LINDLEY, Circuit Judge.
On March 27, 1951, petitioner and one Tye, having pleaded guilty to an indictment charging armed robbery, returned in early January, 1951, were sentenced by the state court to serve terms in the Illinois penitentiary, where petitioner is now confined. In 1954 the prisoner filed in the court of conviction a petition under the post-conviction law of Illinois, S.H.A.Ill. Chap. 38, § 826 et seq., which was denied, December 22, 1954. Upon writ of error to the Supreme Court of Illinois, this order was affirmed. Petition for certiorari was denied by the Supreme Court on January 10, 1956. 350 U.S. 940, 76 S.Ct. 314. Thereupon petitioner filed in the district court of the United States, his petition for a writ of habeas corpus, which that court, without a hearing, held insufficient and denied. We granted a certificate of probable cause and appointed counsel to represent petitioner, in view of the established fact that he is without funds.
Upon appeal, petitioner urges that upon the common law record of the original proceedings wherein he was convicted, he was entitled to be represented by “adequate” counsel; that he was not so represented; that counsel appointed by the trial court, the public defender, was “hostile, belligerent and unprepared”; that the court unreasonably refused defendant’s application for a continuance for the purpose of permitting him to obtain counsel of his own choice; that, in spite of his plea of guilty, the proceeding was of such character as to deprive him of his rights under the Fourteenth Amendment and was, therefore, void.
From the foregoing, then, it is clear that petitioner has exhausted his state remedies and that, consequently, the district court had jurisdiction to entertain and dispose of his petition for the writ. Hence the essential question confronting us is whether, having jurisdiction, the district court erred in holding that on its face the petition was insufficient, i. e., failed to include averments of fact necessary to make a prima facie case or to require a hearing thereon.
Title 28 U.S.C. § 2243 provides that upon petition the writ or a show cause order should issue “unless it appears from the application that the applicant * * * is not entitled thereto.” Under this statute, the facts well pleaded must be accepted at their face value and, if they are prima facie sufficient, the cause must be heard and determined upon evidence submitted. Moore v. Dempsey, 261 U.S. 86, 43 S.Ct. 265, 67 L.Ed. 543; Walker v. Johnston, 312 U.S. 275, 61 S.Ct. 574, 85 L.Ed. 830; United States ex rel. Darcy v. Handy, 3 Cir., 203 F.2d 407, 413. As said in the last cited case, even if the “ ‘allegations are improbable and unbelievable’ ”, the applicant “cannot be deprived of the opportunity to support them by evidence”.
The petition avers that the applicant was arraigned in the criminal proceeding on March 5, 1951, at which time he applied for a continuance for 60 days in order to obtain counsel of his own choice; that the court denied the motion, and set the trial for March 27; that on the latter date he was forced to trial and “induced into entering a plea of guilty by grossly incompetent counsel and a hostile trial court in spite of the fact that” he again “requested time to obtain counsel of his own choice” to represent him in a “trial without a jury”; that upon denying this second application for a continuance, the court directed Mr. John Branion, of the public defender’s office, to represent him; that the attorney was not prepared for trial and did not take any steps to interview petitioner or prepare a defense; that Bran-ion informed the court that the defendant did not want him (Branion) to represent him; that Branion did not want to represent him and did “not want even [312]*312to see” defendant again; that the trial judge informed Branion he must represent defendant and that the trial must proceed forthwith; that, after all this had occurred, defendant, without representation, withdrew his plea of not guilty and entered one of guilty; that, as a result of the denial of the motions for continuance and his inability to have ample opportunity to obtain counsel of his own choice, he could not prepare a defense or make further protest.
Petitioner attached to his application a transcript of the original proceeding, from which it appears, without contradiction, that when the cause was called for trial, Mr. Branion advised the trial judge that he had gone to see defendant in jail the day before; that defendant reported that he had a lawyer, one Clayton, who “couldn’t get in” and that he could not get out of jail to perfect arrangements for counsel; that Branion asked him about his “girl friend”; that defendant then “got angry”, and the conversation ended; that as far as he, Branion, was concerned he didn’t “want to represent” defendant, who “talked like a maniac”, or “even to see him.” Thereupon the judge advised Branion that the latter must represent defendant and told defendant that he, the judge, had given him time to get a lawyer; that in view of defendant’s failure to obtain counsel, the court had appointed the public defender, and that the trial had to proceed forthwith; that defendant was entitled to a jury trial and that the state would have to prove him guilty beyond all reasonable doubt. Thereupon defendant pleaded guilty. Under the averments and the common law record it is clear that defendant was not represented by counsel of his own choice; that the public defender rendered him no representation whatsoever, but was acutely hostile to him. Was this deprivation of defendant’s constitutional rights under the Fourteenth Amendment?
