MEMORANDUM OPINION AND ORDER BOYLE, District Judge:
This action arises under the provision of the Administrative Procedure Act which extends the right of judicial review to one who suffers a “legal wrong” or is “adversely affected or aggrieved” as a result of a final agency action. 5 U.S.C. § 702. Plaintiff Richard Dietze is a river pilot. He seeks to set aside the decision and order of defendant, Admiral Owen W. Siler, Coast Guard Commandant, affirming the ruling of an Administrative Law Judge that plaintiff’s federal license endorsement for first-class pilotage be suspended for three months. The parties’ stipulation of facts and of the authenticity of certain documents submitted as exhibits enables our decision on the merits of the case, following the presentation of written memoranda and oral argument by counsel.
See
Stipulation, Supplemental Stipulation and Exhibits attached thereto [Record Doc. Nos. 6 and 8],
Historically, pilotage on the nation’s waterways has been subject to dual governmental control. The individual states reserve the police power to regulate pilots in the bays, inlets, rivers, harbors and ports within their territorial limits, except as otherwise provided by Congress. 46 U.S.C. § 211. Hence, the pilots of both American and foreign-flag vessels calling at United States ports are subject to state regulation. At the same time, pursuant to its authority under the Commerce Clause, Congress has provided for federal regulation over pilotage on the waters of the Great Lakes or that which involves “coastwise seagoing vessels not under register and not under way on the high seas.” 46 U.S.C. §§ 216a, 364.
Not unlike other pilots wishing to enjoy the full range of operations under this system, plaintiff holds both a federal and state pilot’s license. He was commissioned by the State of Louisiana as a River Port Pilot in 1957 and belongs to the Crescent River Port Pilots’ Association, a corporate organization of river port pilots licensed and commissioned by the state. As such, he is subject to the various laws of Louisiana concerning Mississippi port pilotage, to the extent these laws are applicable.
See
LSA-R.S. 34:991
et seq.
In addition, he holds a United States Coast Guard license as a “Master of Steam and Motor Vessels,” issued in 1971 and endorsed for first-class pilotage for certain waterways of the Lower Mississippi.
See
Exh. No. 1, attached to Stipulation [Record Doc. No. 6].
On September 24, 1974, Dietze was piloting a British flag vessel, the M/S ANCO PRINCESS, on the Mississippi River inbound to New Orleans, when the vessel collided with a barge in the tow of the M/V LIBBY BLACK. A Coast Guard investigation of the incident ensued, and, charging plaintiff with certain acts of negligence in his pilotage of the PRINCESS, the agency then instituted a suspension/revocation proceeding against his federal license. At the hearing before an Administrative Law Judge, plaintiff’s objection to the Coast Guard’s exercise of jurisdiction in the matter was overruled. The judge concluded that jurisdiction arose under two statutory provisions, 46 U.S.C. § 214 and 46 U.S.C. § 239,
and proceeded to the merits, ordering plaintiff’s federal license suspended for
three months based on the finding that the charge of negligence was established.
In accordance with federal regulations, plaintiff appealed the decision to the Commandant of the Coast Guard, Admiral Owen W. Siler.
See
46 C.F.R. § 5.30-1. Addressing the jurisdictional question, the latter noted that section 239 authorizes suspension/revocation proceedings by the Coast Guard for an officer’s acts of incompetency or negligence while “acting under authority of his license . . . .”
See
46 U.S.C. § 239(d). He concluded that on September 14, 1974, plaintiff was not acting under the authority of his federal license and that jurisdiction under 239 was lacking.
See
Commandant’s Decision at p. 8, Exh. No. 11 attached to Stipulation [Record Doc. No. 6]. At the same time, the Commandant recognized section 214 as a separate and independent basis of jurisdiction, agreed that negligence on the part of Dietze was proven and affirmed the order of suspension.
This lawsuit followed.
The parties have stipulated that the question of plaintiff’s negligence is not contested herein, and that, likewise, the existence or non-existence of jurisdiction under sec
tion 239 is not an issue before this court.
