Simpson v. Thomas

528 F.3d 685, 76 Fed. R. Serv. 928, 2008 U.S. App. LEXIS 12418, 2008 WL 2357376
Court of Appeals for the Ninth Circuit·Decided June 11, 2008·No. 07-16228·Published·Cited by 55 cases

Opinion

TROTT, Circuit Judge:

Gary Simpson filed suit under 42 U.S.C. § 1983 alleging that Sergeant Jeffrey Thomas, a corrections officer at the California Medical Facility (“CMF”) state prison in Vacaville, California, used excessive force after Simpson did not comply with *687 Thomas’s orders. For impeachment purposes, the district court admitted evidence of Simpson’s three prior convictions more than ten years old pursuant to Federal Rule of Evidence 609(b), explaining that because his prior convictions were utilized pursuant to California’s Three Strikes Law to enhance his current sentence, “those prior strikes were not and do not wash out under state law.” Additionally, pursuant to Heck v. Humphrey, 512 U.S. 477, 114 S.Ct. 2364, 129 L.Ed.2d 383 (1994), the district court excluded any evidence or testimony that Simpson acted in self-defense after Thomas allegedly punched him, explaining that such evidence would invalidate the finding of guilt in Simpson’s prison disciplinary proceeding.

After a jury trial resulted in a verdict in Thomas’s favor, Simpson filed a motion for a new trial, which the district court denied. Simpson v. Thomas, No. 2:03-CV-00591, 2007 WL 1687092 (E.D.C.A. June 8, 2007).

We have jurisdiction pursuant to 28 U.S.C. § 1291, and we reverse and remand for a new trial. We hold that the use of prior convictions older than ten years to enhance a sentence for a separate conviction pursuant to California’s Three Strikes Law does not bring those prior convictions within the ten year time limit of Federal Rule of Evidence 609. Additionally, we hold that Heck does not create a rule of evidence exclusion and therefore may not be used to bar relevant evidence.

I

BACKGROUND

A. Factual Background

In May of 2000, Simpson pled nolo con-tendere to second degree armed robbery. He was sentenced to 216 months in state prison. The sentence included 60 months for the armed robbery plus a 156 month enhancement for his prior felonies.

This case arises out of an altercation on March 22, 2002, between Simpson and Thomas while Simpson was a prisoner at CMF. Both parties agree that Simpson refused to immediately comply with Thomas’s order to remove a sheet from his cell window. After Simpson refused to remove the sheet, Officer Michael Webb unlocked the cell door, and Thomas entered the cell. The parties dispute what happened next.

1. Simpson’s Testimony

Simpson testified that he got down off his bunk when Thomas asked him to, but refused to “turn around and cuff up.” Simpson said that Thomas called him a profane name, took out his pepper spray, and threatened to use the spray. Simpson turned around and told Thomas he did not need to use the pepper spray. As Simpson turned around, “a struggle ensued” and Webb pepper sprayed both Simpson and Thomas. Eventually, Simpson “had [Thomas] by the neck ... and took him down to [Simpson’s cellmate’s] bunk.” During the struggle, Simpson grabbed Thomas’s pepper spray and “somehow it got on the floor.” After Simpson’s cellmate told Simpson to let Thomas up, Simpson told Thomas, “I’m going to let you go, and I’m going to get up and put my hands behind my back.”

When Simpson released Thomas, Thomas grabbed Simpson’s hands and “roughed me out of the cell.” Once out of the cell, Simpson was getting to the ground when Thomas slammed him down. After he was on the ground, Simpson said Thomas “punched me a few times on the right side of my face.”

2. Thomas’s Testimony

Thomas testified that he ordered Simpson to come out of the cell, and initially, Simpson complied. Thomas said that *688 as Simpson moved toward the door, he ordered Simpson to turn around to be handcuffed, but Simpson resisted. Simpson pushed Thomas onto the lower bunk and held him down by the neck. Simpson grabbed Thomas’s pepper spray out of his holster and somebody else took it from Simpson. Webb came into the cell and pulled Simpson off of Thomas. Thomas said that Simpson did not voluntarily let him up.

After Webb pulled Simpson off of him, Thomas ordered Simpson out of the cell and onto the ground, but Simpson did not comply. Thomas grabbed Simpson in a bear hug and forced him to the ground. After Simpson was on the ground, Thomas got on Simpson’s back to hold him down and then ordered him to put his hands behind his back. Simpson complied. Thomas denied punching Simpson outside of the cell, but said that he probably hit Simpson when he was trying to get Simpson off of him. Webb testified that Thomas punched Simpson while they were in the cell.

B. The 115 Report

A CMF disciplinary officer reported the incident in a 115 Rules Violation Report (“115 Report”). The hearing officer found Simpson guilty of violating California Code of Regulations tit. 15, § 3005(c) “for the specific act of battery on a Peace Officer.” He then assessed Simpson 150 days of behavioral credit forfeiture. The prison referred the case to the Solano County District Attorney for possible felony prosecution, but the D.A. declined to file any charges. Simpson sought habeas relief front the disciplinary hearing, but it was denied as untimely.

C. Motions in Limine

1. Motion One — Rule 609

Prior to the trial in Simpson’s § 1983 suit, Simpson filed a motion in limine to exclude evidence of his prior felonies. The district court denied the motion and admitted evidence of three prior felony convictions for: 1) burglary in 1986; 2) possession of narcotics in 1989; and 3) possession of marijuana in 1993. Although the record does not contain evidence of the exact release dates on each of these convictions, a probation report in the record indicates that all three convictions fall outside the ten-year time limit of Federal Rule of Evidence 609(b). 1

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Simpson v. Thomas, 528 F.3d 685, 76 Fed. R. Serv. 928, 2008 U.S. App. LEXIS 12418, 2008 WL 2357376 (9th Cir. 2008).

528 F.3d 685 (Simpson v. Thomas) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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