“The concept of due process incorporated in the Fourteenth Amendment” does not require the several- states to furnish counsel to an indigent defendant in every case. Betts v. Brady, 316 U.S. 455, at pages 471 and 473, 62 S.Ct. 1252, 1261, 86 L.Ed. 1595. If the offense charged is a capital crime the trial court is required to appoint competent counsel, Bute v. People of State of Illinois, 333 U.S. 640, at page 677, 68 S.Ct. 763, at page 782, 92 L.Ed. 986, but, as the court said, “In a noncapital state felony case, this Court has recognized the constitutional right of the accused to the assistance of counsel for his defense when there are special circumstances showing that, otherwise, the defendant would not enjoy that fair notice and adequate hearing which constitute the foundation of due process of law in the trial of any criminal charge.” From these decisions we think it clear that in state noncapital convictions, there is no fundamental right to counsel, except where the special circumstances are such that without counsel defendant cannot enjoy a fair, adequate hearing. If such special circumstances lie in the averments of the petition and its exhibits, at least in prima facie sufficiency, the court should not have dismissed the petition without a hearing.
It is our considered opinion that the recitals in the petition and its exhibits present averments of fact, prima facie, requiring a hearing to determine whether special circumstances existed, within the meaning of the Supreme Court’s announcements.
Free access — add to your briefcase to read the full text and ask questions with AI
LINDLEY, Circuit Judge.
On March 27, 1951, petitioner and one Tye, having pleaded guilty to an indictment charging armed robbery, returned in early January, 1951, were sentenced by the state court to serve terms in the Illinois penitentiary, where petitioner is now confined. In 1954 the prisoner filed in the court of conviction a petition under the post-conviction law of Illinois, S.H.A.Ill. Chap. 38, § 826 et seq., which was denied, December 22, 1954. Upon writ of error to the Supreme Court of Illinois, this order was affirmed. Petition for certiorari was denied by the Supreme Court on January 10, 1956. 350 U.S. 940, 76 S.Ct. 314. Thereupon petitioner filed in the district court of the United States, his petition for a writ of habeas corpus, which that court, without a hearing, held insufficient and denied. We granted a certificate of probable cause and appointed counsel to represent petitioner, in view of the established fact that he is without funds.
Upon appeal, petitioner urges that upon the common law record of the original proceedings wherein he was convicted, he was entitled to be represented by “adequate” counsel; that he was not so represented; that counsel appointed by the trial court, the public defender, was “hostile, belligerent and unprepared”; that the court unreasonably refused defendant’s application for a continuance for the purpose of permitting him to obtain counsel of his own choice; that, in spite of his plea of guilty, the proceeding was of such character as to deprive him of his rights under the Fourteenth Amendment and was, therefore, void.
From the foregoing, then, it is clear that petitioner has exhausted his state remedies and that, consequently, the district court had jurisdiction to entertain and dispose of his petition for the writ. Hence the essential question confronting us is whether, having jurisdiction, the district court erred in holding that on its face the petition was insufficient, i. e., failed to include averments of fact necessary to make a prima facie case or to require a hearing thereon.
Title 28 U.S.C. § 2243 provides that upon petition the writ or a show cause order should issue “unless it appears from the application that the applicant * * * is not entitled thereto.” Under this statute, the facts well pleaded must be accepted at their face value and, if they are prima facie sufficient, the cause must be heard and determined upon evidence submitted. Moore v. Dempsey, 261 U.S. 86, 43 S.Ct. 265, 67 L.Ed. 543; Walker v. Johnston, 312 U.S. 275, 61 S.Ct. 574, 85 L.Ed. 830; United States ex rel. Darcy v. Handy, 3 Cir., 203 F.2d 407, 413. As said in the last cited case, even if the “ ‘allegations are improbable and unbelievable’ ”, the applicant “cannot be deprived of the opportunity to support them by evidence”.
The petition avers that the applicant was arraigned in the criminal proceeding on March 5, 1951, at which time he applied for a continuance for 60 days in order to obtain counsel of his own choice; that the court denied the motion, and set the trial for March 27; that on the latter date he was forced to trial and “induced into entering a plea of guilty by grossly incompetent counsel and a hostile trial court in spite of the fact that” he again “requested time to obtain counsel of his own choice” to represent him in a “trial without a jury”; that upon denying this second application for a continuance, the court directed Mr. John Branion, of the public defender’s office, to represent him; that the attorney was not prepared for trial and did not take any steps to interview petitioner or prepare a defense; that Bran-ion informed the court that the defendant did not want him (Branion) to represent him; that Branion did not want to represent him and did “not want even [312]*312to see” defendant again; that the trial judge informed Branion he must represent defendant and that the trial must proceed forthwith; that, after all this had occurred, defendant, without representation, withdrew his plea of not guilty and entered one of guilty; that, as a result of the denial of the motions for continuance and his inability to have ample opportunity to obtain counsel of his own choice, he could not prepare a defense or make further protest.
