore grant his petition for review.

I

On February 26, 1997, a jury convicted Dillmon of ten counts of bribery of a public servant, a felony in the state where he was prosecuted. A month later, on March 28, 1997, Dillmon submitted to the FAA an application for a Third Class Medical Certificate. In filling out the medical application, Dillmon had to answer “Yes” or “No” to Question 18w, which asked whether he had any “[hjistory of nontraffic conviction(s) (misdemeanors or felonies).” FAA Form 8500-8 (7-92). Despite his recent felony bribery conviction, Dillmon answered “No.” In signing the form, Dillmon certified his answers were “complete and true to the best of [his] knowledge.” Id. On May 2, 2007 and March 17, 2008, Dillmon again filled out the application to *1088 renew his medical certificate. Each time he filled out the application, he answered Question 18w “No.”

In August 2008, the FAA Acting Administrator issued an emergency order revoking Dillmon’s medical certificate, as well as his private pilot certificate. The order explained the Administrator had concluded Dillmon’s answers to Question 18w in 1997, 2007 and 2008 violated Federal Aviation Regulation (FAR) provision 14 C.F.R. § 67.403(a)(1), which states: “No person may make or cause to be made ... [a] fraudulent or intentionally false statement on any application for a medical certificate.” Dillmon appealed the order to the Board and requested a hearing to challenge the FAA’s findings.

At an October 2, 2008 hearing before an administrative law judge (ALJ), the FAA submitted evidence of Dillmon’s bribery conviction and his “No” answers to Question 18w on his 1997, 2007 and 2008 medical applications. After the FAA’s presentation of evidence, the ALJ denied Dillmon’s motion to dismiss and ruled the FAA had made out a prima facie case for the regulatory offense of intentional falsification under FAR section 67.403(a)(1). The ALJ then allowed Dillmon to present evidence and testify in his defense.

Dillmon explained why he had answered “No” to Question 18w. He said, “I have always believed and have always understood ... any time this question has ever come up was that all [the FAA was] interested in was anything to do with drugs or alcohol.” Hearing Tr. at 56-57 (Oct. 2, 2008). Dillmon described how the FAA’s Aviation Medical Examiner (AME) had first informed him of this in 1990. Id. at 57, 76-77. He testified another AME, Dr. Van Den Berg, similarly advised him in 2007 and 2008 that Question 18w was only concerned with drug- or alcohol-related offenses. Id. at 66, 85-86. Dillmon submitted two letters from Dr. Van Den Berg to corroborate his testimony about their conversations in 2007 and 2008. Dillmon emphasized, “I never would have checked no if this was not the advice I was given by the designated examiner that helped me complete the form.” Id. at 66. Finally, he testified he was “painfully aware [his] life [was] an open book when it comes to a criminal conviction,” and he was “not proud of it,” but it was “not something [he] would lie about or try to hide.” Id. at 66-67.

On cross-examination by the FAA, Dillmon conceded he had never read the portion of the medical application which provided instructions for completing Question 18w until the day before the hearing. Hearing Tr. at 79. The instructions stated, “Letter (w) ... asks if you have ever had any other (nontraffic) convictions (e.g., assault, battery, public intoxication, robbery, etc.). If so, name the charge for which you were convicted and the date of conviction in the EXPLANATIONS box.” FAA Form 8500-8 (3-99). He also admitted that when he filled out the applications in 1997, 2007 and 2008, he “knew [he] had been convicted of a non-traffic offense.” Id. at 86-87. Finally, when asked by the ALJ how he would answer Question 18w “today,” Dillmon said, “Absolutely yes.” Id. at 88.

After the hearing, the ALJ issued his decision. He noted the central question was, “What is in the man’s mind?” Hearing Tr. at 130. Of particular importance to the instant petition, the ALJ found Dillmon to be a credible witness: “My determination is that [Dillmon] was quite forthright and candid in his testimony. To me, there is quite a notable absence of any indication of an intentional falsehood ... when he signed the no to these questions in the three applications in question 18W.” Id. at 132. In light of Dillmon’s testimony *1089 and the documentary evidence he submitted, the ALJ ruled Dillmon had successfully rebutted the Administrator’s prima fade case of intentional falsification, concluding, “[I]t is clear to me that there’s no intention on the part of [Dillmon] to falsify, let alone be fraudulent in setting forth the answers that he did to this question, 18W.” Id. at 133. The ALJ therefore reversed the FAA’s emergency revocation order.

The FAA appealed the ALJ’s decision to the Board, which reversed the ALJ based on two purported errors. Administrator v. Dillmon, NTSB Order No. EA-5413, 2008 WL 4771937, at *4 (Oct. 28, 2008). First, the Board concluded the ALJ erred in determining Dillmon had successfully rebutted the Administrator’s prima fade ease of intentional falsification. Id. Relying on several prior decisions, the Board rejected Dillmon’s argument that he did not make an intentionally false statement because he believed Question 18w was only concerned with alcohol and drug convictions. Second, the Board determined the ALJ erred by requiring the Administrator to prove Dillmon had the specific intent to deceive the FAA, rather than the lesser burden of proving intent to falsify. Id. The Board therefore reversed the ALJ and affirmed the FAA’s emergency revocation order. Dillmon petitioned this court to review the Board’s decision.

II

We are bound by the Administrative Procedure Act when we review the Board’s decisions. See Chritton v. NTSB, 888 F.2d 854, 856 (D.C.Cir.1989). Under 5 U.S.C. § 706(2)(E) and 49 U.S.C. § 44709(f), we adopt the agency’s factual findings as conclusive if supported by substantial evidence. The agency’s factual findings “may be supported by substantial evidence even though a plausible alternative interpretation of the evidence would support a contrary view.” Chritton, 888 F.2d at 856.

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588 F.3d 1085, 388 U.S. App. D.C. 411, 2009 U.S. App. LEXIS 26622, 2009 WL 4574136, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dillmon-v-national-transportation-safety-board-cadc-2009.