Diggs v. Goord

CourtDistrict Court, N.D. New York
DecidedAugust 15, 2022
Docket9:17-cv-00736
StatusUnknown

This text of Diggs v. Goord (Diggs v. Goord) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Diggs v. Goord, (N.D.N.Y. 2022).

Opinion

UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF NEW YORK

MARTIN DIGGS,

Plaintiff, 9:17-cv-736 (BKS/DJS)

v.

M. GUYNUP, et al.,

Defendants.

Appearances: Plaintiff, pro se: Martin Diggs 04-A-6734 Sing Sing Correctional Facility 354 Hunter Street Ossining, New York 10562 For Defendants: Letitia James Attorney General of the State of New York Lauren Eversley Kostas D. Leris Assistant Attorneys General, of counsel The Capitol Albany, New York 12224

Hon. Brenda K. Sannes, United States District Judge: MEMORANDUM-DECISION AND ORDER I. INTRODUCTION Plaintiff Martin Diggs brings this Section 1983 action against Defendants Michael Guynup, Christopher Dumar, Nick Seymour, Robbe Baer, Bradley Beeman, Edmund Ducharme, Michael Walantus, and Lawrence Mitchell, asserting claims for excessive force, failure to intervene, racial discrimination, and conspiracy against various combinations of Defendants. (Dkt. No. 80 (amended complaint)). The case is set for trial on December 12, 2022. Presently before the Court are the parties’ motions in limine. (Dkt. Nos. 103, 114).1 The Court heard oral argument on the motions at a telephonic conference on August 8, 2022. For the following reasons, the parties’ motions are granted in part and denied in part.

II. DISCUSSION A. Criminal Convictions Plaintiff moves to preclude Defendants from introducing evidence of his prior criminal convictions. (Dkt. No. 103, at 2–4). Plaintiff argues that the admissibility of his criminal convictions for impeachment purposes is governed by Federal Rule of Evidence 609(b) because they are more than ten years old, and that their probative value does not outweigh the prejudicial effect. (Id.). Defendants seek to be permitted to inquire into the essential facts of Plaintiff’s felony convictions on cross-examination, arguing that admissibility of the criminal convictions is governed by Rule 609(a). (Dkt. No. 114, at 4–7; Dkt. No. 116, at 3–4). Rule 609(a)(1) of the Federal Rules of Evidence provides that, in a civil case, “subject to Rule 403,” evidence of a prior criminal conviction “must be admitted” to impeach a witness

where the conviction was “for a crime that . . . was punishable . . . by imprisonment for more than one year.” Fed. R. Evid. 609(a)(1)(A). “The Rule requires district courts to admit the name of a conviction, its date, and the sentence imposed unless the district court determines that the probative value of that evidence ‘is substantially outweighed by the danger of unfair prejudice, confusion of the issues, or misleading the jury, or by considerations of undue delay, waste of

1 The Court notes that Plaintiff was represented by pro bono counsel at the time his motion in limine was filed. Plaintiff is presently proceeding pro se and had the opportunity to respond to Defendants’ submissions. Plaintiff’s “reply to defendants’ response in opposition to plaintiff’s motion in limine” requests an order directing Defendants’ counsel, the District Attorney’s office, and “all Clinton C.F. Medical” personnel to “release all exculpatory evidence which would serve in plaintiff[’s] favor in line with CPL 330 rules of evidence.” (Dkt. No. 137, at 3). New York Criminal Procedure Law does not apply to this action, which is a federal Section 1983 action that Plaintiff initiated. time, or needless presentation of cumulative evidence.’” United States v. Estrada, 430 F.3d 606, 620–21 (2d Cir. 2005) (quoting Fed. R. Evid. 403). Here, Plaintiff’s convictions appear to fall squarely within Rule 609(a)(1)(A). Plaintiff was convicted in 2004 of attempted murder in the first degree, criminal possession of a weapon

in the second degree, and criminal possession of a weapon in the third degree, each of which is a felony and punishable by imprisonment for more than one year. (Dkt. No. 114, at 5); see N.Y. Penal Law §§ 110.05, 125.27, 265.02, 265.03. Plaintiff was sentenced to 25 years to life and is currently serving that sentence. (Dkt. No. 114, at 5). Although Plaintiff argues that Rule 609(b) applies to his convictions, the plain language of Rule 609(b) provides that it applies only “if more than 10 years have passed since the witness’s conviction or release from confinement for it, whichever is later.” Fed. R. Evid. 609(b) (emphasis added); Espinosa v. McCabe, No. 10-cv-497, 2014 WL 988832, at *4, 2014 U.S. Dist. LEXIS 31741, at *12 (N.D.N.Y. Mar. 12, 2014) (“[B]y its terms, Rule 609(b) provides that evidence of a crime is not excludable if the witness is still incarcerated for that crime.” (citations omitted)). Because Plaintiff has not been released from

confinement, Rule 609(a)(1)(A) applies. Nevertheless, the Court must conduct the “balancing analysis under Rule 403.” Celestin v. Premo, No. 12-cv-301, 2015 WL 5089687, at *2, 2015 U.S. Dist. LEXIS 113511, at *5 (N.D.N.Y. Aug. 27, 2015); see also Estrada, 430 F.3d at 615–16. While “Rule 609(a)(1) presumes that all felonies are at least somewhat probative of a witness’s propensity to testify truthfully,” acts of violence generally have limited probative value concerning a witness’s credibility. Estrada, 430 F.3d at 617. And introducing into evidence the names of the convictions creates a danger of unfair prejudice in this case where the parties dispute who initiated the use of force because the jury might infer from Plaintiff’s convictions for attempted murder and weapons possession that Plaintiff has the propensity to engage in violent behavior. On the other hand, the Court notes the importance of impeachment evidence here, where Plaintiff’s credibility is a central issue in this case: resolution of Plaintiff’s claims will turn in large part on whether the jury credits Plaintiff’s or Defendants’ version of the underlying events. Having weighed all of

these factors, the Court finds that the probative value of the fact that Plaintiff was convicted of three felonies in 2004 and sentenced to a term of twenty-five years to life is admissible and the probative value of that evidence is not substantially outweighed by Rule 403 concerns, but that the probative value of the names of the convictions is substantially outweighed by the danger of unfair prejudice. See Crenshaw v. Herbert, 409 F. App’x 428, 431–32 (2d Cir. 2011) (summary order) (finding no abuse of discretion in admitting evidence of prior robbery conviction in Section 1983 First Amendment retaliation and excessive force case because “[e]vidence of [the plaintiff’s] prior robbery was probative of his veracity, a central issue in this case because the jury was required to choose between two contradictory versions of the underlying incident” (internal citation omitted)); United States v. Brown, 606 F. Supp. 2d 306, 312 (E.D.N.Y. 2009)

(“[I]t is within the discretion of the district courts to . . . limit the evidence of the prior conviction to exclude the nature or statutory name of the offense.”). Consequently, the fact that Plaintiff was convicted of three felonies in 2004, resulting in a sentence of twenty-five years to life, is admissible for impeachment under Rule 609(a).

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