Dennis Kathios v. General Motors Corporation

862 F.2d 944, 1988 U.S. App. LEXIS 17121, 1988 WL 133158
CourtCourt of Appeals for the First Circuit
DecidedDecember 16, 1988
Docket88-1598
StatusPublished
Cited by48 cases

This text of 862 F.2d 944 (Dennis Kathios v. General Motors Corporation) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dennis Kathios v. General Motors Corporation, 862 F.2d 944, 1988 U.S. App. LEXIS 17121, 1988 WL 133158 (1st Cir. 1988).

Opinion

SELYA, Circuit Judge.

This case offers food for thought in several senses of the phrase. Defendant says that plaintiff has had one bite of the apple and cannot take a second. Plaintiff contends that his initial bite was but a nibble, and that the fruit is not now forbidden. The district court found defendant’s view of the prandial arrangements more palatable, and granted summary judgment accordingly. We affirm.

*945 I. BACKGROUND

The facts germane to this appeal are not much in dispute. On August 16, 1981, plaintiff-appellant Dennis Kathios and two friends, Marc Spellman and Stephen Chick, mixed drinking and driving with predictably disastrous results. Following an afternoon of fishing and drinking beer, not necessarily in that order or priority, the trio repaired to Tortilla Flats (a restaurant in Portsmouth, New Hampshire) for food and additional doses of alcohol. At one point, the threesome left Tortilla Flats, replenished their funds, and returned to imbibe anew. When they departed for good in Spellman’s ear, a 1981 Camaro manufactured by defendant-appellee General Motors Corporation (GM), Spellman was behind the wheel. He was visibly intoxicated.

A police officer stopped the car. Spell-man, emboldened by the grape, led police on a high-speed chase and eventually eluded the gendarmes. He and his passengers reached the Sand Dollar Bar in York, Maine, where their liquid intake continued. They left the bar in the wee hours of August 17. Spellman was still driving. By that time, he, Chick, and Kathios were indisputably intoxicated. When police again tried to halt the vehicle, Spellman took evasive action, but his luck had run out; the car crashed into a utility pole. Appellant sustained severe injuries, resulting in quadriplegia.

Initially, Kathios settled claims against Spellman ($100,000) and the Sand Dollar Bar ($100,238.33). He also brought a dram shop action in a New Hampshire state court against Tortilla of Portsmouth, Inc. (Tortilla), proprietor of Tortilla Flats. Kathios alleged that Tortilla breached statutory and common law duties of care by serving alcoholic beverages to the already crapulous Spellman. That case, which we shall call “Kathios I,” was tried in May 1985. Plaintiff presented uncontested evidence that his “special damages” — that is, his lost earnings (past and future, reduced to present value), his hospital and medical bills to time of trial, and the present value of future-care expenses — exceeded $800,-000. The jury returned a general verdict in Kathios’s favor for $275,000.

Arguing that the award was inadequate in light of the evidence, plaintiff moved for an additur or a new trial on damages. The state court judge denied the motion. Plaintiff did not appeal. The $275,000 judgment, net of offsets for the other settlements, was satisfied.

Some two years later, Kathios took aim at a different target. He filed suit against GM in the United States District Court for the District of New Hampshire. The complaint alleged that the Camaro had been defectively designed because it lacked rear-seat shoulder harness, and that GM’s negligence was a proximate cause of appellant’s injuries. The defendant lost little time in moving for summary judgment. It contended that plaintiff’s damages had been fully litigated in Kathios I, and that satisfaction of the resulting judgment extinguished any further claim. The district court allowed the motion. Kathios v. General Motors Corp., No. C-87-311-L, slip op. (D.N.H. Apr. 21, 1988) (Kathios II) (unpublished). In substance, the court ruled that plaintiff was collaterally estopped from relitigating the amount of damages. Id. at 12.

II. ISSUE PRESENTED

This appeal presents a narrow, highly specific question. We phrase it thusly: can a plaintiff, having obtained a jury verdict that was subject to reduction under New Hampshire’s comparative negligence statute, 1 sue a new defendant for the same *946 injuries and damages, after the first judgment has been satisfied?

Under Erie R. Co. v. Tompkins, 304 U.S. 64, 78, 58 S.Ct. 817, 822, 82 L.Ed. 1188 (1938), state law controls in this diversity action; and the parties agree that we should look specifically to New Hampshire jurisprudence.

III. DISCUSSION

As articulated by the highest court of the state, the doctrine of collateral estoppel bars a party from “contesting in a subsequent proceeding on a different cause of action any question or fact actually litigated and determined against [him] in a prior suit.” Bricker v. Putnam, 128 N.H. 162, 512 A.2d 1094, 1097 (1986); see also Bricker v. Crane, 118 N.H. 249, 387 A.2d 321, 323 (1978) (same). In New Hampshire, the doctrine “is no longer grounded upon mechanical requirements of mutuality.” Fiumara v. Fireman’s Fund Ins. Cos., 746 F.2d 87, 92 (1st Cir.1984). Instead, it “may be invoked ... by a party to a later case who was not a party or in privity with a party to the earlier case.” Caouette v. Town of New Ipswich, 125 N.H. 547, 484 A.2d 1106, 1111 (1984); accord Sanderson v. Balfour, 109 N.H. 213, 247 A.2d 185, 187 (1968). Consequently, “[a] party who, after full litigation, has lost on an issue is thereafter barred from litigating the issue with new parties.” Cutter v. Town of Durham, 120 N.H. 110, 411 A.2d 1120, 1121 (1980).

The New Hampshire Supreme Court has cautioned that “the preclusive effect of collateral estoppel extends only to matters that were actually litigated in the earlier case.” Caouette, 484 A.2d at 1111. For this purpose, “an issue is actually litigated when it is ‘properly raised, by the pleadings or otherwise, and is submitted for determination, and is determined.’ ” Id. at 1113 (quoting Restatement (Second) of Judgments § 27, comment d); see also Daigle v. City of Portsmouth, 129 N.H. 561, 534 A.2d 689, 693 (1987) (issue on which estoppel is sought “must have [been] resolved ... finally on the merits” in prior action). The core consideration is not whether a litigant put in his best case on the point during the first go-around, but whether he has had “a full and fair opportunity ... to litigate the issue barring him,” Sanderson, 247 A.2d at 187. This benchmark has been achieved, GM asseverates, because Kathios I determined appellant’s damages, taking into account the extent of his comparative fault, with binding effect. For analytic purposes, we split this assertion into its logical subsets.

A. Aggregate Damages. We think it obvious that the amount of damages was fully litigated in the state court. There, plaintiff averred in his writ that Tortilla should be held

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Bluebook (online)
862 F.2d 944, 1988 U.S. App. LEXIS 17121, 1988 WL 133158, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dennis-kathios-v-general-motors-corporation-ca1-1988.