See
Stipulation Nos. 21 and 22 [Record Doc. No. 6]. Hence, we concern ourselves with a single, rather narrow inquiry: whether 46 U.S.C. § 214, standing alone, serves as a sufficient basis of jurisdiction in Coast Guard suspension/revocation proceedings against a pilot’s federal license.
Defendant contends that it does, and that proceedings such as the one
sub judice
which are not covered under section 239
must
be brought under section 214. It is plaintiff’s position, on the other hand, that section 239 is the controlling provision in Coast Guard proceedings against federal licenses, and that section 214 does not and cannot confer jurisdiction to revoke or suspend the federal license of a pilot for actions pursuant to the authority of his state license.
Our objective in such matters of statutory construction is to ascertain and give effect to the aim of Congress. Perhaps the best evidence thereof is the actual language which the legislature employs to express its wishes.
See United States v. American Trucking Ass’n,
310 U.S. 534, 543, 60 S.Ct. 1059, 1063, 84 L.Ed. 1345 (1940). In this case, language conferring authority upon the Coast Guard to revoke or suspend a pilot’s license appears not only in section 214, but also in section 239(g), the latter applying as it does to “any licensed officer.” Moreover, language parallel to that in 214 is used in sections 226, 228 and 229 of Title 46, which extend to the Coast Guard the power to grant as well as to suspend or revoke the licenses of captains, mates and engineers, respectively.
We do not con
Free access — add to your briefcase to read the full text and ask questions with AI
MEMORANDUM OPINION AND ORDER BOYLE, District Judge:
This action arises under the provision of the Administrative Procedure Act which extends the right of judicial review to one who suffers a “legal wrong” or is “adversely affected or aggrieved” as a result of a final agency action. 5 U.S.C. § 702. Plaintiff Richard Dietze is a river pilot. He seeks to set aside the decision and order of defendant, Admiral Owen W. Siler, Coast Guard Commandant, affirming the ruling of an Administrative Law Judge that plaintiff’s federal license endorsement for first-class pilotage be suspended for three months. The parties’ stipulation of facts and of the authenticity of certain documents submitted as exhibits enables our decision on the merits of the case, following the presentation of written memoranda and oral argument by counsel.
See
Stipulation, Supplemental Stipulation and Exhibits attached thereto [Record Doc. Nos. 6 and 8],
Historically, pilotage on the nation’s waterways has been subject to dual governmental control. The individual states reserve the police power to regulate pilots in the bays, inlets, rivers, harbors and ports within their territorial limits, except as otherwise provided by Congress. 46 U.S.C. § 211. Hence, the pilots of both American and foreign-flag vessels calling at United States ports are subject to state regulation. At the same time, pursuant to its authority under the Commerce Clause, Congress has provided for federal regulation over pilotage on the waters of the Great Lakes or that which involves “coastwise seagoing vessels not under register and not under way on the high seas.” 46 U.S.C. §§ 216a, 364.
Not unlike other pilots wishing to enjoy the full range of operations under this system, plaintiff holds both a federal and state pilot’s license. He was commissioned by the State of Louisiana as a River Port Pilot in 1957 and belongs to the Crescent River Port Pilots’ Association, a corporate organization of river port pilots licensed and commissioned by the state. As such, he is subject to the various laws of Louisiana concerning Mississippi port pilotage, to the extent these laws are applicable.
See
LSA-R.S. 34:991
et seq.
In addition, he holds a United States Coast Guard license as a “Master of Steam and Motor Vessels,” issued in 1971 and endorsed for first-class pilotage for certain waterways of the Lower Mississippi.
See
Exh. No. 1, attached to Stipulation [Record Doc. No. 6].
