Davis v. City of New York

296 F.R.D. 158, 2013 WL 4712501, 2013 U.S. Dist. LEXIS 124749
District Court, S.D. New York·Decided August 29, 2013·No. No. 10 Civ. 0699(SAS)·Published·Cited by 6 cases

Opinion

OPINION AND ORDER

SHIRA A. SCHEINDLIN, District Judge.

I. INTRODUCTION

Plaintiffs allege that the New York City Police Department (“NYPD”) uses unlawful stops, searches, and arrests to enforce the prohibition against trespassing in New York City Housing Authority (“NYCHA”) buildings.1 This Court has granted in part and denied in part the parties’ motions for summary judgment.2 Plaintiffs now move for certification of the following class and subclass:

Class: All African-American and Latino NYCHA residents and/or family members, authorized guests or visitors of NYCHA residents, who, since January 28, 2007, have been or will be unlawfully stopped, seized, questioned, frisked, searched, and/or arrested for trespass by New York City Police Department (“NYPD”) officers in or around NYCHA residences, including on the basis of race and/or ethnicity. Resident Subclass: All members of the class who are authorized NYCHA residents.3

Because plaintiffs satisfy the legal standard for class certification, their motion is granted, subject to amendment of the class definition as described below.

II. FACTUAL BACKGROUND

At the class certification stage, district courts must engage in a rigorous analysis of the underlying facts in order to determine whether the plaintiffs have satisfied the requirements of Rule 23. The following factual findings, based on a preponderance of the evidence, are made only for the purpose of adjudicating this motion and will not be binding on the jury at trial.4

A. Evidence of Unlawful Trespass Enforcement Policies and Practices

The City provides policing services to NY-CHA under a 1994 Memorandum of Understanding. As part of these services, NYPD officers conduct vertical patrols in NYCHA buildings. The procedures for conducting vertical patrols are described in the NYPD’s Interim Order 23 of 2010 (“IO 23 of 2010”) and associated training materials. These materials direct officers to approach and question individuals in NYCHA buildings without reasonable suspicion of trespass, and [162]*162to arrest for trespass those who fail to leave or affirmatively establish their right to be in a NYCHA residence.5

The procedures for conducting trespass enforcement in and around NYCHA buildings are chosen and implemented through the NYPD’s centralized and hierarchical institutional structure, which regulates officer activity through training, supervision, monitoring, and discipline.6 The record evidence at this stage shows that the NYPD’s trespass enforcement policies and practices have resulted in thousands of trespass stops that apparently lacked reasonable suspicion,7 as well as large numbers of apparently unjustified trespass arrests.8 Anecdotal evidence suggests that the apparently unlawful stops and arrests display factual similarities resulting from common features of officers’ training and supervision.9

In addition, individual testimony and the testimony of community leaders confirm that the NYPD’s trespass enforcement activities in NYCHA buildings have resulted in a large number of NYCHA residents being impeded in coming and going freely from their homes and having guests.10 Finally, plaintiffs’ statistical and anecdotal evidence of racial disparities in enforcement is sufficient for the purposes of class certification.11

[163]*163III. LEGAL STANDARDS

A. Federal Rule of Civil Procedure 23(a)

Rule 23(a) permits individuals to sue as representatives of an aggrieved class. To be certified, a putative class must first meet all four prerequisites set forth in Rule 23(a), generally referred to as numerosity, commonality, typicality, and adequacy.12 District courts have broad discretion in deciding whether to certify a proposed class under Rule 23.13

“Rule 23 does not set forth a mere pleading standard. A party seeking class certification must affirmatively demonstrate [its] compliance with the Rule — that is, [it] must be prepared to prove that there are in fact sufficiently numerous parties, common questions of law or fact, etc.”14 Plaintiffs seeking class certification bear the burden of demonstrating by a preponderance of the evidence that the proposed class meets each of the requirements set forth in Rule 23(a).15 When assessing whether plaintiffs have met this burden, courts must take into account “all of the relevant evidence admitted at the class certification stage.”16 A court may certify a class only after determining that “whatever underlying facts are relevant to a particular Rule 23 requirement have been established.”17 This rigorous analysis requires examining the facts of the dispute, not merely the pleadings, and it will frequently “entail some overlap with the merits of the plaintiffs underlying claim.”18

At the class certification stage, “a district judge should not assess any aspect of the merits unrelated to a Rule 23 requirement.” 19 The court’s “determination as to a Rule 23 requirement is made only for purposes of class certification and is not binding on the trier of facts, even if that trier is the class certification judge.”20

1. Numerosity

Rule 23(a)(1) requires that a class be “so numerous that joinder of all members is impracticable.” In the Second Circuit, sufficient numerosity can be presumed at a level of forty members or more.21 “The numerosity requirement in Rule 23(a)(1) does not mandate that joinder of all parties be impossible — only that the difficulty or inconvenience of joining all members of the class make use of the class action appropriate.”22 Courts do not require “evidence of exact class size or identity of class members to [164]*164satisfy the numerosity requirement.”23

2. Commonality

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Davis v. City of New York, 296 F.R.D. 158, 2013 WL 4712501, 2013 U.S. Dist. LEXIS 124749 (S.D.N.Y. 2013).

296 F.R.D. 158 (Davis v. City of New York) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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