Dante Coal Co. v. Director, Office of Workers' Compensation Programs

164 F. App'x 338
CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 26, 2006
Docket04-1360
StatusUnpublished
Cited by2 cases

This text of 164 F. App'x 338 (Dante Coal Co. v. Director, Office of Workers' Compensation Programs) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dante Coal Co. v. Director, Office of Workers' Compensation Programs, 164 F. App'x 338 (4th Cir. 2006).

Opinion

GREGORY, Circuit Judge:

This appeal concerns a twenty-six-year-old dispute over the award of black lung benefits to claimant Stanley Jones (“Jones”). For the second time, Dante Coal Company (“Dante”) asks this Court to reverse an order of the Benefits Review Board (the “Board”) affirming an administrative law judge’s (“ALJ”) award of black lung benefits to Jones. Dante contends that the ALJ erred by failing to reconsider *340 fully all the pertinent evidence and by relying on a revised definition of pneumoconiosis without allowing the parties’ experts to reevaluate the evidence. Finding no error, we affirm the Board’s decision.

I.

A.

Jones, born on January 13,1921, worked in the coal mines of West Virginia for thirty-two years until he was laid off in 1981. J.A. 286. He also smoked cigarettes for nearly forty years, until 1978, and began to experience respiratory difficulties while working for Dante (formerly Badger Coal Company and Wolverine Mining Company), his final coal mine employer. J.A.25.

On October 19, 1979, Jones filed an application for lifetime black lung benefits under Title IV of the Federal Coal Mine Health and Safety Act of 1969, as amended, 30 U.S.C. §§ 901-945 (“Black Lung Benefits Act” or the “Act”). In his application, Jones asserted that he suffered from a coal dust-induced disorder called pneumoconiosis. As he filed his claim before April 1, 1980, the effective date of the permanent regulations governing black lung benefits, his claim must be adjudicated under interim regulations found in 20 C.F.R. Part 727. 1

This case, adjudicated before three different ALJs, involves a complicated procedural history, most of which is not relevant here. Accordingly, we limit our recitation to those facts pertinent to our discussion, beginning with the second ALJ’s denial of Jones’s claim for benefits in 1997. Jones opted not to appeal that determination and instead, he filed a petition for modification under 20 C.F.R. § 725.310 based on new evidence. J.A. 30-31. Section 725.310 provides that a party may request modification of the denial of benefits within one year of the denial on the grounds that a change in conditions has occurred or because the previous decision reflected a mistake in the determination of a fact, or in the ultimate determination of the claimant’s entitlement to benefits. 20 C.F.R. § 725.310(a) (1979); see also Jessee v. Dir., OWCP, 5 F.3d 723, 725 (4th Cir.1993).

In support of his petition for modification, Jones submitted an expert report from Dr. Roger Abrahams. Dante responded with the medical reports of Drs. James Castle and Gregory Fino. All three physicians found that Jones was not suffering from medical pneumoconiosis, which “refers to the lung disease caused by fibrotic reaction of the lung tissue to inhaled dust, which is generally visible on chest x-ray films as opacities.” Hobbs v. Clinchfield Coal Co., 917 F.2d 790, 791 (4th Cir. 1990). The physicians, however, disagreed over whether Jones was suffering from legal pneumoconiosis, a broader class of disorders. Legal pneumoconiosis is “a chronic dust disease of the lung and its sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.” 30 U.S.C. § 902 (1979); see also Hobbs, 917 F.2d at 791 (“Legal pneumoconiosis refers to all lung diseases which meet the statutory or regulatory definition of being any lung disease which is significantly related to, or substantially aggravated by, dust exposure in coal mine *341 employment.”). 2 Additionally, all of the physicians found that Jones had a pulmonary obstructive disorder, but disagreed as to whether this disorder was due to the combined effects of coal mine dust exposure and cigarette smoke or simply the latter.

B.

Jones relied on Dr. Abrahams’s opinion to demonstrate his entitlement to a presumption of total disability due to pneumoconiosis. Dr. Abrahams, B-reader 3 and board-certified internal medicine physician with a subspecialty in pulmonary diseases, examined Jones on June 4, 1998. In a report generated in 1999, Dr. Abrahams noted, inter aha, that Jones had a chronic, productive cough; no history of pneumonia or tuberculosis; a moderate obstructive ventilatory impairment; negative chest x-ray and CT scan; mild hypoxia; chronic wheezing; dyspnea on exertion; and asymptomatic gastroesophageal reflux disease. J.A. 226-27. Although Dr. Abrahams observed that on June 4, 1998, Jones had a moderate obstructive ventilatory impairment with very significant bronchoreversibility, 4 studies performed in 1995 and 1999 showed a moderate obstructive airway impairment without marked reversibility. J.A. 227. During his deposition, Dr. Abrahams explained why Jones responded to bronchodilator medications in 1998, but not in 1999. Dr. Abrahams opined that there was no improvement in 1999 because Jones had achieved his maximal level of dilation before the test was administered in 1999, most likely through the use of prescribed bronchodilator medications. J.A. 259-60. Importantly, even after the administration of the bronchodilator medications, Jones still exhibited a significant amount of obstruction, which rendered him disabled under the relevant regulations. Thus, Dr. Abrahams’s review of the ventilatory studies led him to conclude that Jones suffers from a totally disabling respiratory condition.

With regard to causation, Dr. Abrahams expressed a view that “[b]oth coal dust and cigarette smoke can cause bronchitis and obstructive airway disease and on an individual basis it is impossible to determine the degree to which each factor contributed to the impairment.” J.A. 229. Accordingly, he concluded that Jones has moderate obstructive airway disease due to the combined effects of industrial bronchitis (as a result of coal dust exposure) and *342 cigarette smoke. J.A. 229. In his report, Dr. Abrahams cited various studies for the principles that (1) chronic coal dust exposure can cause chronic bronchitis and chronic airflow obstruction, (2) one can have a negative x-ray and still suffer from the deleterious effects of coal dust exposure, and (3) smoking and coal dust have additive effects on airway obstruction. J.A. 228.

C.

Dante offered the opinions of Drs. Castle and Fino to rebut the presumption of total disability due to pneumoconiosis.

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164 F. App'x 338, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dante-coal-co-v-director-office-of-workers-compensation-programs-ca4-2006.