On September 24, 1974, Dietze was piloting a British flag vessel, the M/S ANCO PRINCESS, on the Mississippi River inbound to New Orleans, when the vessel collided with a barge in the tow of the M/V LIBBY BLACK. A Coast Guard investigation of the incident ensued, and, charging plaintiff with certain acts of negligence in his pilotage of the PRINCESS, the agency then instituted a suspension/revocation proceeding against his federal license. At the hearing before an Administrative Law Judge, plaintiff’s objection to the Coast Guard’s exercise of jurisdiction in the matter was overruled. The judge concluded that jurisdiction arose under two statutory provisions, 46 U.S.C. § 214 and 46 U.S.C. § 239,
and proceeded to the merits, ordering plaintiff’s federal license suspended for
three months based on the finding that the charge of negligence was established.
In accordance with federal regulations, plaintiff appealed the decision to the Commandant of the Coast Guard, Admiral Owen W. Siler.
See
46 C.F.R. § 5.30-1. Addressing the jurisdictional question, the latter noted that section 239 authorizes suspension/revocation proceedings by the Coast Guard for an officer’s acts of incompetency or negligence while “acting under authority of his license . . . .”
See
46 U.S.C. § 239(d). He concluded that on September 14, 1974, plaintiff was not acting under the authority of his federal license and that jurisdiction under 239 was lacking.
See
Commandant’s Decision at p. 8, Exh. No. 11 attached to Stipulation [Record Doc. No. 6]. At the same time, the Commandant recognized section 214 as a separate and independent basis of jurisdiction, agreed that negligence on the part of Dietze was proven and affirmed the order of suspension.
This lawsuit followed.
The parties have stipulated that the question of plaintiff’s negligence is not contested herein, and that, likewise, the existence or non-existence of jurisdiction under sec
tion 239 is not an issue before this court.
See
Stipulation Nos. 21 and 22 [Record Doc. No. 6]. Hence, we concern ourselves with a single, rather narrow inquiry: whether 46 U.S.C. § 214, standing alone, serves as a sufficient basis of jurisdiction in Coast Guard suspension/revocation proceedings against a pilot’s federal license.
Defendant contends that it does, and that proceedings such as the one
sub judice
which are not covered under section 239
must
be brought under section 214. It is plaintiff’s position, on the other hand, that section 239 is the controlling provision in Coast Guard proceedings against federal licenses, and that section 214 does not and cannot confer jurisdiction to revoke or suspend the federal license of a pilot for actions pursuant to the authority of his state license.
Our objective in such matters of statutory construction is to ascertain and give effect to the aim of Congress. Perhaps the best evidence thereof is the actual language which the legislature employs to express its wishes.
See United States v. American Trucking Ass’n,
310 U.S. 534, 543, 60 S.Ct. 1059, 1063, 84 L.Ed. 1345 (1940). In this case, language conferring authority upon the Coast Guard to revoke or suspend a pilot’s license appears not only in section 214, but also in section 239(g), the latter applying as it does to “any licensed officer.” Moreover, language parallel to that in 214 is used in sections 226, 228 and 229 of Title 46, which extend to the Coast Guard the power to grant as well as to suspend or revoke the licenses of captains, mates and engineers, respectively.
We do not con
strue the explicit grant of authority in section 214 in isolation, therefore, but rather with contextual reference to these grants of the same or related authority as expressed elsewhere in the Act.
See Richards v. United States,
369 U.S. 1, 11, 82 S.Ct. 585, 591-92, 7 L.Ed.2d 492 (1962). Particularly in regard to section 239, since it treats the same subject of suspension/revocation in a different manner, we consider it
in pari materia
with the individual license provisions in sections 214, 226, 228 and 229.
To the extent that conflicting inferences arise from such an analysis, our task is to harmonize the use of suspension/revocation language in section 214 (and its companion sections) with that in 239(g). It is axiomatic that, if possible, all parts of an act are to be given effect.
See Administrator, FAA v. Robertson,
422 U.S. 255, 95 S.Ct. 2140, 2145, 45 L.Ed.2d 164 (1975).
The pattern of section 214 is repeated in each of sections 226, 228 and 229. The authority to award a license is coupled with the proviso that the license is subject to being suspended or revoked; and, in each case, the qualifications stated as necessary in order to be granted a license as well as the grounds required to warrant suspension or revocation vary according to the officer in question.
