Daniels v. State

453 N.E.2d 160, 1983 Ind. LEXIS 940
Indiana Supreme Court·Decided September 9, 1983·No. 380S66·Published·Cited by 64 cases

Opinions

HUNTER, Justice.

The defendant, Michael William Daniels, was convicted by a jury of four counts of robbery, Class A felonies, Ind.Code § 35-42-5-1 (Burns 1979 Repl.), one count of attempted robbery, a Class A felony, Ind. Code § 85-41-5-1, § 85-42-5-1 (Burns 1979 Repl.), and one count of felony murder, Ind.Code § 85-42-1-1(2) (Burns 1979 Repl.). The jury recommended a sentence of death for the felony murder count, Ind. Code § 85-50-2-9 (Burns 1979 Repl.), and defendant was thereafter sentenced to four twenty-year terms of imprisonment and one fifty-year term, all to run consecutively, and death.

His direct appeal challenges the legality of the death sentence and presents the following issues for our review:

1. Whether the trial court erred by rejecting defendant's plea agreement on the basis of matters not present in the record;

2. Whether the trial court erred by excusing certain jurors for cause based upon their beliefs concerning the possible imposition of the death penalty;

3. Whether the trial court erred by failing to grant defendant's motion for mistrial due to improper questioning, remarks, and comments on the evidence by the prosecutor during the penalty phase of the trial;

4. Whether our death sentence statute is unconstitutional, and whether it was improperly applied in this case due to the failure of the trial court to make sufficient written findings concerning the sentence;

5. Whether the trial court erred by denying defendant's motion for change of [164] venue from the county due to prejudicial pretrial publicity;

6. Whether the conviction was unlawful because the state withheld exculpatory evidence and the trial court failed to conduct a hearing on alleged newly discovered evidence; and

7. Whether the trial court erred in allowing the state to amend the charges and add the death penalty request.1

A brief summary of the facts from the record shows that on January 16, 1978, defendant and two other individuals committed a series of robberies. The three men drove around residential neighborhoods in Indianapolis and stopped at four different residences where they saw people outside in their driveways. At one residence, a wallet was taken from a man who was shoveling snow and his mother was hit on the face. At another residence, where the father and son were both shoveling snow, defendant shot the father, who died at the scene, and took the son's wallet. At another location, a father and daughter were accosted as they got out of their car, and a wallet and purse were taken. Finally, at a fourth residence, a man who was shoveling snow was accosted by a man with a gun and ordered to freeze This resident ran towards his garage and turned his dog loose. Defendant fired three shots at this man but he survived.

I.

Defendant presented a formal plea bargain agreement to the original trial judge in this case at a hearing on November 18, 1978. He agreed to plead guilty to the six substantive counts of the information. In addition, he agreed to receive maximum prison terms on each of the counts and to testify for the state against a co-defendant. In return, the state agreed to dismiss Count VII of the information which was the death penalty request. After the judge heard extensive evidence, he took the offered plea of guilty under advisement and ordered a presentence investigation report to be prepared. At a hearing on December 18, 1978, the court rejected the plea and set the matter for trial. Defendant now contends that the court's rejection of his plea violated his constitutional rights to waive a jury trial and to be free from double jeopardy and compulsory self-incrimination. He also argues that he has an absolute right to enter a plea of guilty, as long as it is made competently, knowingly, voluntarily, and with advice from counsel, and that the trial court abused its discretion in refusing to accept the plea.

Defendant acknowledges the well-settled proposition that there is no absolute right to have a guilty plea accepted and that a trial court may reject a guilty plea in the exercise of its sound judicial discretion. Santobello v. New York, (1971) 404 U.S. 257, 262, 92 S.Ct. 495, 501, 30 L.Ed.2d 427, 433; Clemons v. State, (1981) Ind., 424 N.E.2d 113; Stowers v. State, (1977) 266 Ind. 403, 363 N.E.2d 978; Wright v. State, (1970) 255 Ind. 292, 264 N.E.2d 67; Stacks v. State, (1978) 175 Ind.App. 525, 372 N.E.2d 1201. He also acknowledges that the trial court fulfilled its responsibility to determine the factual basis of the plea and whether the plea was voluntarily and knowingly made. North Carolina v. Alford, (1970) 400 U.S. 25, 91 S.Ct. 160, 27 LEd.2d 162; Stowers v. State, supra.

However, he contends that the court's discretion goes only to the sufficiency of the factual basis of the plea, its volun-tariness, and whether there was any abuse of discretion by the prosecutor which harmed the defendant. We find no such limits can be placed upon the court's discretion in accepting or rejecting a guilty plea. The court occupies an impartial position in our judicial system in that it must, as far as possible, protect the interests of all members of our society and provide a neutral forum for the resolution of disputes. In [165] criminal cases, the court must protect a defendant from the power of coercion and abuse of the state, but, on the other hand, it must also protect the interests of other members of our society in living in a peaceful, orderly atmosphere where an individual does not have to live in fear of being shot while shoveling snow in his own driveway.

In this case, the court carefully considered the evidence presented at the guilty plea hearing and the presentence investigation report. He was aware of the fact that the decedent's widow wanted the plea agreement to be accepted. He stated that he realized that a lot of people had put a great deal of time into arranging the plea, including the prosecutors, the defense attorneys, defendant's family, and the family of the deceased. The record shows that he considered all of the circumstances involved in this case for over a month and was especially concerned that the victim's widow, Mrs. Streett, had strongly concurred with the plea arrangement and would be subjected to further emotional stress if the case went to trial. Furthermore, the record shows that the court wanted to have the widow present in the courtroom when he made the determination to reject or accept the plea. When he found out that she wouldn't be available at that time, he talked to her the day before the hearing was scheduled.

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Daniels v. State, 453 N.E.2d 160, 1983 Ind. LEXIS 940 (Ind. 1983).

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