Demaray v. Dept. of Environmental Quality

873 P.2d 403, 127 Or. App. 494, 1994 Ore. App. LEXIS 612
CourtCourt of Appeals of Oregon
DecidedApril 20, 1994
Docket90C11264; CA A75793
StatusPublished
Cited by4 cases

This text of 873 P.2d 403 (Demaray v. Dept. of Environmental Quality) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Demaray v. Dept. of Environmental Quality, 873 P.2d 403, 127 Or. App. 494, 1994 Ore. App. LEXIS 612 (Or. Ct. App. 1994).

Opinions

[496]*496LEESON, J.

Plaintiff brought tort claims against the Department of Environmental Quality (DEQ) and several DEQ employees arising out of his discharge from employment with DEQ. The trial court granted defendants’ motion for summary judgment. We review the record in the light most favorable to plaintiff, the nonmoving party, to determine whether defendants are entitled to judgment as a matter of law. Stevens v. Bispham, 316 Or 221, 223, 851 P2d 556 (1993). We reverse in part and remand.

Plaintiff worked for DEQ for nearly 15 years. During his tenure, he was a vocal critic, both publicly and by way of intra-office memoranda, of DEQ’s alleged failure to follow the state’s environmental laws.

In 1988, plaintiff became an “open burning coordinator.” One of his duties was to send a “Notice of Nóncompliance” (NON) to violators of open burning regulations. He was required to submit all NONs and enforcement referrals for review by his supervisor, defendant Davis, before sendingthem out. In early January, 1990, plaintiff gave seven draft NONs to Davis. Davis edited the drafts in a manner that eliminated references to criminal penalties for noncompliance and revised language dealing with enforcement. He returned them to plaintiff with a memorandum instructing plaintiff not to refer to criminal penalties in subsequent NONs, because DEQ is not a criminal enforcement agency, and instructing plaintiff not to state that a violation would be referred to the enforcement section of DEQ unless he truly intended to make such a referral.

Plaintiff did not send out the NONs as edited by Davis. Instead, he sent Davis a memorandum explaining that he was holding the NONs because he believed that Davis’ changes disregarded the specific language of the rules governing DEQ. On January 22, 1990, Davis met with plaintiff to discuss his failure to send out the revised NONs. At that meeting, Davis again instructed plaintiff not to recite criminal penalties in NONs. Two days later, Davis again met with plaintiff and took him to talk to the Enforcement Section manager, Wood. Wood told plaintiff that plaintiff was misinterpreting the rules, and suggested that they talk to the [497]*497principal drafter of the rules if plaintiff still had questions. The principal drafter informed plaintiff that Davis’ interpretation was correct, and that plaintiffs interpretation was incorrect.

Following that meeting, plaintiff and Davis returned to Davis’ office, where plaintiff persisted in questioning Davis about whether he was required to send out the revised NONs as edited. At one point, Davis shrugged his shoulders and threw up his hands. Plaintiff returned to his own office.

Several days later, plaintiff submitted new drafts of the seven NONs to Davis. Four of them still contained the language that Davis had objected to concerning referral to the enforcement section of DEQ, and one contained language concerning criminal penalties. On February 20, 1990, plaintiff was suspended, and, on March 30, he was dismissed. The stated reason was “insubordination, misconduct, and/or other unfitness to render effective service.”

Plaintiff filed these claims for (1) violation of his federal constitutional rights, 42 USC § 1983; (2) an unlawful employment practice (whistleblowing), ORS 659.510; and (3) wrongful discharge. Defendants moved for summary judgment on all three claims, on several grounds. The trial court granted the motion “in its entirety.”

As an initial matter, plaintiff argues that defendants’ motion for summary judgment should have been denied, because evidence not conforming to the requirements of ORCP 47D was attached to the motion. He properly objected below that some of the statements in Davis’ affidavit do not appear to be based on Davis’ personal knowledge, and that a document attached to the motion was not sworn or certified. We have disregarded the evidence that was improperly attached to the motion. However, the mere fact that evidence not conforming to the requirements of ORCP 47D was attached to the motion does not in itself mean that the trial court erred by granting the motion. The question remains whether defendants showed, through the properly presented evidence, that there are no genuine issues of material fact and that they were entitled to judgment as a matter of law.

We first address whether the trial court erred by granting summary judgment for defendants as to plaintiffs [498]*498claim under 42 USC § 1983. Section 1983 provides that a “person” who violates the federal constitutional rights of another while acting under color of state law is liable for redress of that injury.1A “person,” i.e., one who may be liable under that statute, does not include the state, its agencies or its officials who are sued in their official capacities for retrospective damages. Will v. Michigan Dept. of State Police, 491 US 58, 109 S Ct 2304, 105 L Ed 2d 45 (1989); Anderson v. Dept. of Rev., 313 Or 1, 828 P2d 1001 (1992). A state official is, however, a “person” when sued in that capacity for prospective injunctive relief. Hafer v. Melo, 502 US _, 112 S Ct 358, 116 L Ed 2d 301, 308 (1991).

Asa matter of law, DEQ is not a person under section 1983, and the trial court did not err by granting it summary judgment on that claim. Will v. Michigan Dept. of State Police, supra.

The individually named defendants contend similarly that they are not “persons” for purposes of plaintiffs section 1983 claim, because the claim is against them in their official capacities.

Plaintiff does not expressly state whether this action is against the individuals in their official or their personal capacities. See Hafer v. Melo, supra, 502 US at __. (116 L Ed 2d at 309.)2 Several courts have held that, in the absence of a specific contrary pleading, an action against an official is presumed to be an official-capacity action. See, e.g., Wells v. Brown, 891 F2d 591, 592 (6th Cir 1989). We need not decide whether to adopt that rule, however, because it is apparent from the relief sought thai plaintiffs section 1983 claim is against the individual defendants in their official capacities.

[499]*499Although in his state law tort claims plaintiff specifically seeks damages, in his section 1983 claim he does not. That claim seeks reinstatement and other employment-related prospective injunctive relief that defendants could provide only in their official capacities.

Although the individually named defendants are correct that this is an official-capacity action, they are nonetheless “persons” within the meaning of section 1983, because the claim is for prospective injunctive relief. Hafer v. Melo, supra. Moreover, because plaintiffs claim is against the individually named defendants in their official capacities, the personal immunities that they assert are inapplicable. Kentucky v. Graham, 473 US 159, 166-67, 105 S Ct 3099, 87 L Ed 2d 114 (1985).

We turn to whether summary judgment was appropriate on the merits of plaintiffs section 1983 claim. Plaintiffs complaint alleges that, during the course of his employment with DEQ, he

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Demaray v. Dept. of Environmental Quality
873 P.2d 403 (Court of Appeals of Oregon, 1994)

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Bluebook (online)
873 P.2d 403, 127 Or. App. 494, 1994 Ore. App. LEXIS 612, Counsel Stack Legal Research, https://law.counselstack.com/opinion/demaray-v-dept-of-environmental-quality-orctapp-1994.