Dawn Hanson v. Chris LeVan

967 F.3d 584
Court of Appeals for the Seventh Circuit·Decided July 21, 2020·No. 19-1840·Published·Cited by 90 cases

Opinion

In the

United States Court of Appeals For the Seventh Circuit

No. 19‐1840 DAWN HANSON, et al., Plaintiffs‐Appellees,

v.

CHRIS LEVAN, Defendant‐Appellant.

Appeal from the United States District Court for the Northern District of Illinois, Eastern Division. No. 15‐cv‐5354 — Robert M. Dow, Jr., Judge.

ARGUED MAY 28, 2020 — DECIDED JULY 21, 2020

Before MANION, KANNE, and WOOD, Circuit Judges. KANNE, Circuit Judge. For some government jobs, political affiliation is an appropriate position requirement. But that’s generally not the case. And unless political affiliation is an ap‐ propriate job requirement, the First Amendment forbids gov‐ ernment officials from discharging employees based on their political affiliation. Rutan v. Republican Party of Ill., 497 U.S. 62, 64 (1990) (citing Elrod v. Burns, 427 U.S. 347 (1976); Branti v. Finkel, 445 U.S. 507 (1980)).

2 No. 19‐1840

After stepping into his elected office as Milton Township Assessor, Chris LeVan dismissed a group of employees who were Deputy Assessors, allegedly because they supported his political rival and predecessor. The fired deputies sued LeVan, claiming the terminations violated their First Amend‐ ment rights. In a motion to dismiss for failure to state a claim, LeVan asserted a qualified‐immunity defense. The district court concluded that LeVan is not entitled to qualified im‐ munity at this pleading stage, and LeVan appealed.

We affirm because, taking as true the plaintiffs’ well‐ pleaded allegations about the characteristics of the Deputy Assessor position, a reasonable actor in LeVan’s position would have known that dismissing the deputies based on their political affiliation violated their constitutional rights.

I. BACKGROUND

According to the plaintiffs’ complaint, in 2013 Chris LeVan was elected to the office of Milton Township Assessor, displacing his predecessor and political rival, Bob Earl. Shortly after he took office, LeVan discharged a group of em‐ ployees—Deputy Assessors1—who had publicly supported Earl in his run for reelection.

The dismissed employees sued LeVan in his personal and official capacities for discharging them on improper bases. At issue now are the plaintiffs’ challenges that LeVan, under color of state law, violated their rights guaranteed by the First Amendment (applicable to Illinois through the Fourteenth Amendment) by firing them because of their political

1 Among the plaintiffs dismissed from their positions in the Assessor’s

Office is a former IT Administrator. This appeal does not concern that plaintiff, only those who were Deputy Assessors.

No. 19‐1840 3

affiliation. See 42 U.S.C. § 1983. They alleged that the Deputy Assessor position is not one for which political affiliation is a valid job requirement, as the position did not authorize the employees to have meaningful input in policy decisions, yet LeVan discharged them based on their political affiliation.

For these challenges against LeVan in his individual ca‐ pacity, LeVan asserted qualified immunity as a defense. See Leatherman v. Tarrant Cty. Narcotics Intelligence & Coordination Unit, 507 U.S. 163, 166 (1993) (recognizing that qualified im‐ munity is afforded only to individual officials, not to units of government); Ruffino v. Sheahan, 218 F.3d 697, 700 (7th Cir. 2000). He did so in a motion to dismiss, under Rule 12(b)(6), for failure to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). The district court concluded that LeVan is not entitled to qualified immunity at the pleading stage and allowed the claims to proceed. LeVan sought inter‐ locutory review of that decision.

II. ANALYSIS

A. Appellate Jurisdiction The first order of business is our jurisdiction to review the district court’s qualified‐immunity decision. The former Dep‐ uty Assessors contend that we lack jurisdiction, reasoning that the district court’s order is nonfinal and falls outside the collateral‐order doctrine. We disagree.

