Dan S. Hessbrook v. M.C. Lennon, Jr., D.A. French, and J. Saxman

777 F.2d 999
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 30, 1986
Docket84-1075
StatusPublished
Cited by37 cases

This text of 777 F.2d 999 (Dan S. Hessbrook v. M.C. Lennon, Jr., D.A. French, and J. Saxman) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dan S. Hessbrook v. M.C. Lennon, Jr., D.A. French, and J. Saxman, 777 F.2d 999 (5th Cir. 1986).

Opinion

GARWOOD, Circuit Judge:

Appellant is a federal prisoner. His Bi vens 1 action seeking monetary damages, and no other relief, for an alleged violation of his Eighth Amendment rights was dismissed without prejudice by the federal district court for his failure to exhaust administrative remedies. We affirm the holding that exhaustion is required, but remand for consideration of whether the suit should be held in abeyance, with jurisdiction retained, pending exhaustion, rather than being presently dismissed.

Facts and Proceedings Below

Appellant Dan S. Hessbrook is a federal prisoner incarcerated in the Federal Correction Institution (FCI) at Bastrop, Texas. On June 17, 1982, acting pro se, he filed this civil suit in the court below alleging violations of his Eighth Amendment rights. He asserted that he had been denied adequate medical attention, and that he had been provided with an inadequate and ill-suited pair of shoes, which aggravated a prior foot injury and a tendency, caused by diabetes, for his feet to swell. 2 The complaint alleges “medical and mental damage being to the extent of $1,500,000 all being a severe deprivation of Plaintiff’s Right to protection under the 8th Amendment to the *1001 U.S. Constitution.” The only relief sought is that the “Court find Defendants ... at fault; and thereby grant Plaintiff Judgment in the amount of $1,500,000; to be paid in equal shares by said Defendants herein.” The court referred the matter to a magistrate.

On August 30, 1982, appellees filed a motion to dismiss, alleging Hessbrook’s failure to exhaust administrative remedies, and his failure to file a Federal Tort Claims Act (FTCA) claim. On March 8, 1983, the district court directed appellant to show cause why his suit should not be dismissed for nonexhaustion. Appellant responded by arguing that he should be excused from the exhaustion requirement because the administrative remedies available to him were inadequate. He predicated this assertion primarily on the contention that prison officials had no authority to award money damages for constitutional torts. Appellant did acknowledge that he might be able to obtain compensatory damages under the FTCA, but not punitive damages. The magistrate recommended dismissal for appellant’s failure to exhaust, basing his recommendation in part upon a determination that a federal prisoner “challenging the conditions of his confinement” must first seek redress through the Federal Bureau of Prisons, which has been charged with primary responsibility for the supervision of prisoners. The magistrate also found that Hessbrook had failed to show that he had no effective means other than through the judiciary to remedy the alleged infringement of his constitutional rights, a prerequisite for a Bivens action. Over appellant’s objections to the magistrate’s recommendations, the district court, on December 6, 1983, dismissed appellant’s suit without prejudice. This appeal followed.

Exhaustion of Administrative Remedies

Federal Tort Claims Act and Bivens claims are not mutually exclusive. Carlson v. Green, 446 U.S. 14, 100 S.Ct. 1468, 64 L.Ed.2d 15 (1980). The district court dismissed the case without prejudice over appellant’s contention that, by asserting a Bivens action for money damages, he was not required to exhaust administrative remedies. We must determine whether the legal independence of FTCA- and Bivens -type claims suffices to excuse a federal prisoner from a requirement that he exhaust available administrative remedies before asserting his Bivens claim for money damages in the federal courts. 3 We conclude that, even where only money damages are sought, maintenance of a Bivens claim by a federal prisoner, at least where he complains of his treatment as a prisoner by the prison authorities and the allegedly tortious conduct is not clearly wholly outside the FTCA, does not alone suffice to excuse the requirement that the prisoner exhaust possibly available administrative remedies.

The Nature of the Cause of Action

Bivens actions are “premised on the theory that victims of a constitutional violation by a federal agent have an implied right of action to recover damages against the official absent any statute conferring such a right.” Muhammad v. Carlson, 739 F.2d 122, 124 (3d Cir.1984) (citation omitted).

*1002 The FTCA provides a remedy for a “negligent or wrongful act or omission” by an officer or employee of the federal government acting within the scope of his employment. 28 U.S.C. § 2672. Certain specific kinds of tort claims, however, are expressly excluded from the FTCA. 28 U.S.C. § 2680(h). Thus, broadly speaking, the FTCA provides a waiver of the sovereign immunity of the United States for negligence actions, but not for certain intentional torts, 4 which, if they violated a constitutional right, would often be actionable instead by a Bivens-type suit. Congress amended the FTCA exclusions section in 1974 to expressly retain a subset of the otherwise excluded torts, when committed by federal “investigative or law enforcement officers.” 5

Appellant’s complaint does not expressly predicate his suit upon the FTCA. Instead it asserts a violation of his Eighth Amendment right to be free from cruel and unusual punishment while incarcerated. But the FTCA exclusions in section 2680 do not obviously and clearly preclude an FTCA cause of action by appellant, and on brief appellant suggests that he “probably does have a valid tort claim within the scope of the FTCA.” Appellant recites further that he “firmly believes he also has a valid claim arising directly under the Constitution and has chosen that implied cause of action to address the wrongs done him. He may not be relegated to FTCA with its attendant [exhaustion] requirements____ His failure to file an administrative claim ... is irrelevant.” (Emphasis added.) Reading the complaint broadly and as a whole, it is by no means wholly clear that only an intentional tort of the kind excluded from the FTCA is alleged. 6 We cannot find, therefore, as a matter of law, even *1003 accepting all the allegations of appellant’s complaint as true, that appellant’s claim necessarily falls outside actions covered by the FTCA, even if it might also be properly maintained as a Bivens-type action.

The Exhaustion Requirement

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Bluebook (online)
777 F.2d 999, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dan-s-hessbrook-v-mc-lennon-jr-da-french-and-j-saxman-ca5-1986.