Section 239, on the other hand, primarily addresses itself to the Coast Guard’s authority incident to its investigation of marine casualties. The agency is directed by subsection (d) to “immediately” investigate three defined categories of cases: “all marine casualties and accidents,” all acts violative of Title 46 or the regulations pursuant thereto, whether or not involving a marine casualty or accident, and, finally, “all acts of incompetency or misconduct, whether or not committed in connection with any marine casualty or accident, committed by any licensed officer acting under the authority of his license . .” In the case of any investigations, the scope thereof is generally delineated and certain procedural safeguards insured. Subsection (g) then refers to those investigations prompted by acts of incompetency or misconduct by a licensed officer, and, after guaranteeing the officer’s right to a notice and hearing, empowers the suspension or revocation of his license — by written order — if proven there was incompetence, misbehavior, negligence, unskillfulness, the endangering of life, or a willful violation of the statute.
A reading of these provisions together and as the separate components of a single legislative scheme leads us to reject the conclusion that section 214 stands as a self-contained grant of jurisdictional authority to the Coast Guard.
To begin with, it is one of the dubious corollaries of defendant’s position that not only section 214 but also sections 226, 228 and 229 constitute independent bases of jurisdiction for revocation/suspension proceedings.
Yet, the language of 239, albeit more specific in the sense of having greater detail, also is purposefully broader in its
reach than that of the individual licensing sections. The repeated reference in 239(b), (d) and (g) to “any licensed officer” demonstrates this section’s applicability to the Coast Guard’s exercise of both its investigatory and suspension/revocation authority
vis-a-vis
pilots, captains, mates and engineers. Indeed, the stated grounds for suspension or revocation in 239(g) appear sufficiently broad to incorporate all of the varying grounds set forth in sections 214, 226, 228 and 229. Reasonable as it is to regard jurisdictional authority as the outgrowth of this single, universally applicable section of Title 46, it is unreasonable to believe that Congress sought to establish four separate bases of jurisdiction in addition to a single, largely overlapping fifth.
Furthermore, we regard the more detailed prelude to the suspension/revocation language in 239 as highly significant in terms of the functions which sections 214 and 239 apparently were meant by Congress to serve. The words of 214 evidence legislative intent that the licensing authority of the Coast Guard would entail the power to give as well as the power to take away. The grant of the latter logically and necessarily relates back to and complements the grant of the former that precedes it, just as the requirement that certain conditions be met in order to acquire a pilot’s license implies the existence of conditions necessary in order to retain it. Once a license is acquired, however, the most rudimentary notions of due process require that certain limitations attend the exercise of agency authority aimed at depriving an individual of the property right to engage in his licensed occupation. Given the silence of 214 in this regard — save for the statement of grounds for suspension/revocation — one logically refers to the Coast Guard’s authority to proceed pursuant to its investigatory mandate, and looks beyond section 214 (and sections 226, 228 and 229) to section 239 as a necessary basis of that authority. Since the latter section alone specifically directs that the agency shall take action against an individual’s license within the accepted limits of due process, the revocation/suspension grant in 214 should be viewed as anticipatory and incapable
per se
of vesting the agency with authority to proceed. In effect, the language of section 239 establishes a jurisdictional blueprint without which the grant of suspension/revocation authority in 214 must remain inchoate.
Our conclusion based on the language of 214 and 239 that resort cannot be had to the former as a self-sufficient jurisdictional basis in Coast Guard license proceedings, is one which is fortified by the legislative history of Title 46. In 1852, Congress enacted sweeping amendments to the existing law regulating pilotage, and supplanted the states’ individual control over the piloting and engineering of steam vessels with a system of federal inspection and federally qualified pilots and engineers.
See
Act of August 30, 1852, Exh. No. 5 attached to Stipulation [Record Doc. No. 6].