Appellate courts’ jurisdiction under 28 U.S.C. § 1291 is in‐ deed limited to appeals from “final decisions” of district courts. But some “final decisions” are made before the district court enters a final judgment: certain “collateral orders” are immediately reviewable because they “‘[1] conclusively de‐ termine the disputed question, [2] resolve an important issue 4 No. 19‐1840

completely separate from the merits of the action, and [3] [are] effectively unreviewable on appeal from a final judgment.’” Johnson v. Jones, 515 U.S. 304, 310 (1995) (bracketed numbers in original) (quoting Puerto Rico Aqueduct & Sewer Auth. v. Metcalf & Eddy, Inc., 506 U.S. 139, 144 (1993)).

Denials of qualified immunity often fall into this category of immediately appealable orders. They are reviewable when “the issue appealed concerned, not which facts the parties might be able to prove, but, rather, whether or not certain given facts showed a violation of ‘clearly established’ law.” Id. at 311 (quoting Mitchell v. Forsyth, 472 U.S. 511, 528 (1985)); see, e.g., Leiser v. Kloth, 933 F.3d 696, 700–01 (7th Cir. 2019), cert. denied, No. 19‐7508 (Apr. 27, 2020). In other words, the denial of qualified immunity is within our jurisdiction to review be‐ fore a final judgment if that denial turns on “abstract” ques‐ tions of law. Ashcroft v. Iqbal, 556 U.S. 662, 674 (2009) (quoting Johnson, 515 U.S. at 317). By contrast, interlocutory review is unavailable for a district court’s “fact‐based” decision—for example, that the evidence in the pretrial record shows a gen‐ uine issue of fact on which qualified immunity depends. Id. (quoting Johnson, 515 U.S. at 317); see Johnson, 515 U.S. at 307, 313 (no appellate jurisdiction to review district court’s order determining that evidence is sufficient to permit a particular finding of fact after trial).

The district court’s decision here was on a motion to dis‐ miss, under Rule 12(b)(6), for failure to state a claim. As we see it, LeVan essentially contended that the plaintiffs did not assert a constitutional violation upon which relief can be granted because LeVan is qualifiedly immune. Fed. R. Civ. P. 12(b)(6); see Jacobs v. City of Chicago, 215 F.3d 758, 765 n.3 (7th Cir. 2000).

No. 19‐1840 5

We have accepted that dismissal under Rule 12(b)(6) can preserve an official’s right, under qualified‐immunity doc‐ trine, “not to stand trial or face the other burdens of litiga‐ tion,” including pretrial discovery. Mitchell, 472 U.S. at 526; see Pearson v. Callahan, 555 U.S. 223, 231–32 (2009); Reed v. Palmer, 906 F.3d 540, 548–49 (7th Cir. 2018). But dismissal un‐ der Rule 12(b)(6) is not the only way to preserve that right. See Jacobs, 215 F.3d at 774–75 (Easterbrook, J., concurring in part and in the judgment) (identifying other means by which im‐ munity may be decided without protracted discovery). Nor is it always (if ever) the most suitable procedural setting to de‐ termine whether an official is qualifiedly immune, because immunity may depend on particular facts that a plaintiff need not plead to state a claim. Alvarado v. Litscher, 267 F.3d 648, 651–52 (7th Cir. 2001).

Ultimately, dismissal under Rule 12(b)(6) is appropriate based on qualified immunity only when the plaintiffs’ well‐ pleaded allegations, taken as true, do not “state a claim of vi‐ olation of clearly established law.” Behrens v. Pelletier, 516 U.S. 299, 306 (1996) (quoting Mitchell, 472 U.S. at 526). We elabo‐ rate and apply this standard later on, but for now it is enough to reiterate that “a complaint may be dismissed under Rule 12(b)(6) on qualified immunity grounds where the plaintiff asserts the violation of a broad constitutional right that had not been articulated at the time the violation is alleged to have occurred.” Jacobs, 215 F.3d at 765 n.3. And the familiar plausi‐ bility standard governs.2 See Reed, 906 F.3d at 548.

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Dawn Hanson v. Chris LeVan, 967 F.3d 584 (7th Cir. 2020).

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