Deallaume v. Perales

110 F.R.D. 299, 1986 U.S. Dist. LEXIS 26291
CourtDistrict Court, S.D. New York
DecidedApril 25, 1986
DocketNo. 84 Civ. 6691 (SWK)
StatusPublished
Cited by17 cases

This text of 110 F.R.D. 299 (Deallaume v. Perales) is published on Counsel Stack Legal Research, covering District Court, S.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Deallaume v. Perales, 110 F.R.D. 299, 1986 U.S. Dist. LEXIS 26291 (S.D.N.Y. 1986).

Opinion

MEMORANDUM OPINION AND ORDER

KRAM, District Judge.

The Low Income Home Energy Assistance Program, authorized under the Low Income Home Energy Assistance Act of 1981, 42 U.S.C. § 8621 etseq. (“LIHEAA”), provides funds to enable qualifying households to meet spiraling home energy costs. Participating states receive an allotment of funds according to a formula specified by Congress; the State of New York distributes these funds pursuant to the Home Energy Assistance Program (“HEAP”). The New York State Department of Social Services (“DSS”) oversees this program while local DSS agencies administer the program in their respective districts. N.Y. Social Services Law § 97 (McKinney 1986).

There are two restrictions governing the distribution of these funds which are relevant to the instant action. First, only low-income households, e.g., recipients of Aid to Families With Dependent Children (“AFDC”), are eligible to receive annual HEAP payments. 42 U.S.C. § 8624. Second, federal law provides that HEAP payments “shall not be considered income or resources of such household (or any member thereof) for any purpose under any Federal or State law, including any law relating to taxation, food stamps, public assistance, or welfare programs.” 42 U.S.C. § 8624(f). Similarly, New York law prohibits HEAP benefits from being considered as “income or resources” for any purpose under any federal or state law relating to public assistance benefits. Soc. Serv.Law § 97(3). The defendants' alleged failure to adhere to this second restriction is the crux of the instant suit.

Plaintiffs in this action are recipients of benefits provided under AFDC or Home Relief (“HR”)1 and otherwise qualify for HEAP benefits. Additionally, plaintiffs are entitled to receive separate “fuel for heating” benefits under New York law. Soc.Serv. Law § 131-a(2)(b). In discharging his obligation to distribute these “fuel for heating” funds, the State Director of Social Services has created a two-tiered structure. The first tier provides all “fuel for heating” fund recipients, whose heating costs are not included in their rent, with a monthly heating allowance. N.Y.Admin. Code Title 18, § 352.5 (1980). The second tier provides, inter alia, that an additional fuel allowance shall be distributed where a recipient’s heating costs exceed the regular “fuel for heating allowance.” Although there is a ceiling on the amount of funds which may be distributed under this second tier, additional funds shall be distributed in excess of the ceiling

when made necessary by exceptionally severe weather, overly exposed location or unusually poor construction of a [302]*302dwelling, by reasons of poor health, or when the department deems that additional fuel allowances are necessary as a result of reduced energy supplies coupled with rising costs.

Id. at 352.5(b). The New York State DSS has determined on an annual basis since 1980 that due to rising fuel prices, the “additional fuel allowance” ceiling should not apply and additional funds should be distributed to all qualified applicants.

Plaintiffs bring this action pursuant to 42 U.S.C. § 1983, claiming that defendants violated their statutory and constitutional rights and seek declaratory and injunctive relief. Plaintiffs allege that since December 15, 1980, the Commissioner of the State DSS has directed local DSS agencies to deduct HEAP payments received by AFDC and HR recipients from the amount of “additional fuel allowances” these recipients should receive. Thus, defendants allegedly treated HEAP benefits as income or resources, in violation of both federal and state law.

In the instant motion, plaintiffs seek certification of both a plaintiff and defendant class pursuant to Fed.R.Civ.P. 23. Plaintiffs’ proposed class would include all “New York State recipients of [AFDC] and [HR] program benefits who, since December 15, 1980, have been or may be denied, in whole or in part,” the “additional fuel allowances” grant due to their receipt of HEAP benefits. See Plaintiffs’ Motion for Class Certification, dated November 30, 1984, at f 1. The proposed defendant class would include the 58 County Commissioners of Social Services Districts in New York State. The proposed representatives of the defendant class are the Commissioners of the New York City and Wyoming County Departments of Social Services.

DISCUSSION

Fed.R.Civ.P. 23(a) provides that:

One or more members of a class may sue or be sued as representative parties on behalf of all only if (1) the class is so numerous that joinder of all members is impracticable, (2) there are questions of law or fact common to the class, (3) the claims or defenses of the representative parties are typical of the claims or defenses of the class, and (4) the representative parties will fairly and adequately protect the interests of the class.

In addition, a class action must satisfy one of the prerequisites of Rule 23(b). In this case, plaintiffs assert that plaintiffs’ class satisfies both Fed.R.Civ.P. 23(b)(1) and (2), while defendants’ class satisfies Rule 23(b)(2).

I. PLAINTIFFS’ CLASS

Two of the three named defendants concede that plaintiffs’ class should be certified. The objecting party, Lois Bowling, Commissioner of the Wyoming County Social Services District, argues that plaintiffs have failed to satisfy the numerosity requirement of Fed.R.Civ.P. 23(a)(1).2 Accordingly, this Court will restrict its analysis to whether the plaintiffs’ proposed class satisfies the “numerosity” requirement of Rule 23(a)(1).

Bowling contends that:

Nowhere in plaintiffs’ affidavit in support of [their] motion does plaintiffs’ counsel state the number of AFDC and HR benefit recipients who receive a regularly monthly fuel for heating allowance ... [and] actually receive “additional fuel for heating allowance[s]” over and above any HEAP benefits.

Affidavit of Kevin M. Perkins, Sworn to on December 20,1984, at H 6 (emphasis in original). Additionally, defendant argues that plaintiffs’ counsel has not specifically identified any person whose rights were abridged in the same manner as those of the named plaintiffs. Id. at H 10.

In satisfying Rule 23’s numerosity requirement, “no particular number is key, and plaintiff’s failure ‘to state the exact [303]*303number ... of the class does not militate against the maintenance of a class action.’ ” Somerville v. Major Exploration, Inc., 102 F.R.D. 500, 503 (S.D.N.Y.1984) (citations omitted). As stated in Deary v. Guardian Loan Co., Inc., 534 F.Supp.

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Bluebook (online)
110 F.R.D. 299, 1986 U.S. Dist. LEXIS 26291, Counsel Stack Legal Research, https://law.counselstack.com/opinion/deallaume-v-perales-nysd-1986.