In these amendments first appears terminology granting federal authority (to a federal board of inspectors) to license pilots. Sections 214 and 239 are foreshadowed in subsections 9 and 13, respectively, of section 9 of the 1852 Act. The former subsection, however, not only directs the awarding of a license upon proof of requisite skill and provides for revocation upon proof of negligence, unskillfulness, etc., but also proceeds to set forth procedural limitations, allowing an appeal to and examination by a supervising inspector in cases of revocation or the refusal to license. In subsection 13, the authority of the board to conduct proceedings is described, including its power to subpoena and examine witnesses, following which the board is authorized to “immediately suspend or revoke” licenses based on a showing of incompetence, negligence, misconduct, or the endangering of life.
By the Act of February 28, 1871, all prior legislation concerning federal pilotage regu
lation was repealed or recodified and a new comprehensive system of federal regulation enacted.
See
Act of February 28, 1871, Exh. No. 6,
id.
Therein, the predecessors of sections 214 and 239 became consecutive provisions of the statute, sections 18 and 19 respectively. The first of these, like section 9, subsection 9 of the 1852 law before it, announces the authority of individual federal inspectors to license pilots, and again provides that any license is subject to revocation or suspension — on the same grounds now stated in section 214. Significantly, however, section 18 makes no further provisions regarding how actions against licenses should proceed. Instead, in section 19, one finds that local
boards
of inspectors are authorized to investigate certain incidents,
to conduct hearings and to take suspension/revocation action pursuant thereto. Between 1871 and the present time, only minor or nongermaine changes in the Act have occurred.
The foregoing makes clear that in 1852 and again in 1871, Congress employed language authorizing the revocation or suspension of federal pilot licenses in the same two distinct contexts now represented by 214 and 239. The one relates to an administrative responsibility to diligently inquire into applications and grant licenses; the other pertains to the far different responsibility of investigating incidents with an eye toward possibly divesting an individual of his license. At both the 1852 and 1871 stages of the development of Title 46, this functional distinction is made by Congress in assigning to the Coast Guard the authority to grant or revoke pilot licenses. Indeed, the removal of procedural phraseology from former subsection 9 of section 9 of the 1852 Act — which is evidenced in the consecutive arrangements of sections 18 and 19 in the Act of 1871 — indicates this intentional distinction quite clearly enough. Moreover, introduction of section 19 in the latter Act with the phrase “be it further enacted,” relates the implementing phraseology of this section back to the general grant of authority in section 18 (now section 214). Had Congress intended to grant the Coast Guard jurisdictional authority solely on the basis of the earlier-placed provisions in any of the statutes — 1852, 1871 or the current version — -its labor to separately allow for authority to investigate, conduct proceedings and revoke or suspend licenses within the proper procedural limits of due process, makes precious little sense.
Against the backdrop of this analysis, the position of defendant becomes untenable. If, as the Government contends, sections 214 and 239 are alternative grounds for jurisdiction, then section 239 must lose much — if not all — of its vitality as a basis of jurisdiction. The election to proceed under the less-restrictively stated authority of 214 might well be made in every instance, there appearing nothing in the revocation/suspension language thereof to limit its applicability to cases not capable of being brought under 239, i.e., cases in which one is acting under the authority of his state license. This would render certain jurisdictional language of 239 — that limiting the investigation by the “while acting under. . . . ” phrase in subsection (d) —mere surplusage, a result which Congress clearly cannot have intended.
See United States v. Wong Kim Bo,
472 F.2d 720, 722 (5 Cir. 1972). More importantly, the due process safeguards of section 239 are indispensable components in any exercise of the Coast Guard’s revocation/suspension authority. Surely, defendant cannot be heard to seek the triggering of these safeguards for constitutional purposes, while at the same time “opting out” of the jurisdictional limitations of the same section.
The result we reach on the basis of a linguistic and historical analysis is not intended to derogate the principle that great weight should be given the construction of a law that is adopted by the agency charged with the law’s enforcement.
