Devers-Scott v. Office of Professional Regulation

181 Vt. 248, 2007 Vt. 4
CourtSupreme Court of Vermont
DecidedJanuary 12, 2007
Docket2005-481
StatusPublished
Cited by4 cases

This text of 181 Vt. 248 (Devers-Scott v. Office of Professional Regulation) is published on Counsel Stack Legal Research, covering Supreme Court of Vermont primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Devers-Scott v. Office of Professional Regulation, 181 Vt. 248, 2007 Vt. 4 (Vt. 2007).

Opinion

Devers-Scott v. Office of Professional Regulation (2005-481)

2007 VT 4

[Filed 12-Jan-2007]

NOTICE: This opinion is subject to motions for reargument under V.R.A.P. 40 as well as formal revision before publication in the Vermont Reports. Readers are requested to notify the Reporter of Decisions, Vermont Supreme Court, 109 State Street, Montpelier, Vermont 05609-0801 of any errors in order that corrections may be made before this opinion goes to press.

No. 2005-481

Roberta Rose Devers-Scott Supreme Court

On Appeal from v. Washington Superior Court

Office of Professional Regulation May Term, 2006

Helen M. Toor, J.

Lisa Chalidze of Lisa Chalidze, P.C., Benson, and Michael H. Sussman, Goshen, New York, for Plaintiff-Appellant.

Edward G. Adrian, State Prosecuting Attorney, Montpelier, for Defendant-Appellee.

PRESENT: Reiber, C.J., Dooley, Johnson, Skoglund and Burgess, JJ.

¶ 1. REIBER, C.J. Plaintiff Roberta Devers-Scott appeals a Washington Superior Court decision affirming a ruling by an administrative law officer (ALO) revoking Devers-Scott's license to practice midwifery. She contends that: (1) the record does not support the ALO's findings; (2) the ALO erred in concluding that she violated certain unprofessional conduct statutes and midwifery rules; (3) she was stripped of her license based on her attitude and was thereby denied due process of law; and (4) the sanction imposed was too severe. We affirm.

¶ 2. The State filed a complaint with the Office of Professional Regulation (OPR) seeking immediate summary suspension of Devers-Scott's license to practice midwifery. The OPR conducted a summary suspension hearing, pursuant to 3 V.S.A. § 814(c). The results of that hearing were not reviewed by the superior court or by the ALO, and so are not considered herein. The issues raised on this appeal arise out of proceedings commenced when the state subsequently filed a specification of charges against Devers-Scott for alleged unprofessional conduct in connection with her care for three clients: A.B., L.S., and K.B. The specification of charges sought the permanent revocation of Devers-Scott's license to practice midwifery in Vermont, as contemplated by 26 V.S.A. § 4188(c).

¶ 3. The OPR appointed an ALO to conduct a full hearing on the merits of the charges, pursuant to 3 V.S.A. §129(j) and 26 V.S.A. § 4186(c). At that hearing, the burden of proof was on the State to show by a preponderance of the evidence that Devers-Scott had committed unprofessional conduct. 3 V.S.A. § 129a(c). The ALO conducted a seven-day hearing in late September 2004 and issued a ruling in December of that year. In that ruling, the ALO found that Devers-Scott had "committed multiple acts constituting unprofessional conduct," and that "[a] substantial number of those acts had implications for the care and safety of clients and their to-be-born children." The ALO further found that Devers-Scott had been reprimanded for unprofessional conduct in Vermont in 2001 because of a 1996 indictment for practicing midwifery without a license in New York. Based on those findings, the ALO permanently revoked Devers-Scott's license to practice midwifery in Vermont. Devers-Scott appealed to the superior court, pursuant to 3 V.S.A. § 129(j). The superior court affirmed the ALO's decision on October 12, 2005. This appeal followed.

I. Standard of Review

¶ 4. "Where there is an intermediate level of appeal from an administrative body, we review the case under the same standard as applied in the intermediate appeal." Tarrant v. Dep't of Taxes, 169 Vt. 189, 195, 733 A.2d 733, 738 (1999). We therefore review the ALO's decision independent of the superior court's findings and conclusions. "The statute simply gives parties two appeals." In re Town of Sherburne, 154 Vt. 596, 604, 581 A.2d 274, 278 (1990).

¶ 5. The scope and character of our review of ALO and board decisions varies depending on the character of the proceedings below and the particular expertise of the fact-finder. See id. at 603-04, 733 A.2d at 278 (citing Sierra Club v. Marsh, 769 F.2d 868, 871-72 (1st Cir. 1985)) ("We should be more willing, or be less willing, to differ with a [trial] court about the 'reasonableness' or 'arbitrariness' of an agency decision, depending upon the particular features of the particular case that seem to make a more independent, or a less independent, appellate court scrutiny . . . appropriate."). Here, a nonexpert ALO issued findings of fact and conclusions of law after a seven-day hearing.

¶ 6. We affirm the factual findings of administrative tribunals when they are "supported by substantial evidence." Braun v. Bd. of Dental Exam'rs, 167 Vt. 110, 114, 702 A.2d 124, 126 (1997). "Evidence is substantial if, in looking at the whole record, it is relevant and a reasonable person could accept it as adequate." Id. (citation omitted). This Court will not, upon its review of the evidence, reweigh conflicting evidence. Rather, we defer to the finder of fact when there is conflicting evidence in the record. In re Southview Assocs., 153 Vt. 171, 177-78, 569 A.2d 501, 504 (1989).

¶ 7. The State argues that we should afford the ALO's interpretation of the midwifery statutes and rules the same "ordinary deference" we gave to the Real Estate Commission in Office of Prof'l Regulation v. McElroy, 2003 VT 31, ¶ 7, 175 Vt. 507, 824 A.2d 567 (mem.). In McElroy we held that the Real Estate Commission's conclusion that McElroy had engaged in a "continuing course of conduct" under a statute governing real-estate brokers was "entitled to ordinary deference . . . meaning that we will accord deference to the R.E.C.'s interpretation of the real estate statutes where it represents a permissible construction of the statutes." Id. We also noted in McElroy that "reviewing courts defer to an administrative agency's conclusions of law when these conclusions are 'rationally derived from the findings and based on a correct interpretation of the law.' " Id. (quoting Braun, 167 Vt. at 114, 702 A.2d at 126).

¶ 8. More recently, in State v. Brooks, we quoted the above-cited language from Braun when reviewing a decision of the Board of Land Surveyors, but noted that, because the board had "no special expertise" in resolving what was essentially a jurisdictional dispute, no "additional deference" was warranted. 2004 VT 88, ¶ 8, 177 Vt. 161, 861 A.2d 1096. In Brooks, then, we deferred only to the board's findings of fact, and reviewed de novo its legal conclusion. Id. ¶¶ 9-17. In Brooks, we characterized our deference to board interpretations in Braun as arising from the Board's special expertise in, essentially, determining whether a fellow dentist had committed gross negligence within the statutory definition. Id. ¶ 8.

¶ 9. The question of how much deference a reviewing court should give to a nonexpert ALO is one of first impression in this state. The ALO in this case was an attorney and had no special expertise in midwifery, unlike the Board of Dental Examiners in Braun (composed of dentists) and the Board of Land Surveyors in Brooks (composed of surveyors). Accordingly, the ALO's interpretations of the midwifery statutes and rules are entitled to no deference and will be reviewed de novo. See Ayala-Chavez v.

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Bluebook (online)
181 Vt. 248, 2007 Vt. 4, Counsel Stack Legal Research, https://law.counselstack.com/opinion/devers-scott-v-office-of-professional-regulation-vt-2007.