Dempsey v. Director, Office of Workers' Compensation Programs

811 F.2d 1154
CourtCourt of Appeals for the Seventh Circuit
DecidedFebruary 18, 1987
DocketNo. 86-1128
StatusPublished
Cited by7 cases

This text of 811 F.2d 1154 (Dempsey v. Director, Office of Workers' Compensation Programs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dempsey v. Director, Office of Workers' Compensation Programs, 811 F.2d 1154 (7th Cir. 1987).

Opinion

WILL, Senior District Judge.

An Administrative Law Judge (“AU”) awarded Dorothy Dempsey benefits under the Black Lung Benefits Reform Act, 30 U.S.C. §§ 901-945 (1976, Supp. I & Supp. II 1978). The Department of Labor Benefits Review Board (“Board”) reversed the AU’s order granting benefits and remanded the case for a determination of benefits under alternative bases of entitlement. On remand the AU found these alternative provisions unavailing, and the Board affirmed the AU’s decision and order. Mrs. Dempsey now appeals the Board’s decision to this court. The issues presented are: (1) whether the AU’s invocation of an interim presumption of total disability, and his finding that the Peabody Coal company did not rebut this presumption, are supported by substantial evidence; (2) whether the Board correctly held that Mrs. Dempsey was precluded, as a matter of law, from utilizing the interim presumption of total disability; and (3) whether, on remand, substantial evidence supports the AU’s find[1156]*1156ing of ineligibility under the alternative theories of 20 C.F.R. Part 410, subpart D.

I.

This black lung benefits claim has a lengthy and complicated history.

On February 19, 1976, Ben H. Dempsey, a coal miner for 13 years, died at age 57 of an acute myocardial infarction. At the time of death, Mr. Dempsey was employed by Peabody Coal Company as a mine examiner. Shortly after his death, Ben Dempsey’s widow, Dorothy Dempsey, filed a survivor’s claim for black lung benefits with the Department of Labor under the Federal Coal Mine and Safety Act of 1969, 30 U.S.C. § 801 et seq. (1970). The Department of Labor informally denied the claim on July 8, 1977. Following the enactment of the Black Lung Benefits Reform Act of 1977, Mrs. Dempsey’s claim was revived and reviewed under amended eligibility criteria. In an ex parte proceeding, the Department of Labor made an informal award of benefits and then informed Peabody that it might be liable for payments to Mrs. Dempsey. (Director’s Exhibit 15). Peabody denied liability on the grounds that Ben Dempsey neither died due to coal mine employment related pneumoconiosis1 nor was totally disabled by the disease at the time of his death.

A hearing on the revived claim was held before an AU on August 6, 1979. On October 11, 1979, the AU awarded benefits pursuant to 20 C.F.R. § 727.203(a)(5) (hereinafter Dempsey I). Peabody appealed to the Board, and following the submission of briefs by the parties, the Board, on June 11, 1981, reversed and remanded the claim to the AU for consideration of the evidence under 20 C.F.R. Part 410. In a decision and order dated January 27, 1982 (hereinafter Dempsey II), the AU denied benefits under 20 C.F.R. Part 410 on the grounds that Mrs. Dempsey had failed to prove that her husband either had black lung disease, was totally disabled by it, or died due to this condition.

Mrs. Dempsey requested reconsideration of the AU’s January 27, 1982 decision and order in Dempsey II. On March 31, 1982, the AU denied the motion for reconsideration. Mrs. Dempsey then filed a second appeal to the Board arguing that the AU’s denial of the claim under 20 C.F.R. Part 410 was not supported by substantial evidence. Mrs. Dempsey also argued that in reversing the AU in Dempsey I, the Board exceeded the scope of its authority by making findings of fact de novo.

In November 29, 1985, the Board affirmed the denial of benefits. The Board held that the finding of ineligibility under the alternative theories of 20 C.F.R. Part 410 was supported by substantial evidence and that Mrs. Dempsey’s further challenges were without merit.

Mrs. Dempsey now petitions this court challenging both the Board’s decision reversing the AU’s grant of benefits in Dempsey I and the AU’s denial of benefits in Dempsey II.

II.

On February 18, 1976, Ben Dempsey went to work at his regular job as a coal mine examiner. He worked from 4 p.m. to 11 p.m. that day. Later that night, after suffering chest pains and shortness of breath, Dempsey drove himself to the hospital. He was admitted during the early morning of February 19, and at 9:40 p.m. that same day, Dempsey died due to cardiopulmonary arrest and acute inferior myocardial infarction.

[1157]*1157The documentary medical evidence in this case is scant. To begin with, the record contains no medical test evidence other than a July 29, 1975 chest X-ray which was found to contain no evidence of pneumoconiosis or any other lung disease. The only remaining medical evidence is that which was accumulated on February 19, 1976, the day of Dempsey’s death. The hospital record reveals Dempsey’s rapid deterioration on that day, but makes no mention of any lung disease. However, on a discharge summary completed after Dempsey’s death, Dr. E. Partridge, the attending physician, gave as his final diagnosis: “cardiopulmonary arrest secondary to acute pulmonary edema, secondly to acute interi- or myocardial infarction. Secondary causes interstitial opacities, pulmonary emphysema.” (Director’s Exhibit 10). The death certificate again noted interstitial opacities and pulmonary emphysema as secondary factors in Mr. Dempsey’s death. (Director’s Exhibit 6).

Approximately 19 months after Mr. Dempsey’s death, Dr. Partridge wrote a letter to Mrs. Dempsey in which he stated that Ben Dempsey suffered from pulmonary emphysema, as manifested “by exertional dyspnea and chronic coughing.” At the conclusion of the letter, Dr. Partridge stated: “It is therefore my medical opinion that Mr. Dempsey’s interstitial fibrosis and emphysema are secondary to occupational exposure, pertaining to his underground mine working.” (Petitioner’s App. A-3).

Peabody Coal submitted all of Dempsey’s medical records to the review of Dr. Daniel Potts, a pulmonary disease specialist. On March 3, 1979, Dr. Potts reported (1) that the records showed “no objective evidence of pre-existing lung disease,” (2) that neither the X-ray reports nor anything else supported Dr. Partridge’s notation of interstitial fibrosis or emphysema, and (3) that “there is no medical evidence provided to suggest a pulmonary condition that was caused or aggravated by coal mine employment.” In conclusion, Dr. Potts noted that “I would seriously doubt if Dr. Partridge will be able to provide evidence to support his diagnosis of interstitial fibrosis.” (Director’s Exhibit 16).

Finally, the record includes no autopsy report, nor any ventilatory, arterial blood gas studies, or other breathing tests generally used to determine the existence of disabling respiratory impairments.

III.

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