Department of Transportation v. Coe

445 N.E.2d 506, 112 Ill. App. 3d 506, 68 Ill. Dec. 58, 1983 Ill. App. LEXIS 1463
CourtAppellate Court of Illinois
DecidedFebruary 3, 1983
Docket4-82-0352
StatusPublished
Cited by51 cases

This text of 445 N.E.2d 506 (Department of Transportation v. Coe) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Department of Transportation v. Coe, 445 N.E.2d 506, 112 Ill. App. 3d 506, 68 Ill. Dec. 58, 1983 Ill. App. LEXIS 1463 (Ill. Ct. App. 1983).

Opinions

JUSTICE MILLS

delivered the opinion of the court:

Truth is not a weather vane.

It does not veer when the winds of self-interest change.

It remains constant.

A claimant cannot say he is partially permanently disabled for settlement purposes and then claim to have no disability in order to get his former job back.

Coe was dismissed from his position as a highway maintenance equipment operator with the Illinois Department of Transportation (the Department). The Civil Service Commission (the Commission) found that the charges for discharge were not proven by the Department. But the circuit court reversed the Commission’s finding and held for the Department.

We affirm.

While working for the Department in December of 1978, Coe slipped on some ice and injured his back. In January, Coe underwent surgery for his injuries. The Department paid all of his medical bills. He remained under doctor’s care for over a year and during that time he received weekly compensation from the Department. In March of 1979, Coe’s doctor wrote a letter to the Department expressing his opinion that Coe was physically unable to return to his job as an equipment operator. His doctor wrote that Coe was unable to perform the frequent heavy lifting, bending, stooping, and operating heavy machinery which the job required.

Coe then filed a workers’ compensation claim against the Department. In May, the Department sent a letter to Coe’s doctor, inquiring again whether Coe had suffered any permanent disability. His doctor responded that Coe would not be able to return to his former position; that Coe was 20% permanently disabled; and that Coe could only perform work where there is no constant bending, stooping, heavy lifting, or working with heavy machinery. In December, Coe’s doctor wrote the Department and again stated that Coe was entitled to 20% “permanent partial disability to the body as a whole.”

In March of 1980, Coe and the Department began to discuss a possible settlement of Coe’s workers’ compensation claim. During these negotiations, a representative of the Department told Coe that there was no possibility of Coe returning to work with the Department. Coe then entered into a lump sum settlement agreement with the Department. The settlement agreement stated in part that:

“Respondent [the Department] offers to pay and Petitioner [Coe] agrees to accept the net lump sum of $17,974 representing 20% man as a whole in full, complete and final settlement of all claims arising or to arise from within-described accidents; subject, however, to the approval of the Illinois Industrial Commission.”

In June, the settlement agreement was approved by the Industrial Commission.

In July, the Department sent Coe a letter explaining that because he was permanently disabled and unable to perform his job, and since his leave of absence was soon due to expire, he might wish to resign rather than be discharged. Coe responded to the letter by filing a motion to set aside the settlement agreement. After a hearing before the Industrial Commission, the agreement remained in force.

On July 11, Coe appeared at the Department’s offices and alleged that he was ready and able to return to work in his former position. A Department representative told him that before he could return to work he would have to obtain a doctor’s release.

On July 18, the Department initiated discharge proceedings against Coe. The discharge statement contained two charges: First, that Coe had failed to return from his leave of absence; and, second, that, as a matter of law, Coe was estopped from contending that he was able to perform his job duties.

On July 23, Coe returned to the Department’s offices with a doctor’s release, but the Department refused to rehire him. Coe was granted a hearing before the Civil Service Commission. The Commission’s hearing officer recommended that the Commission find that the charges for discharge were not proven and order Coe reinstated in his job. The hearing officer’s recommendation was followed and the Department appealed to the circuit court. The circuit court then reversed the Commission and upheld Coe’s discharge, finding that Coe was estopped from alleging before the Commission that he is now capable of performing his job.

We agree.

We hold that Coe is judicially estopped by his representations in the settlement agreement from now arguing before the Civil Service Commission that he is physically able to return to his former position with the Department.

The doctrine of judicial estoppel states that when a party assumes a certain position in a legal proceeding, that party is es-topped from assuming a contrary position in a subsequent legal proceeding. (Finley v. Kesling (1982), 105 Ill. App. 3d 1, 433 N.E.2d 1112.) There are five requirements for application of the doctrine of judicial estoppel. First, the two positions must be taken by the same party. Second, the positions must be taken in judicial proceedings. Third, the positions must be given under oath. Fourth, the party taking the positions must have been successful in maintaining the first position, receiving some benefit thereby in the first proceeding. Fifth, the two positions must be totally inconsistent — the truth of one must necessarily preclude the truth of the other. See generally Garden City Sand Co. v. Christley (1919), 289 Ill. 617, 124 N.E. 729; Goldstein v. Scott (1982), 108 Ill. App. 3d 867, 439 N.E.2d 1039; Finley.

Coe has taken two positions in the case at bar. In the settlement agreement approved by the Industrial Commission, he stated that he was 20% permanently disabled. Before the Civil Service Commission, he testified that he was capable of performing his job. These two positions meet all five of the above requirements for application of the doctrine.

First, both positions were taken by the same party — Coe.

Second, although the positions were not taken during judicial proceedings, they were taken during quasi-judicial proceedings before two administrative bodies — the Industrial Commission and the Civil Service Commission. We see no reason to distinguish between the two types of proceedings for the purpose of applying the doctrine. The doctrine of judicial estoppel is an equitable doctrine whose primary purposes are to promote the truth and to prevent parties from deliberately shifting positions to suit the exigencies of the moment. In the case at bar, both the Industrial Commission and the Civil Service Commission were engaged in the resolution of a dispute. Both agencies needed to ascertain the truth of the parties’ positions in order to resolve that dispute. The truth is no less important to an administrative body acting in a quasi-judicial capacity than it is to a court of law. Ergo, the purposes behind the application of the doctrine are carried out equally by applying the doctrine in both types of proceedings.

Third, the positions must be taken under oath.

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Cite This Page — Counsel Stack

Bluebook (online)
445 N.E.2d 506, 112 Ill. App. 3d 506, 68 Ill. Dec. 58, 1983 Ill. App. LEXIS 1463, Counsel Stack Legal Research, https://law.counselstack.com/opinion/department-of-transportation-v-coe-illappct-1983.