See Udall v. Tallman,
380 U.S. 1, 16, 85 S.Ct. 792, 801, 13 L.Ed.2d 616 (1965). Like any agency, however, the Coast Guard is a creature of stat
ute, and its exercise of interpretive authority necessarily is subject to limits imposed by what this court perceives to be the intent of Congress. Additionally, the weight we attach to an administrative interpretation depends
upon the thoroughness evident in its consideration, the validity of its reasoning,
its consistency with earlier and later pronouncements,
and all those factors which give it power to persuade, if lacking power to control.
Skidmore
v.
Swift & Co.,
323 U.S. 134, 140, 65 S.Ct. 161, 164, 89 L.Ed.2d 124 (1944) [emphasis added].
The fact is that for the years preceding 1974, the Coast Guard was satisfied to proceed against federal licenses under the authority of section 239, referring to the states those cases where pilots were acting under their state licenses. Moreover, still in effect is an agency regulation which states that
[t] he mandatory provisions in Title 46, U.S.Code, section 239, govern suspension and revocation proceedings and are the basic authority therefor. .
46 C.F.R. § 5.01-1(b). It is only with the relatively recent dissatisfaction of the agency with the states’ discharge of their regulatory responsibility that the Commandant has directed that suspension/revocation proceedings be brought under section 214.
Defendant’s current position, then, appears to be less an outgrowth of consistent statutory interpretation than a symptom of deterioration in the spirit of federal-state cooperation in this area.
In 1789, Congress for the first time addressed itself to the regulation of pilots, directing — in a law now codified as 46 U.S.C. § 211 — that
[u] ntil further provision is made by Congress, all pilots in the bays, inlets, rivers, harbors, and ports of the United States shall continue to be regulated in conformity with the existing laws of the States
This recognized legislatively the state system of pilot regulation which had existed since the nation’s founding, and, as the Supreme Court later would note on the occasion of finding the Act consistent with federal responsibility under the Commerce Clause, such a rule
manifests the understanding of Congress, at the outset of the government, that the nature of this subject is not such as to require its exclusive legislation. The practice of the states, and of the national government, has been in conformity with this declaration, from the origin of the national government to this time; and the nature of the subject ... is such as to leave no doubt of the superior fitness and propriety, not to say the absolute necessity, of different systems of regulation, drawn from local knowledge and experience, and conformed to local wants.
Cooley v. The Board of Wardens of the Port of Philadelphia,
53 U.S. (12 How.) 299, 319, 13 L.Ed. 996 (1851). Even at the point in the nation’s history when safety aboard steam vessels and greater pilot regulation had become national concerns leading to the enactment of a comprehensive federal system, this regard for the territorial prerogatives of the individual states was in evidence. In the Act of 1871, federal control first was asserted over pilotage on the Great Lakes and aboard coastwise seagoing vessels.
See
Act of February 28, 1871, § 51, now codified as 46 U.S.C. § 364. Yet, the very same section of the Act, section 51, further provided that nothing in it was to be construed as annulling or affecting state requirements that vessels leaving or entering their ports carry pilots with state licenses. This provision now appears as part of 46 U.S.C. § 215.
In our view, the interpretation of Title 46 we adopt herein is wholly consistent with this historical attempt of Congress to preserve the integrity of state regulation even while promoting public safety. There can
be no doubt that the Coast Guard retains full authority under sections 214 and 239(g) to suspend or revoke the federal licenses of pilots. Whatever jurisdictional limitations upon the exercise of that authority exist, are imposed by the express mandate of section 239. Thus retained is the traditional right of each state to enforce the standards of state pilotage laws as to acts under state licenses, free of the possibility that the same acts will be subject to federal investigation and the same pilots subject to sanction under federal law.
We have struck what we regard as the balance of these interests intended by Congress. To the extent certain events have transpired which lead the Coast Guard to now question the fairness of this balance, its remedy is perhaps more legislative than judicial in nature.