Canadian St. Regis Band of Mohawk Indians v. New York

97 F.R.D. 453, 38 Fed. R. Serv. 2d 856, 1983 U.S. Dist. LEXIS 18737
CourtDistrict Court, N.D. New York
DecidedMarch 8, 1983
DocketNo. 82-CV-783
StatusPublished
Cited by6 cases

This text of 97 F.R.D. 453 (Canadian St. Regis Band of Mohawk Indians v. New York) is published on Counsel Stack Legal Research, covering District Court, N.D. New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Canadian St. Regis Band of Mohawk Indians v. New York, 97 F.R.D. 453, 38 Fed. R. Serv. 2d 856, 1983 U.S. Dist. LEXIS 18737 (N.D.N.Y. 1983).

Opinion

MEMORANDUM-DECISION & ORDER

McCURN, District Judge.

The plaintiffs in this action seek a declaration of ownership of, and right to possess, approximately 12,000 acres of land in northern New York, plus damages' for the approximately 130-170 years during which they have been out of possession. The suit is brought as a class action on behalf of all descendants of the Indians of the Village of St. Regis, against a defendant class comprised of those with an interest in the subject land. Presently before the Court is plaintiffs’ motion to certify the defendant class, pursuant to Rule 23, Fed.R.Civ.P.

Plaintiffs’ claim is that the land in question was reserved to the Indians of the Village of St. Regis in the Treaty with the Seven Nations of Canada, 7 Stat. 55 (1796), and is subject to a restraint against aliena[456]*456tion under the Non-Intercourse Act. 25 U.S.C. § 177. It is alleged that New York State acquired possession of the protected land through a series of purchases which occurred during the period of 1816 to 1845, and that there had been no federal consent to these purchases. Plaintiffs therefore contend that title to the property never passed to the State; nor could it pass through subsequent purchases to the other defendants and members of the defendant class.

In the present motion, plaintiffs seek certification of a defendant class comprised of fourteen named defendants and “all other persons who assert an interest in any portion of the subject lands.... ” Amended Complaint ¶ 36. Plaintiffs narrow the class membership, however, by excluding from their land claim the following parcels:

a) those lands presently owned by or held in trust for descendants of the Indians of the village of St. Regis; b) those lands within the present boundaries of the American St. Regis Mohawk Indian Reservation; and c) those parcels occupied by the owner exclusively as a principal place of residence to the extent of up to two acres surrounding such residence.

Amended Complaint ¶ 24. It appears that, after these exclusions, there are approximately 810 owners of property in the claim area, and an unspecified number of those with non-ownership interests in the land.

Those named by plaintiffs as representatives of the defendant class are the State and Governor of New York, six counties and municipalities, five corporations and the Canadian National Railways, all of whom allegedly claim title to some portion of the subject land. These named defendants have responded variously to the certification motion. The State defendants, Marine Midland Properties Corp. and Walsh Realty Corp. oppose certification. Marine Midland and Walsh Realty also urge that, in the event a Class is to be certified, they should not be included as class representatives. By contrast, the remaining ten defendants—acting through common counsel—neither oppose class certification nor their own inclusion as representatives. They do, however, urge the enlargement of the scope of the class, and modification of the notice requirement.

The issues raised by this motion are, for the most part, identical to those the Court confronted previously in Oneida Indian of Wisconsin v. State of New York, 85 F.R.D. 701 (1980) (“Oneida”), and Cayuga Indian Nation v. Carey, 89 F.R.D. 627 (1981) (“Cayuga”). The Court finds that, as in those previous cases, all the requirements for a defendant class action have been satisfied, and that certification under Rule 23(b)(1)(B) is warranted.

REQUIREMENTS FOR A CLASS ACTION

As a preliminary matter, the Court finds that a class of persons asserting an interest in the subject land does actually exist, and that the proposed representatives are members of that class. Plaintiffs have also demonstrated to the Court’s satisfaction that their action meets the four requirements of Rule 23(a). The first requirement, numerosity, is clearly satisfied by plaintiffs’ unchallenged assertion that the defendant class would number at least 810 persons. See Oneida, 85 F.R.D. at 705; Cayuga, 89 F.R.D. at 630; see also, Marcera v. Chinlund, 595 F.2d 1231, 1238 (2d Cir. 1979); vacated on other grounds, sub nom.; Lombard v. Marcera, 442 U.S. 915, 99 S.Ct. 2833, 61 L.Ed.2d 281 (1979).

The requirement that there be “questions of law or fact common to' the class”, Rule 23(a)(2), is also satisfied. Plaintiffs have identified three key issues which would arise in their claim against any defendant: (1) whether plaintiffs can establish ownership of the disputed land under the 1796 Treaty; (2) whether the land purchase after the 1796 Treaty were null and void under the Non-Intercourse Act; (3) if so, whether those transactions may be attacked at this time so as to give rise to a return of the land and/or an award of monetary damages to the descendants of the St. Regis Band. These questions probe the general liability of all those asserting an interest in the subject lands and are crucial to the survival of plaintiffs’ action.

[457]*457Defendant Marine Midland maintains that there will be non-common issues raised by this suit, relating to individual affirmative defenses and computation of damages, which make class certification inappropriate. Setting aside for the moment the significance of non-common defenses, which is the focus of Rule 23(a)(3), the Court acknowledges that, should plaintiffs prevail on the overall liability questions, there may be a need for a separate proceeding or proceedings for the assessment of damages. However, as the Second Circuit stated in Marcera v. Chinlund, supra, 595 F.2d at 1239,

It is solidly established that a possible need for individualized relief should not deter a court from certifying a class at that stage of the proceedings when the court is engaged only in resolving the merits of plaintiffs’ claim.... This principle is by no means limited to plaintiffs’ classes.

See also Dura-Bilt Corp. v. Chase Manhattan Corp., 89 F.R.D. 87, 93, 98 (S.D.N.Y. 1981).

In both Oneida and Cayuga, the method used to insure that those common issues appropriate for class resolution predominated was to order that certification initially be limited to the purpose of litigating the general liability issues, leaving for subsequent adjudication, if any is necessary, issues relating to individual defenses and damages. Oneida, 85 F.R.D. at 705, 709; Cayuga, 89 F.R.D. at 630, 633. While no party in this action has requested that certification be limited to any specific issues, the Court nonetheless considers only the key liability questions, more fully described in the Order set forth below, as being appropriate for class resolution. Certification is limited accordingly, pursuant to Rule 23(c)(4)(A).

The next requirement is that “the claims or defenses of the representative parties are typical of the claims or defenses of the class”. Rule 23(a)(3). The State contends that, since only it may assert a defense based on 11th Amendment immunity, and only the non-State defendants may assert a defense based on the recording act, that the requirement of typicality of defenses is not satisfied. That precise argument was rejected by this Court in Oneida, 85 F.R.D.

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97 F.R.D. 453, 38 Fed. R. Serv. 2d 856, 1983 U.S. Dist. LEXIS 18737, Counsel Stack Legal Research, https://law.counselstack.com/opinion/canadian-st-regis-band-of-mohawk-indians-v-new-york-nynd-1983.