Dept. of Pubic Health v. Estrada

CourtConnecticut Appellate Court
DecidedMarch 15, 2022
DocketAC43891
StatusPublished

This text of Dept. of Pubic Health v. Estrada (Dept. of Pubic Health v. Estrada) is published on Counsel Stack Legal Research, covering Connecticut Appellate Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dept. of Pubic Health v. Estrada, (Colo. Ct. App. 2022).

Opinion

*********************************************** The “officially released” date that appears near the be- ginning of each opinion is the date the opinion will be pub- lished in the Connecticut Law Journal or the date it was released as a slip opinion. The operative date for the be- ginning of all time periods for filing postopinion motions and petitions for certification is the “officially released” date appearing in the opinion.

All opinions are subject to modification and technical correction prior to official publication in the Connecticut Reports and Connecticut Appellate Reports. In the event of discrepancies between the advance release version of an opinion and the latest version appearing in the Connecticut Law Journal and subsequently in the Connecticut Reports or Connecticut Appellate Reports, the latest version is to be considered authoritative.

The syllabus and procedural history accompanying the opinion as it appears in the Connecticut Law Journal and bound volumes of official reports are copyrighted by the Secretary of the State, State of Connecticut, and may not be reproduced and distributed without the express written permission of the Commission on Official Legal Publica- tions, Judicial Branch, State of Connecticut. *********************************************** DEPARTMENT OF PUBLIC HEALTH v. JUANITA ESTRADA ET AL. (AC 43891) Alexander, Suarez and DiPentima, Js.

Syllabus

The defendant E filed a complaint with the defendant Commission on Human Rights and Opportunities, alleging that her employer, the plaintiff Depart- ment of Public Health, had retaliated against her for a protected whis- tleblower disclosure that she made pursuant to statute (§ 4-61dd). As part of her job duties, E was assigned to review an appointment letter submitted to the department by the then director of health for the city of Hartford, requesting approval of W as the acting director of health for the city. Both the letter and W’s resume indicated that W held a master’s degree in public health. Although she did not independently verify that W had actually received a master’s degree in public health, E drafted a letter approving W’s appointment, which the commissioner of the department signed. E later learned that W did not possess a master’s degree in public health, and she reported that information to her supervisor. Following this disclosure, E received multiple written reprimands and negative and unsatisfactory performance appraisals, and she was demoted, all of which she claimed were the result of retaliation for her disclosure. A hearing was held before a human rights referee from the commission’s Office of Public Hearings, who concluded that E had made a protected whistleblower disclosure under § 4-61dd and that the department had retaliated against her for such disclosure. The department appealed to the trial court, which sustained the appeal, concluding that E’s disclosure did not qualify as a whistleblower disclo- sure under § 4-61dd, that E failed to establish a causal connection between any alleged whistleblower disclosure and the complained of personnel actions, and that the commission lacked subject matter juris- diction to adjudicate E’s complaint because she had brought the same adverse personnel actions at issue through the grievance procedures in her collective bargaining agreement. On appeal to this court, held: 1. The trial court erred in concluding that the commission lacked subject matter jurisdiction to adjudicate E’s complaint: it was undisputed that § 4-61dd contains a statutory waiver of sovereign immunity and confers on the Office of Public Hearings the authority to adjudicate whis- tleblower retaliation claims; moreover, the fact that § 4-61dd provides an alternative avenue for a complainant to seek redress for adverse personnel actions taken in retaliation for a whistleblower disclosure, namely, through the procedures provided in an applicable collective bargaining contract, did not deprive the Office of Public Hearings of subject matter jurisdiction over E’s claim, as the issue concerned her election of remedies rather than subject matter jurisdiction; accordingly, pursuant to § 4-61dd, the Office of Public Hearings had subject matter jurisdiction to adjudicate E’s whistleblower retaliation claim. 2. The trial court properly concluded that E did not make a protected whistleblower disclosure pursuant to § 4-61dd: the educational qualifica- tions required by statute ((Rev. to 2015) § 19a-200) did not apply to W, an acting director of health, because the statute distinguishes between directors of public health, who must, inter alia, possess a degree in public health, and acting directors of health, who must only be deemed suitable to serve as acting director during the period in which the director of public health is absent or unable to serve or in which a vacancy exists; accordingly, because W’s appointment did not result in a violation of (Rev. to 2015) § 19a-200, E did not disclose a violation of state law, and she was not entitled to protection under § 4-61dd. Argued October 14, 2021—officially released March 15, 2022

Procedural History

Appeal from the decision of a human rights referee for the defendant Commission on Human Rights and Opportunities concluding that the named defendant made a protected whistleblower disclosure for which the plaintiff had retaliated, brought to the Superior Court in the judicial district of New Britain, where the court, Cordani, J., rendered judgment sustaining the appeal, from which the defendants appealed to this court. Affirmed. Anna-Marie Puryear, human rights attorney, with whom, on the brief, were Michael E. Roberts, human rights attorney, and Eric C. Krupa, former human rights attorney, for the appellant (defendant Commission on Human Rights and Opportunities). Jennifer P. Bennett, assistant attorney general, with whom, on the brief, were William Tong, attorney gen- eral, Clare E. Kindall, solicitor general, and Matthew Larock, assistant attorney general, for the appellee (plaintiff). Opinion

ALEXANDER, J. This appeal arises out of an alleged whistleblower retaliation action filed by the defendant Juanita Estrada in which a human rights referee (ref- eree) from the Office of Public Hearings (office of public hearings) of the defendant Commission on Human Rights and Opportunities (commission) concluded that Estrada made a protected whistleblower disclosure pur- suant to General Statutes § 4-61dd. Thereafter, the Superior Court sustained the appeal of the plaintiff, the Department of Public Health (department), concluding that Estrada’s disclosure to her supervisor was not a whistleblower disclosure under § 4-61dd, that Estrada failed to establish a causal connection between any alleged whistleblower disclosure and the complained of personnel actions, and that the commission lacked subject matter jurisdiction to adjudicate Estrada’s com- plaint because she had brought the same adverse per- sonnel actions at issue through the grievance proce- dures in her collective bargaining agreement. On appeal, the commission claims that the court erred (1) in con- cluding that the commission lacked subject matter juris- diction to adjudicate Estrada’s complaint, (2) in con- cluding that Estrada did not make a protected whistleblower disclosure pursuant to § 4-61dd, (3) in concluding that Estrada failed to establish a causal con- nection between the alleged disclosure and the adverse personnel actions, and (4) by failing to apply the proper standard of review in its analysis of the administrative decision. We agree with the commission that the court improperly determined that the commission lacked sub- ject matter jurisdiction to adjudicate Estrada’s whis- tleblower retaliation complaint.

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Dept. of Pubic Health v. Estrada, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dept-of-pubic-health-v-estrada-connappct-2022.