Petitioner attached to his application a transcript of the original proceeding, from which it appears, without contradiction, that when the cause was called for trial, Mr. Branion advised the trial judge that he had gone to see defendant in jail the day before; that defendant reported that he had a lawyer, one Clayton, who “couldn’t get in” and that he could not get out of jail to perfect arrangements for counsel; that Branion asked him about his “girl friend”; that defendant then “got angry”, and the conversation ended; that as far as he, Branion, was concerned he didn’t “want to represent” defendant, who “talked like a maniac”, or “even to see him.” Thereupon the judge advised Branion that the latter must represent defendant and told defendant that he, the judge, had given him time to get a lawyer; that in view of defendant’s failure to obtain counsel, the court had appointed the public defender, and that the trial had to proceed forthwith; that defendant was entitled to a jury trial and that the state would have to prove him guilty beyond all reasonable doubt. Thereupon defendant pleaded guilty. Under the averments and the common law record it is clear that defendant was not represented by counsel of his own choice; that the public defender rendered him no representation whatsoever, but was acutely hostile to him. Was this deprivation of defendant’s constitutional rights under the Fourteenth Amendment?
“The concept of due process incorporated in the Fourteenth Amendment” does not require the several- states to furnish counsel to an indigent defendant in every case. Betts v. Brady, 316 U.S. 455, at pages 471 and 473, 62 S.Ct. 1252, 1261, 86 L.Ed. 1595. If the offense charged is a capital crime the trial court is required to appoint competent counsel, Bute v. People of State of Illinois, 333 U.S. 640, at page 677, 68 S.Ct. 763, at page 782, 92 L.Ed. 986, but, as the court said, “In a noncapital state felony case, this Court has recognized the constitutional right of the accused to the assistance of counsel for his defense when there are special circumstances showing that, otherwise, the defendant would not enjoy that fair notice and adequate hearing which constitute the foundation of due process of law in the trial of any criminal charge.” From these decisions we think it clear that in state noncapital convictions, there is no fundamental right to counsel, except where the special circumstances are such that without counsel defendant cannot enjoy a fair, adequate hearing. If such special circumstances lie in the averments of the petition and its exhibits, at least in prima facie sufficiency, the court should not have dismissed the petition without a hearing.
It is our considered opinion that the recitals in the petition and its exhibits present averments of fact, prima facie, requiring a hearing to determine whether special circumstances existed, within the meaning of the Supreme Court’s announcements. Prima facie they aver indigence, applications for continuance to obtain counsel of defendant’s own choice; their denial; the appointment of hostile, even belligerent counsel, who rendered no service; an unaided, uneducated prisoner, in jail, seeking counsel of his own choice; denials of his further attempts to secure counsel of his own choice, and, finally, a despairing plea of guilty. It appears further that petitioner is a negro laborer, 41 years of age, of no education. We summarize these recitals not as established facts, but as averments making a prima facie case of merit, requiring affirmative action by the trial court, — and sufficient, on their [313]*313face at least, to require the district •court to hold a hearing and determine their truth or falsity.
Nor can we say that without .such a hearing the defendant by his plea of guilty waived his alleged rights. Concerning such implication of waiver from such a plea, the Supreme Court said in Rice v. Olson, 324 U.S. 786, at pages 788 and 789, 65 S.CL 989, at page 990, 89 L.Ed. 1367: “The state Supreme Court resolved this disputed fact by drawing a conclusive implication from the petitioner’s plea of guilty. This is the equivalent of a holding that one who voluntarily pleads guilty without the benefit of counsel has thereby competently waived his constitutional right to counsel, even though he may have sorely needed and been unable to obtain legal aid. A defendant who pleads guilty is entitled to the benefit of counsel, and a request for counsel is not necessary. It is enough that a defendant charged with an offense of this character is incapable adequately ■of making his defense, that he is unable to get counsel, and that he does not intelligently and undorstandingly waive counsel. Whether all • these conditions exist is a matter which must be determined by evidence where the facts are in dispute.”
We think the district court erred in dismissing the petition without a hearing. The order is reversed and remanded, with directions to proceed in accord with the announcements contained herein.
We express our appreciation of the capable representation of petitioner by Mr. Edward R. Lev, whom we appointed.