Day v. Massachusetts Nat'L
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Bluebook
Day v. Massachusetts Nat'L, (1st Cir. 1999).
Opinion
USCA1 Opinion
United States Court of Appeals
For the First Circuit
No. 98-1727
ANDREW DAY,
Plaintiff, Appellant,
v.
MASSACHUSETTS AIR NATIONAL GUARD,
UNITED STATES DEPARTMENT OF THE AIR FORCE,
JAMES DUCLOS, RICHARD DUQUETTE, JAMES TOWLE,
DUANE CATON, JAMES BALISLE, AND JOHN DOES 1-8,
Defendants, Appellees.
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF MASSACHUSETTS
[Hon. Michael A. Ponsor, U.S. District Judge]
Before
Boudin, Lynch, and Lipez, Circuit Judges.
Daniel E. Bruso with whom Mark D. Mason and Cooley, Shrair
P.C. were on brief for appellant.
Karen L. Goodwin, Assistant United States Attorney, with whom
Donald K. Stern, United States Attorney, was on brief for
appellees.
January 29, 1999
BOUDIN, Circuit Judge. This case presents uncommonly
difficult questions as to whether a serviceman, subject to assault
and battery in an on-base hazing incident properly described by the
district court as "despicable," may recover damages from the
government or from military personnel variously connected to the
attack. The district court ruled that the claims were barred by
the doctrine of Feres v. United States, 340 U.S. 135 (1950),
limiting suits for injuries arising "incident to military service."
Id. at 146. Day v. Massachusetts Air Nat'l Guard, 994 F. Supp. 72
(D. Mass. 1998). We affirm in part and reverse in part.
Because the complaint was resolved on motions to dismiss,
the facts are set forth as alleged in the complaint and inferences
are taken in the light most favorable to the non-moving party. SeeDartmouth Review v. Dartmouth College, 889 F.2d 13, 16 (1st Cir.
1989). That party is the plaintiff in the district court, Andrew
Day, who at the time of the alleged incident was an enlisted airman
of the Massachusetts Air National Guard, holding the rank of senior
airman/E-4. In July 1994, Day was serving with the 104th Fighter
Group and was assigned to participate in a training exercise at
Volk Field in Wisconsin.
During this exercise, Day says that he saw other members
of the 104th subjected to repeated instances of severe hazing; for
example, Day claims that in one case other airmen ripped off the
clothes of a member of the 104th, duct taped the naked victim to
his bed, and left him outside subject to public ridicule. Day also
alleges that the officers and non-commissioned officers did nothing
to halt the attacks. Day also says that he was warned by several
men, including several of the later defendants, that he would be
the victim of similar attacks.
The incident that gives rise to the lawsuit occurred on
July 22, 1994. According to the complaint later filed by Day,
after his release from duty on July 21, he went to a party at the
Base Club at Volk Field together with other members of the 104th.
Day left the party at 1 a.m. on July 22, 1994, returned to his
barracks on the base, and went to sleep. Day says that he asked
Richard Duquette, apparently the senior enlisted man on the scene,
whether Day would be attacked and was assured he would not be
attacked that night.
Nevertheless, during the night Day was awakened by
several individuals; these including serviceman (and later
defendant) James Towle and others whom Day was unable to identify
(but are listed in the complaint as John Does 1 through 8). These
men stripped Day, carried him outside, forced him to kneel on the
ground with his stomach across a bed set up outside the barracks
and--pouring an unknown liquid between Day's buttocks--forcibly
inserted a traffic cone between them. Another defendant,
serviceman Duane Caton, allegedly took photographs.
The complaint alleges without detail that Duquette aided
and abetted the attack. Duquette's own version, which the military
apparently accepted, was that he was the one who broke up the
attack. James Balisle and James Duclos, the remaining individuals
eventually named in the subsequent complaint, were not alleged to
have directly participated in the attack; it was Day's theory that
Balisle and Duclos were implicated because they had negligently
supervised others.
On July 19, 1996, Day filed his present damage claim in
the district court, naming as defendants the Massachusetts Air
National Guard, the U.S. Department of the Air Force, five named
individuals (Duquette, Towle, Caton, Balisle and Duclos), and John
Does 1 through 8. The complaint asserted against the defendants a
federal civil rights claim under 42 U.S.C. 1983 and/or a host of
state claims for civil rights violations under state law, M.G.L.
ch. 12, 11I, and for assault, battery, intentional and negligent
infliction of emotional distress, and negligent enlistment and
supervision.
Acting under the Westfall Act, the United States Attorney
certified that Duquette, Duclos and Balisle had been acting within
the scope of their office or employment "at the time of the
incident out of which the claim arose." 28 U.S.C. 2679(d)(1).
The effect of certification is to substitute the United States as
defendant on certified claims and protect the individual from
liability as to such claims. Id. 2679(b)(1), (d)(1). The U.S.
Attorney declined to certify the claims against Towle or Caton
under the Westfall Act.
Thereafter, the district court in a thoughtful decision
dated February 12, 1998, dismissed all claims against all
defendants under the Feres doctrine. The court concluded that even
as to deliberate injuries, the injuries alleged by Day were
"incident to military service" based primarily on Day's duty
status, the on-base location of the injuries, and the liability of
the wrongdoers to military discipline. See Day, 994 F. Supp. at
77-80. The court upheld the certifications by the U.S. Attorney
and rejected Towle's claim that he also should have been certified
(Caton defaulted and did not challenge the denial). Id. at 76.
On this appeal by Day, the central questions are whether
the Feres doctrine applies; if so, whether it bars his claims
against the individual servicemen named as defendants; and to the
extent it does not whether claims against individual defendants
were properly certified under the Westfall Act. These are
primarily questions of law, which we decide de novo, the facts
alleged in the complaint being taken as true. See United States v.
Omar, 104 F.3d 519, 522 (1st Cir. 1997). We conclude that Feres
bars federal claims against all defendants and state claims against
the United States and its components but does not bar state claims
against individual servicemen for conduct outside the scope of
their duties. We also uphold the district court's decisions as to
the Westfall Act to the extent that they are challenged.
Starting with Feres, the clearest way to approach this
issue is to consider whether Feres's incident to service test bars
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